Citizens United and the Scope of Professor Teachout’s Anti-Corruption Principle

IF 2 2区 社会学 Q1 LAW
S. Tillman
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If that were not enough of an accomplishment, Anti-Corruption Principle has also been cited in practitioners’ Supreme Court briefs, in other federal and state appellate and trial court briefs, and in some thirty academic articles. Finally, Anti-Corruption Principle has entered the public discourse: George Will excoriated Teachout’s article in his nationally syndicated column. Now, that is an achievement. Teachout’s Anti-Corruption Principle is part-and-parcel of the originalist project. It is an attempt to understand the Constitution in light of its text, drafting records, ratification debates, and general late eighteenth century history. Specifically, Teachout makes three related historical and interpretive claims. First, the Framers were “obsessed” with corruption. In other words, preventing or, at least, minimizing corruption was among the Framers’ primary goals, and absent an appreciation of this purpose, one cannot understand either the Constitution’s global architecture or several of its key structural provisions. Second, these separate individual anti-corruption constitutional provisions, working together, give rise to a separate or free-standing structural anti-corruption principle (“ACP”). And, third, the ACP can compete against other constitutional provisions and doctrines, thereby providing originalist foundations for upholding congressional enactments which would otherwise be struck down under competing principles. 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引用次数: 5

Abstract

This is my opening statement in a 4-part exchange between Professor Teachout and me. The test of great scholarship is that it changes the way people think and the way people live. That is also true for legal academic scholarship. But, for legal academics, perhaps, the greatest sign of scholarly achievement is judicial reliance upon our craftsmanship. By any of these measures, Professor Teachout’s 2009 Cornell Law Review publication, The Anti-Corruption Principle, is a success. One short year after publication, in 2010, Anti-Corruption Principle was relied upon by Justice Stevens in his Citizens United v. Federal Elections Committee dissent, just as it was cited, disapprovingly, by Justice Scalia in his concurrence. If that were not enough of an accomplishment, Anti-Corruption Principle has also been cited in practitioners’ Supreme Court briefs, in other federal and state appellate and trial court briefs, and in some thirty academic articles. Finally, Anti-Corruption Principle has entered the public discourse: George Will excoriated Teachout’s article in his nationally syndicated column. Now, that is an achievement. Teachout’s Anti-Corruption Principle is part-and-parcel of the originalist project. It is an attempt to understand the Constitution in light of its text, drafting records, ratification debates, and general late eighteenth century history. Specifically, Teachout makes three related historical and interpretive claims. First, the Framers were “obsessed” with corruption. In other words, preventing or, at least, minimizing corruption was among the Framers’ primary goals, and absent an appreciation of this purpose, one cannot understand either the Constitution’s global architecture or several of its key structural provisions. Second, these separate individual anti-corruption constitutional provisions, working together, give rise to a separate or free-standing structural anti-corruption principle (“ACP”). And, third, the ACP can compete against other constitutional provisions and doctrines, thereby providing originalist foundations for upholding congressional enactments which would otherwise be struck down under competing principles. For example, Teachout points to the Foreign Emoluments Clause (“FEC”), which provides: [N]o Person holding any Office of Profit or Trust under them [i.e., the United