Unnatural Rights: Hegel and Intellectual Property

J. Schroeder
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Finally, personality theory has also been used to support an argument for heightened protection of intellectual property beyond that given to other forms of property - the Continental \"moral\" right of artists in their creations is an example. Unfortunately, references to Hegel by personality theorists are almost always incorrect. Prof. Schroeder seeks to save Hegel from the misperceptions of his well-meaning proponents. It is true that Hegel thinks that a modern constitutional state should establish a minimal private property regime because property plays a role in the constitution of personality. It is not true, however, that Hegel thought that society is required to respect any specific type of property or any specific claim of ownership. It is also true that Hegel thought that intellectual property could be analyzed as a form of \"true\" property and not as a sui generis right that is merely analogous to property. However, it is not true that Hegel ascribes any special role to intellectual property. As such, Hegel's theory can not be used to support the proposition that the state must recognize intellectual property claims, only that it may do so. Moreover, the Continental moral right of artists is inconsistent with an Hegelian analysis of property. In contrast to a widespread misconception, Hegel completely rejects any concept of natural law generally, and any natural right of property, specifically. Indeed, Hegel considers the expression \"natural rights\" to be an oxymoron. To Hegel, nature is unfree and legal rights are artificial constructs created as a means of actualizing freedom by escaping the causal chains of nature. Consequently, rights are not merely not natural, they are unnatural. Having no recourse to nature, Hegel justifies the concept of property on purely functional grounds - the role it plays in the modern state. Specifically, property is necessary for the development of one limited aspect of personality that I call \"legal subjectivity.\" Legal subjectivity is the mere capacity to respect the rule of law - nothing more. This is a precondition to the liberal state which is supposed to be governed by the rule of law, not the rule of men, as the feudal state was. Hegel's property analysis does not directly relate to any other aspect of personality - and certainly not to what Margaret Jane Radin calls \"human flourishing.\" Hegel calls this regime of property and contract \"abstract\" right precisely because, it is a necessary but insufficient part of modern society. The subjectivity created by abstract right only provides the form of personality. Content is only added to personality through more complex interrelationships among people at the higher levels of morality and ethical life. It follows from the fact that the subjectivity created by abstract right is purely formal, that it is only the form of property, and not its content that is relevant to Hegel's analysis. This means that if copyright can serve property's function in the production of legal subjectivity, it is not because of any affirmative, concrete content that the creator pours into the object she creates. Hegel argues that copyright can serve as property because of its formal characteristics, despite its unique content. A Hegelian property analysis has two important implications for intellectual property law. First, if society decides to adopt an intellectual property law regime, then it is logically coherent to analyze the regime as a form of \"true\" property. Indeed, Prof. Schroeder shows that a Hegelian understanding of property solves many of the \"problems\" of intellectual property doctrine that seem baffling from a traditional property analysis. Consequently, a Hegelian property analysis can aid legislators and judges in formulating a more internally consistent and predictable positive law. But, unfortunately for most personality theory proponents, Hegel's logic has absolutely nothing to say on the issue as to whether society should adopt a positive law of intellectual property. 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引用次数: 15

