Challenging the Death Penalty with Statistics: Furman, McCleskey and a Single County Case Study

Steven F. Shatz, Teresa Dalton
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引用次数: 3

Abstract

In the forty year history of the Supreme Court's modern death penalty jurisprudence, two cases — Furman v. Georgia (1972) and McCleskey v. Kemp (1987) — stand out above all others. Both cases turned on the Court's consideration of empirical evidence, but they appear to have reached divergent — even altogether inconsistent — results. In Furman, the Court relied on statistical evidence that the death penalty was infrequently applied to death-eligible defendants to hold that the Georgia death penalty scheme was unconstitutional under the Eighth Amendment. In McCleskey, the Court, despite being presented with statistical evidence that race played a significant role in death-charging and death-sentencing in Georgia, upheld the revised Georgia scheme and McCleskey's death sentence against Equal Protection and Eighth Amendment challenges. The McCleskey decision called into question the use of statistical evidence to challenge the death penalty.In the present article, we report on a unique empirical study of the administration of the death penalty in Alameda County, California — the largest single-county death penalty study and the only study to examine intra-county geographic disparities in death-charging and death-sentencing. The data set, drawn from 473 first degree murder convictions for murders occurring over a 23-year period, compares death-charging and death-sentencing in the two halves of the county. During the study period, the two halves differed significantly in racial makeup — the population of North County was over 30% African-American, and of South County less than 5% African-American; and the two halves differed in the race of homicide victims — in North County, African-Americans were homicide victims roughly 4.5 times as often as Whites, while, in South County, Whites were homicide victims more than three times as often as African-Americans. The study reveals that there were statistically significant disparities in death-charging and death-sentencing according to the location of the murder: the Alameda County District Attorney was substantially more likely to seek death, and capital juries, drawn from a county-wide jury pool, were substantially more likely to impose death, for murders that occurred in South County. We argue that, McCleskey notwithstanding, statistical evidence such as the "race of neighborhood" disparities found in the present study should support constitutional challenges to the death penalty under both the Equal Protection Clause and the Eighth Amendment.
用统计数据挑战死刑:弗曼、麦克利斯基和一个县的案例研究
在最高法院现代死刑判例的40年历史中,弗曼诉格鲁吉亚案(1972年)和麦克莱斯基诉肯普案(1987年)这两个案件最为突出。这两个案件都是基于法院对经验证据的考虑,但它们似乎得出了不同的——甚至完全不一致的——结果。在弗曼案中,法院依据统计证据,即死刑很少适用于符合死刑条件的被告,据此裁定,根据《第八修正案》,格鲁吉亚的死刑方案违宪。在麦克莱斯基案中,尽管有统计证据表明种族在佐治亚州的死刑指控和死刑判决中发挥了重要作用,但法院仍支持修订后的格鲁吉亚方案和麦克莱斯基的死刑判决,反对平等保护和第八修正案的挑战。麦克莱斯基案的裁决对使用统计证据来挑战死刑提出了质疑。在本文中,我们报告了一项关于加利福尼亚州阿拉米达县死刑管理的独特实证研究——这是规模最大的单县死刑研究,也是唯一一项考察县内死刑指控和死刑判决地域差异的研究。该数据集来自23年间发生的473起一级谋杀罪,比较了该县两部分的死刑指控和死刑判决。在研究期间,两半在种族构成上存在显著差异——北县的非洲裔人口超过30%,南县的非洲裔人口不到5%;两半地区在凶杀案受害者的种族上存在差异——在北县,非裔美国人成为凶杀案受害者的几率大约是白人的4.5倍,而在南县,白人成为凶杀案受害者的几率是非洲裔美国人的3倍多。研究表明,根据谋杀地点的不同,死刑指控和死刑判决在统计上存在显著差异:阿拉米达县地方检察官更有可能判处死刑,而从全县陪审团中选出的死刑陪审团更有可能判处发生在南县的谋杀案的死刑。尽管如此,我们认为,统计证据,如本研究中发现的“邻里种族”差异,应该支持根据《平等保护条款》和《第八修正案》对死刑的宪法挑战。
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