Is Guilt Dispositive? Federal Habeas after Martinez

J. Marceau
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Abstract

Federal habeas review of criminal convictions is not supposed to be a second opportunity to adjudge guilt. It has been said, by Oliver Wendall Holmes among others, that the sole question on federal habeas is whether the prisoner’s constitutional rights were violated. By the early 1970s, however, scholars criticized this rights-based view of habeas and sounded the alarm that post-conviction review had become too far removed from questions of innocence. Most famously, in 1970 Judge Friendly criticized the breadth of habeas corpus by posing a single question: Is innocence irrelevant? In his view habeas review that focused exclusively on questions of rights in isolation from questions of innocence was misguided.Over the last forty years the habeas landscape has changed so dramatically — both through statutory and common law limits on the writ — that it is appropriate to ask a very different question: Is guilt dispositive? Both substantive law and habeas procedure has evolved so as to substantially disadvantage a guilty habeas petitioner. In many cases regardless of the merits of the constitutional claim, strong evidence of guilt is dispositive in ensuring that relief is denied. A recent trilogy of cases from the last couple of years — Holland v. Florida, Maples v. Thomas, and most importantly, Martinez v. Ryan — signal a potential shift in the Court’s innocence orientation. This Article explores the potential impact of these decisions and in particular argues that they may provide a roadmap for a proceduralist approach to modern habeas — that is, habeas review that prioritizes fair procedures over innocence. The impact of Friendly’s call for greater focus on innocence was gradual but profound, and this Article argues that the Martinez-trilogy may be similarly important in reversing habeas’ four-decade-long infatuation with innocence.
内疚是决定性的吗?马丁内斯之后联邦人身保护令
联邦人身保护令对刑事定罪的审查不应该是判定有罪的第二次机会。奥利弗·温德尔·霍姆斯(Oliver Wendall Holmes)等人曾说过,联邦人身保护令的唯一问题是囚犯的宪法权利是否受到侵犯。然而,到20世纪70年代初,学者们批评了这种基于权利的人身保护令观点,并发出警告称,定罪后的审查已经远离了无罪的问题。最著名的是,在1970年,弗兰德利法官通过提出一个问题来批评人身保护令的广度:无罪是否无关紧要?他认为,只关注权利问题而忽视无辜问题的人身保护审查是错误的。在过去的四十年里,人身保护令的格局发生了如此巨大的变化——无论是通过成文法还是普通法对令状的限制——以至于我们有必要提出一个截然不同的问题:有罪是决定性的吗?实体法和人身保护程序都已发展到实质上对有罪的人身保护请愿人不利的地步。在许多情况下,无论宪法要求是否正确,有罪的有力证据在确保救济被拒绝方面是决定性的。最近几年的一系列案件——荷兰诉佛罗里达案、梅普尔斯诉托马斯案,以及最重要的马丁内斯诉瑞安案——标志着最高法院清白取向的潜在转变。本文探讨了这些决定的潜在影响,特别是认为它们可能为现代人身保护的程序主义方法提供了路线图-即人身保护审查优先考虑公平程序而不是无罪。弗兰德利呼吁更多地关注无辜的影响是渐进而深刻的,本文认为马丁内斯三部曲在扭转人身保护令长达40年对无辜的迷恋方面可能同样重要。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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