Environmental Cooperation in the (Partially) Disaggregated State: Lessons from the Security and Prosperity Partnership of North America

A. N. Craik, J. Dimento
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引用次数: 5

Abstract

Recent accounts of the rise of transgovernmentalism have described the increasingly important role of transnational networks of regulatory officials in creating and implementing cooperative solutions to regional and global problems. In North America, the use of networks is becoming an increasingly important approach to environmental governance and to regional integration more generally. The Security and Prosperity Partnership of North America (the SPP) marks a further, and in our view, important, development in the use of transgovernmental networks because under the SPP, the executive branches of Canada, the United States, and Mexico deliberately turn to transgovernmental networks as a governance strategy across multiple issue areas. The self-conscious use of networks as an alternative to traditional international institutions on a broad scale was contemplated by Slaughter, but the SPP marks the first practical attempt by governments to create a cross-cutting transnational governance structure that relies principally on transgovernmental networks.The purpose of this Article is to evaluate the environmental agenda of the SPP process critically and the opposition to it in light of the existing literature on transgovernmental networks. Our basic argument is that the paucity of the debate over the SPP results from the failure of the architects of the SPP and their critics to appreciate the nature of transgovernmental networks as a governance structure. To this end we identify certain structural features shared by transgovernmental networks and examine the competing claims concerning the SPP in light of these characteristics. The Article provides additional support for the descriptive claims of transgovernmentalists that states are turning to networks, but the development and structure of the SPP qualifies the central transgovernmentalist claim that the state is disaggregating. Instead, the picture that emerges is one of partial disaggregation where central governments retain the power to create networks, to enable them, and to define their agendas. The situation also puts the debate over the SPP in greater focus by allowing for an exploration into whose characterization of the SPP more closely resembles its actual governance features. The result, we suggest, is that the debate is in its essence one between networks as they are and networks as they could be. Finally, we argue that the nature of transnational networks requires a distinct form of legitimacy. In the SPP process, the framers rely exclusively on two forms of legitimacy: expert legitimacy and a highly formalized version of process legitimacy. We argue that these forms of legitimacy are insufficient on their own. Our conclusion, like that of Professor Slaughter, is that the turn to networks as a governance strategy requires a shared normative foundation. But whereas Slaughter appears content to rely on principles of procedural legitimacy, such as inclusivity, discursiveness, and subsidiarity, this Article maintains that a shared commitment to substantive principles is also required.
(部分)解体国家的环境合作:来自北美安全与繁荣伙伴关系的经验教训
最近对跨政府主义兴起的描述描述了监管官员跨国网络在制定和实施区域和全球问题的合作解决方案方面日益重要的作用。在北美,使用网络正在成为环境管理和更普遍的区域一体化日益重要的办法。北美安全与繁荣伙伴关系(SPP)标志着跨政府网络使用的进一步发展,在我们看来,这是重要的,因为根据SPP,加拿大、美国和墨西哥的行政部门有意将跨政府网络作为跨多个问题领域的治理战略。斯劳特曾设想过在大范围内自觉地使用网络作为传统国际机构的替代方案,但SPP标志着各国政府首次实际尝试创建一个主要依赖于跨政府网络的跨领域跨国治理结构。本文的目的是根据关于跨政府网络的现有文献,批判性地评估SPP进程的环境议程和反对意见。我们的基本论点是,关于SPP的辩论之所以缺乏,是因为SPP的设计者及其批评者未能认识到跨政府网络作为一种治理结构的本质。为此,我们确定了跨政府网络共有的某些结构特征,并根据这些特征研究了有关SPP的竞争性主张。这篇文章为跨政府主义者的描述性主张提供了额外的支持,即国家正在转向网络,但SPP的发展和结构证明了中央跨政府主义者关于国家正在解体的主张。相反,出现的景象是一种部分解体,中央政府保留了创建网络、使其成为可能并确定其议程的权力。这种情况也使关于SPP的争论更加受到关注,因为可以探讨谁对SPP的描述更接近其实际的治理特征。我们认为,其结果是,这场辩论本质上是网络现状与网络未来之间的辩论。最后,我们认为,跨国网络的性质需要一种独特形式的合法性。在SPP过程中,制定者完全依赖于两种形式的合法性:专家合法性和高度形式化的过程合法性。我们认为,这些形式的合法性本身是不够的。与斯劳特教授的结论一样,我们的结论是,将网络作为一种治理策略需要一个共同的规范基础。但是,尽管斯劳特似乎满足于依赖程序合法性原则,如包容性、话语性和辅助性,但本文认为,对实质性原则的共同承诺也是必要的。
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