Dicta and the Rule of Law

Ryan S. Killian
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引用次数: 1

Abstract

The rule of law stands as a fundamental property, or at least ideal, of American law. Hard to define and even harder to attain, the standard has captivated a generation of scholars. Dicta, on the other hand, has received only intermittent scholarly attention. While dicta is an indispensable ingredient of practically all judicial opinions, it is often derided by advocates and dismissed by jurists — and for good reason; it represents no binding authority.Despite this essential quality, those same lawyers and judges also treat dicta as authority. This inconsistent usage of dicta raises serious rule-of-law concerns. Dictum must be defined both consistently and according to a working standard if the case law is to yield the predictability demanded by the rule of law. Further, the conflation of dictum and holding strips the common law method of protections long thought to be necessary if judges are to make retroactive law and apply it to the cases before them.Courts should seek, where possible, to take incremental steps toward reaching the rule of law ideal. Accordingly, judges would do well to clarify the definition of dictum and distinguish it carefully from holding.
政令与法治
法治是美国法律的基本属性,或者至少是理想属性。这一标准难以定义,更难达到,但却吸引了一代学者。另一方面,Dicta只得到了断断续续的学术关注。尽管口谕是几乎所有司法意见中不可或缺的组成部分,但它经常受到提倡者的嘲笑和法学家的驳斥——这是有充分理由的;它不代表任何具有约束力的权威。尽管有这种基本的品质,这些律师和法官也把命令当作权威。这种不一致的用法引起了严重的法治问题。如果判例法要产生法治所要求的可预见性,就必须一致地并根据工作标准来定义格言。此外,法官要制定溯及既往的法律并将其应用于他们面前的案件时,长期以来被认为是必要的普通法保护方法被剥夺了。在可能的情况下,法院应寻求采取渐进步骤,以实现法治的理想。因此,法官最好澄清格言的定义,并仔细区分它与持有。
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