The Absurdity Doctrine

IF 3.5 2区 社会学 Q1 LAW
Harvard Law Review Pub Date : 2003-06-01 DOI:10.2307/1342768
J. Manning
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引用次数: 53

Abstract

From the earliest days of the Republic, the Supreme Court has subscribed to the idea that judges may deviate from even the clearest statutory texts when a given application would produce otherwise absurd results. This approach has been an important safety valve in the Court’s case law even during its most textualist phases. The absurdity doctrine is predicated on the idea that Congress enacts legislation against the constraints of limited foresight, resources, and time, and that general language will sometimes produce unanticipated results. The doctrine then assumes that when a statute’s plain meaning produces a result that is contrary to society’s widely shared values, the result must have been unanticipated — something Congress would not have “intended” had it considered the question explicitly. Under that assumption, the Court has been able to avoid apparent statutory oddities without perceiving itself to have violated the constitutional premises of legislative supremacy. This article contends that the insights of modern textualism and public choice theory make that assumption harder to sustain. The legislative process is untidy, and the particular wording of a statute may have been, for unknowable reasons, essential to its passage. Thus, rather than identifying legislative intent, the Court’s invocation of “absurd results” to disturb a clear statutory text, in fact, risks displacing whatever bargain legislators actually reached through the complex and path-dependent legislative process. Moreover, treating the absurdity doctrine, in the alternative, as a normatively justified element of the federal judiciary's law-declaration power not only violates important assumptions underlying our constitutional structure, but also creates an unexplained incongruity between the constitutional assumptions applied in the Court's statutory cases and those applied in constitutional cases involving rationality review. After developing its critique of the absurdity doctrine, the article then considers alternative interpretive doctrines that have enabled the Court to avoid some but not all statutory absurdities.
荒诞主义
从共和国成立之初,最高法院就赞同这样一种观点,即当一项特定的申请可能产生荒谬的结果时,法官甚至可能偏离最清晰的法定文本。这种做法一直是最高法院判例法中一个重要的安全阀,即使在其最注重文本的阶段也是如此。荒谬主义基于这样一种观点,即国会在有限的远见、资源和时间的限制下颁布立法,而通用语言有时会产生意想不到的结果。该原则假定,当一项法规的明确含义产生了与社会普遍认同的价值观相反的结果时,这个结果一定是意料之外的——如果国会明确考虑过这个问题,它就不会“有意”出现这种情况。在这一假设下,法院能够避免明显的法律上的奇怪之处,而不认为自己违反了立法至上的宪法前提。本文认为,现代文本主义和公共选择理论的见解使这一假设难以维持。立法程序是杂乱的,由于不可知的原因,一项法规的特定措辞可能对其通过至关重要。因此,法院引用“荒谬的结果”来扰乱明确的法定案文,而不是确定立法意图,实际上有可能取代立法者通过复杂和路径依赖的立法程序实际达成的任何协议。此外,将荒谬原则作为联邦司法机构法律宣明权的规范正当要素,不仅违反了我们宪法结构的重要假设,而且还在法院法定案件中适用的宪法假设与涉及合理性审查的宪法案件中适用的宪法假设之间造成了无法解释的不一致。在发展了对荒谬原则的批判之后,文章接着考虑了使法院能够避免一些但不是所有法定荒谬的其他解释原则。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
CiteScore
2.90
自引率
11.80%
发文量
1
期刊介绍: The Harvard Law Review is a student-run organization whose primary purpose is to publish a journal of legal scholarship. The Review comes out monthly from November through June and has roughly 2,500 pages per volume. The organization is formally independent of the Harvard Law School. Student editors make all editorial and organizational decisions and, together with a professional business staff of three, carry out day-to-day operations. Aside from serving as an important academic forum for legal scholarship, the Review has two other goals. First, the journal is designed to be an effective research tool for practicing lawyers and students of the law. Second, it provides opportunities for Review members to develop their own editing and writing skills. Accordingly, each issue contains pieces by student editors as well as outside authors. The Review publishes articles by professors, judges, and practitioners and solicits reviews of important recent books from recognized experts. All articles — even those by the most respected authorities — are subjected to a rigorous editorial process designed to sharpen and strengthen substance and tone.
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