The End of Theory

IF 2 2区 社会学 Q1 LAW
Michael J. Gerhardt
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引用次数: 125

Abstract

Book Review THE END OF THEORY FREEDOM AND TIME: A THEORY OF CoNSTITUTIONAL SELF-GOVERNMENT By Jed Rubenfeld. Yale University Press, 2001. INTRODUCTION Imagine how you would answer the following question: "What is the central problem in constitutional law?" This question is routine to constitutional scholars, whose most common answer is the "counter-majoritarian difficulty,"' Alexander Bickel's classic phrase for the dilemma posed by unelected federal judges' interference with the decisions of democratically elected, politically accountable authorities. Imagine, however, that the answer to this difficulty turns out to depend on the resolution of an entirely different issue-the legitimacy of the Constitution's binding authority over time-that can be answered only by reference to a source other than any of those conventionally consulted, like the text, original understanding, or structure of the Constitution. Such imaginative leaps, difficult as they may be to follow, await the readers of the new book by Yale Law School Professor Jed Rubenfeld. There is more, much more, to Rubenfeld's constitutional vision, but many readers, including some scholars in the field, likely will be put off by his attempt to base his claim of judicial primacy in interpreting the Constitution not on any sources of constitutional meaning that are commonly regarded as authoritative, but rather on a blend of abstract principles derived primarily from the fact that the Constitution is written.3 In this book, as in his prior writings, Rubenfeld boldly rejects the attempts of virtually all other constitutional theorists to make sense of constitutional law. He argues IMAGE FORMULA7 that these scholars, including such luminaries as Alexander Bickel and Charles Black, have misdiagnosed the counter-majoritarian difficulty as the central question in constitutional law.4 Rubenfeld suggests that they all have failed to understand that this problem, as conventionally conceived, is not the major difficulty in constitutional theory, because its solution depends on resolving an even more basic question-the truly fundamental question of constitutional law, in his opinion-how and why the Constitution, drafted and ratified over two centuries ago, should bind the nation and continue to be regarded as legitimate long after the deaths of those who drafted and ratified it.5 In Rubenfeld's opinion, answering this fundamental question requires developing a political theory of legitimacy derived independently from the text of the Constitution or any other conventional source of constitutional authority. The text of the Constitution provides no guidance on how it should be interpreted; if one were to consult the Constitution for such guidance, one merely would be engaged in the circular exercise of interpreting the Constitution in order to determine how to interpret the Constitution. Instead, Rubenfeld suggests, one should derive a non-native theory of legitimacy from the fact that the Constitution is written. The fact of its "written-ness," in Rubenfeld's terminology,6 gives rise to some very significant inferences, including the Framers' objective of securing a revolutionary form of democratic self-government that would endure over time. Another equally if not more important inference is the identity of the institution best situated to elucidate and preserve constitutional meaning over time. By Rubenfeld's reckoning, this institution is the judiciary, because of its special training and because it is the least prone to the whims of present majorities. Thus, the counter-majoritarian difficulty dissolves-any tension between judges and present majorities turns out to be illusory-because only judges can maintain our system of self-government over time by steadfastly discharging their special functions of elucidating and enforcing constitutional commitments. In short, the counter-majoritarian difficulty dissolves because the legitimacy of the Constitution over time is possible only by virtue of judicial review. …
理论的终结
《自由与时间理论的终结:一种宪政自治理论》作者:杰德·鲁本菲尔德。耶鲁大学出版社,2001。想象一下你将如何回答以下问题:“宪法的核心问题是什么?”这个问题对宪法学者来说是家常便饭,他们最常见的答案是“反多数主义的困难”,这是亚历山大·比克尔(Alexander Bickel)对非选举产生的联邦法官干涉民主选举产生的、政治上负责任的当局的决定所造成的困境的经典表述。然而,想象一下,这个困难的答案最终取决于一个完全不同的问题的解决方案——宪法随时间的约束力的合法性——这个问题只能通过参考其他来源来回答,而不是传统的参考来源,比如宪法的文本、原始理解或结构。耶鲁大学法学院教授杰德·鲁本菲尔德(Jed Rubenfeld)的新书等待着读者的是这样一种富有想象力的飞跃,尽管它们可能很难实现。鲁本菲尔德的宪法愿景还有更多,更多,但许多读者,包括该领域的一些学者,可能会因为他试图将他在解释宪法时的司法至上主张不是建立在通常被认为是权威的宪法意义的任何来源上,而是建立在主要来自宪法成文事实的抽象原则的混合上而却步在这本书中,正如在他之前的著作中一样,鲁本菲尔德大胆地拒绝了几乎所有其他宪法理论家试图理解宪法的尝试。他认为,这些学者,包括像亚历山大·比克尔和查尔斯·布莱克这样的杰出人物,错误地将反多数主义的困难视为宪法的核心问题鲁本菲尔德认为,他们都没有认识到,按照传统观念,这个问题并不是宪法理论的主要困难,因为它的解决取决于解决一个更基本的问题——在他看来,这是宪法的真正根本问题——两个多世纪前起草和批准的宪法,是否应该在起草者和批准者去世后很长一段时间内约束国家并继续被视为合法在鲁本菲尔德看来,回答这个基本问题需要发展一种独立于宪法文本或任何其他传统宪法权威来源的合法性政治理论。《宪法》的文本没有就如何解释它提供指导;如果一个人要向宪法寻求这样的指导,那么他只是在循环地解释宪法,以确定如何解释宪法。相反,鲁本菲尔德建议,人们应该从宪法是成文的这一事实中得出一种非本土的合法性理论。用鲁本菲尔德的术语来说,宪法的“书面性”引出了一些非常重要的推论,包括制宪者的目标是确保一种革命性的民主自治形式,这种形式将持续一段时间。另一个同样重要(如果不是更重要的话)的推论是,随着时间的推移,最适合阐明和维护宪法意义的机构的身份。在鲁本菲尔德看来,这个机构就是司法机构,因为它受过特殊的训练,也因为它最不容易受到当前多数人的异想天开的影响。因此,反多数主义的难题解决了——法官和目前的多数人之间的任何紧张关系都变成了幻觉——因为只有法官才能通过坚定地履行其阐明和执行宪法承诺的特殊职能,长期维持我们的自治制度。简而言之,反多数主义的困难消失了,因为随着时间的推移,宪法的合法性只有通过司法审查才能实现。…
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来源期刊
CiteScore
1.60
自引率
10.50%
发文量
0
期刊介绍: The Northwestern University Law Review is a student-operated journal that publishes four issues of high-quality, general legal scholarship each year. Student editors make the editorial and organizational decisions and select articles submitted by professors, judges, and practitioners, as well as student pieces.
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