Federalism, Preclearance, and the Rehnquist Court

Ellen D. Katz
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引用次数: 3

Abstract

The Article explores the Rehnquist Court's seemingly contradictory assessment of "federalism costs" in recent decisions construing section 5 of the Voting Rights Act. Reno v. Bossier Parish, 520 U.S. 471 (1997), and Reno v. Bossier Parish, 528 U.S. 320 (2000), narrowly construe the VRA's preclearance provision and invoke federalism concerns as justification. Lopez v. Monterey County, 525 U.S. 266 (1999), by contrast, interprets the preclearance provision broadly, acknowledging that "substantial federalism costs" result, but affirming as constitutionally permissible the infringement that the section 5 preclearance process "by its nature" effects on state sovereignty. This Article seeks to explain why the Court understood the federalism costs implicated in the Bossier Parish cases to be preclusively high while it viewed the costs at issue in Lopez to be the necessary and justifiable result of implementing the VRA. The Rehnquist Court has long been convinced that the Department of Justice has systematically abused its authority in the preclearance process and thereby exacerbated the federalism costs that inhere in the VRA. The Bossier Parish cases involved DOJ's refusal to preclear a districting plan that the agency deemed to contain an insufficient number of majority-minority districts, and thus they presented the Court with the type of DOJ conduct that the justices have repeatedly found most objectionable. The Bossier Parish decisions rejected the Department's position on preclearance, and construed section 5 narrowly in order to curb the opportunities for institutional overreaching by the Department. Lopez, by contrast, did not directly implicate conduct by DOJ, and instead addressed the question over which the Department has no authority, namely whether the disputed changes were subject to preclearance at all. While the decision renders more conduct subject to preclearance and hence to review by DOJ, Lopez required the Court neither to review a specific decision made by the Department nor to confront the prospect that DOJ would implement the construction of the statute adopted. The Court, consequently, was able to construe section 5 broadly without directly facing concerns about DOJ overreaching, and thereby to embrace the resulting federalism costs as a justified consequence of implementing congressional intent in the VRA.
联邦制,预审和伦奎斯特法院
本文探讨了伦奎斯特法院在最近解释《投票权法》第5条的决定中对“联邦制成本”的看似矛盾的评估。Reno v. Bossier Parish, 520 U.S. 471(1997)和Reno v. Bossier Parish, 528 U.S. 320(2000)狭义地解释了VRA的预先许可条款,并援引联邦制担忧作为理由。相比之下,洛佩兹诉蒙特利县案(525 U.S. 266(1999))则宽泛地解释了预先许可条款,承认由此产生的“联邦主义的重大成本”,但肯定第5条预先许可程序“就其性质而言”对国家主权的影响是宪法允许的侵权行为。本文试图解释为什么法院理解Bossier Parish案件中涉及的联邦制成本具有排除性的高,而它认为Lopez案件中涉及的成本是实施VRA的必要和正当结果。伦奎斯特法院长期以来一直相信,司法部在审查前程序中有系统地滥用权力,从而加剧了《审慎法》固有的联邦制成本。Bossier Parish案件涉及司法部拒绝预先批准一项分区计划,该计划被认为包含的少数族裔占多数的地区数量不足,因此,他们向法院提交了法官们反复发现最令人反感的司法部行为类型。博西尔教区的决定拒绝了该部关于预先许可的立场,并狭义地解释了第5条,以便遏制该部在机构上越权的机会。相比之下,洛佩兹并没有直接涉及司法部的行为,而是解决了司法部无权处理的问题,即有争议的变更是否需要事先批准。虽然该决定使更多的行为受到预先许可的约束,并因此受到司法部的审查,但洛佩兹要求法院既不要审查司法部作出的具体决定,也不要面对司法部将实施所通过的法规的构建的前景。因此,法院能够广泛地解释第5条,而无需直接面对司法部越权的担忧,从而将由此产生的联邦制成本作为在VRA中实施国会意图的合理后果。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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