A Declaratory Theory of State Accountability

IF 2.4 2区 社会学 Q1 LAW
James E. Pfander, J. Dwinell
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引用次数: 0

Abstract

Debate persists over the meaning of the Eleventh Amendment and the degree to which it supports the lines drawn by the Supreme Court on fraught questions of state sovereign immunity and accountability. Scholars disagree both as to the legal and historical accuracy of the Court’s expansive conception of sovereign immunity and as to the proper scope of the Ex parte Young action, the primary tool for ensuring state accountability. Characterized as a body of law devoid of principle and subject to arbitrary stops in reasoning, the doctrine has yet to strike a balance between immunity and accountability that enjoys anything close to a consensus. In this Essay, we propose to blend current law and scholarship into a new, historically grounded, declaratory theory of state accountability. Our account builds on the willingness of federal courts to entertain applications for declaratory relief and their reluctance to entertain money claims against the states. We argue that the states should take responsibility for money claims, at least in cases where Congress cannot abrogate state immunity. We suggest a framework within which states give preclusive effect to federal declarations in follow-on suits brought by individuals who seek monetary relief in accordance with state law. Such an approach would honor a surprisingly strong tradition of reliance on declaratory judgments as a tool of government accountability, would preserve state control over the purse strings, and would give state governments a role in securing the effectiveness of judgments against the states comparable to that played by Congress and the executive branch in connection with judgments against the federal government.
国家问责的宣告论
关于第11修正案的含义以及它在多大程度上支持最高法院在令人担忧的国家主权豁免和问责制问题上所划的界线的争论仍在继续。学者们对法院扩大化的主权豁免概念在法律上和历史上的准确性,以及确保国家问责制的主要工具——杨氏单方面诉讼的适当范围,都持不同意见。该学说的特点是一套没有原则的法律,可以任意停止推理,因此尚未在豁免和问责制之间取得一种接近共识的平衡。在本文中,我们建议将现行法律和学术融合成一种新的、基于历史的、声明性的国家问责理论。我们的叙述建立在联邦法院愿意受理宣告性救济申请和不愿意受理针对各州的金钱索赔的基础上。我们认为,至少在国会不能废除州豁免权的情况下,各州应该对金钱索赔负责。我们建议建立一个框架,在该框架内,各州对根据州法律寻求金钱救济的个人提出的后续诉讼中的联邦声明给予排除效力。这种方法将尊重一个令人惊讶的强大传统,即依赖宣告性判决作为政府问责的工具,将保持国家对财政的控制,并将使州政府在确保对州的判决的有效性方面发挥作用,就像国会和行政部门在对联邦政府的判决中所发挥的作用一样。
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来源期刊
CiteScore
2.70
自引率
3.80%
发文量
0
期刊介绍: The Virginia Law Review is a journal of general legal scholarship published by the students of the University of Virginia School of Law. The continuing objective of the Virginia Law Review is to publish a professional periodical devoted to legal and law-related issues that can be of use to judges, practitioners, teachers, legislators, students, and others interested in the law. First formally organized on April 23, 1913, the Virginia Law Review today remains one of the most respected and influential student legal periodicals in the country.
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