States], shall, without the Consent of the Congress, accept of any present, Emolument, Office, or Title, of any kind whatever, from any King, Prince, or foreign State. Teachout suggests that foreign governments which lack loyalties running to the United States, may be analogized to “wealthy corporations,” whose “legal loyalties necessarily exclude patriotism.” Just as Congress, under the FEC, may proscribe (at least certain) federal officers from accepting gifts from foreign governments, Congress, Teachout suggests, may also have a concomitant power under the ACP to proscribe corporate election campaign contributions and spending. The stakes here are quite high: If Teachout is correct, then much First Amendment doctrine and election-law jurisprudence will have to give way (or, at least, be seriously reexamined) in light of the newly discovered (or rediscovered) principle of constitutional interpretation. Indeed, Justice Stevens, and the three dissenters who joined him, used Citizens United as just such an occasion: The dissent sought to recast First Amendment jurisprudence in light of a competing constitutional vision – the Framers’ anti-corruption principle. Other commentators have criticized Teachout in regard to the second step and third step of her analysis. My critique, by contrast, will largely focus on the first step of Teachout’s analysis – her initial historical and textual claims. Teachout’s historical claim is simply wrong: the Founders were not “obsessed” with corruption. Second, Teachout misunderstands the constitutional text giving rise to her purported free-standing anti-corruption principle. Even if one concedes (as, in fact, I do) the existence of a free-standing anti-corruption principle, the scope of that principle extends exclusively to appointed federal offices, not to (state or federal) elective positions. Thus, Teachout’s ACP cannot inform our First Amendment analysis in regard to congressional power over state or federal election processes.This article ran on Colloquy on April 2012; it is being reprinted in Northwestern University Law Review circa December 2012.
公民联合与蒂奇奥特教授反腐败原则的适用范围
这是我和提奇奥特教授四部分交流的开场白。对伟大学术的检验是看它能改变人们的思维方式和生活方式。法律学术研究也是如此。但是,对于法律学者来说,也许学术成就的最大标志是司法对我们技术的依赖。从以上任何一项衡量标准来看,蒂奇奥特教授2009年在《康奈尔法律评论》上发表的《反腐败原则》都是成功的。在出版后的短短一年内,也就是2010年,史蒂文斯大法官在其联合公民诉联邦选举委员会(Citizens United v. Federal election Committee)的异议中引用了《反腐败原则》,就像斯卡利亚大法官在他的意见书中不赞成地引用了它一样。如果这还不足以说明这是一项成就,那么反腐败原则还在从业者的最高法院简报、其他联邦和州上诉和初审法院简报以及大约三十篇学术文章中被引用。最后,《反腐败原则》进入了公众话语:乔治·威尔在他的全国联合专栏中痛斥了蒂奇奥特的文章。这是一项成就。蒂奇奥特的反腐败原则是原旨主义项目的重要组成部分。它试图根据宪法文本、起草记录、批准辩论和18世纪晚期的一般历史来理解宪法。具体来说,蒂奇奥特提出了三个相关的历史和解释性主张。首先,制宪者对腐败“着迷”。换句话说,防止或至少尽量减少腐败是制宪者的主要目标之一,如果不了解这一目的,人们就无法理解宪法的全球架构或其几个关键的结构性条款。其次,这些单独的反腐败宪法条款共同作用,产生了一个单独或独立的结构性反腐败原则(“ACP”)。第三,ACP可以与其他宪法条款和原则竞争,从而为维护国会法规提供原旨主义基础,否则这些法规将在竞争原则下被推翻。例如,蒂奇奥特指出,《外国薪酬条款》(“FEC”)规定:[任何]在他们(即美国)之下担任任何利润或信托职务的人,未经国会同意,不得接受来自任何国王、王子或外国的任何礼物、薪酬、职务或任何种类的头衔。蒂奇奥特认为,对美国缺乏忠诚的外国政府可以被比作“富有的公司”,它们“对法律的忠诚必然排斥爱国主义”。蒂奇奥特认为,正如国会根据联邦选举委员会可以禁止(至少是某些)联邦官员接受外国政府的礼物一样,国会也可能在ACP下拥有禁止企业竞选捐款和支出的附带权力。这里的利害关系相当高:如果蒂奇奥特是正确的,那么根据新发现的(或重新发现的)宪法解释原则,许多第一修正案的原则和选举法的判例将不得不让位(或至少被认真地重新审视)。事实上,史蒂文斯大法官和三位持不同政见者正是把“联合公民”作为这样一个场合:持不同政见者试图根据与之竞争的宪法愿景——制宪者的反腐败原则——来重塑第一修正案的法理。其他评论家对蒂奇奥特分析的第二步和第三步提出了批评。相比之下,我的评论将主要集中在蒂奇奥特分析的第一步——她最初的历史和文本主张。蒂奇奥特的历史主张完全是错误的:国父们并不“痴迷”腐败。其次,蒂奇奥特误解了宪法文本,从而产生了她所谓的独立反腐败原则。即使有人承认(事实上,我承认)存在独立的反腐败原则,该原则的范围也仅限于任命的联邦办公室,而不是(州或联邦)选举职位。因此,蒂奇奥特的ACP不能为我们关于国会对州或联邦选举过程的权力的第一修正案分析提供依据。本文于2012年4月发表于Colloquy;它将在2012年12月左右的《西北大学法律评论》上重印。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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CiteScore
1.60
自引率
10.50%
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期刊介绍: The Northwestern University Law Review is a student-operated journal that publishes four issues of high-quality, general legal scholarship each year. Student editors make the editorial and organizational decisions and select articles submitted by professors, judges, and practitioners, as well as student pieces.
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