Abstract

Many proponents of intellectual property law seek refuge in a personality theory of property associated with G.W.F. Hegel. This theory seems to protect intellectual property from potential attacks by a utilitarian analysis that would recognizes property only contingently insofar as it furthers society's goals of utility or wealth maximization. Personality theory, in contrast, supposedly offers a principled argument that intellectual property right must be recognized by a just state, regardless of efficiency considerations. Personality theory also seems to protect intellectual property from assault by critics who maintain that it is not a form of "true" property at all. Finally, personality theory has also been used to support an argument for heightened protection of intellectual property beyond that given to other forms of property - the Continental "moral" right of artists in their creations is an example. Unfortunately, references to Hegel by personality theorists are almost always incorrect. Prof. Schroeder seeks to save Hegel from the misperceptions of his well-meaning proponents. It is true that Hegel thinks that a modern constitutional state should establish a minimal private property regime because property plays a role in the constitution of personality. It is not true, however, that Hegel thought that society is required to respect any specific type of property or any specific claim of ownership. It is also true that Hegel thought that intellectual property could be analyzed as a form of "true" property and not as a sui generis right that is merely analogous to property. However, it is not true that Hegel ascribes any special role to intellectual property. As such, Hegel's theory can not be used to support the proposition that the state must recognize intellectual property claims, only that it may do so. Moreover, the Continental moral right of artists is inconsistent with an Hegelian analysis of property. In contrast to a widespread misconception, Hegel completely rejects any concept of natural law generally, and any natural right of property, specifically. Indeed, Hegel considers the expression "natural rights" to be an oxymoron. To Hegel, nature is unfree and legal rights are artificial constructs created as a means of actualizing freedom by escaping the causal chains of nature. Consequently, rights are not merely not natural, they are unnatural. Having no recourse to nature, Hegel justifies the concept of property on purely functional grounds - the role it plays in the modern state. Specifically, property is necessary for the development of one limited aspect of personality that I call "legal subjectivity." Legal subjectivity is the mere capacity to respect the rule of law - nothing more. This is a precondition to the liberal state which is supposed to be governed by the rule of law, not the rule of men, as the feudal state was. Hegel's property analysis does not directly relate to any other aspect of personality - and certainly not to what Margaret Jane Radin calls "human flourishing." Hegel calls this regime of property and contract "abstract" right precisely because, it is a necessary but insufficient part of modern society. The subjectivity created by abstract right only provides the form of personality. Content is only added to personality through more complex interrelationships among people at the higher levels of morality and ethical life. It follows from the fact that the subjectivity created by abstract right is purely formal, that it is only the form of property, and not its content that is relevant to Hegel's analysis. This means that if copyright can serve property's function in the production of legal subjectivity, it is not because of any affirmative, concrete content that the creator pours into the object she creates. Hegel argues that copyright can serve as property because of its formal characteristics, despite its unique content. A Hegelian property analysis has two important implications for intellectual property law. First, if society decides to adopt an intellectual property law regime, then it is logically coherent to analyze the regime as a form of "true" property. Indeed, Prof. Schroeder shows that a Hegelian understanding of property solves many of the "problems" of intellectual property doctrine that seem baffling from a traditional property analysis. Consequently, a Hegelian property analysis can aid legislators and judges in formulating a more internally consistent and predictable positive law. But, unfortunately for most personality theory proponents, Hegel's logic has absolutely nothing to say on the issue as to whether society should adopt a positive law of intellectual property. The question as to what positive laws society should adopt is purely a matter of practical reasoning.
非自然权利:黑格尔与知识产权
许多知识产权法的支持者在G.W.F.黑格尔(G.W.F. Hegel)的财产人格理论中寻求庇护。这一理论似乎保护了知识产权免受功利主义分析的潜在攻击,功利主义分析认为,只有在促进社会效用或财富最大化的目标时,才会偶然地承认财产。相反,人格理论提供了一个原则性的论点,即知识产权必须得到公正国家的承认,而不考虑效率方面的考虑。人格理论似乎也保护了知识产权免受批评者的攻击,这些批评者认为知识产权根本不是一种“真正的”财产。最后,人格理论也被用来支持一种观点,即在给予其他形式的财产之外,加强对知识产权的保护——欧陆艺术家在其创作中的“道德”权利就是一个例子。不幸的是,人格理论家对黑格尔的引用几乎总是不正确的。施罗德教授试图将黑格尔从善意的支持者的误解中拯救出来。黑格尔确实认为现代宪政国家应该建立最低限度的私有财产制度,因为财产在人格构成中起着重要作用。然而,黑格尔认为社会需要尊重任何特定类型的财产或任何特定的所有权主张,这是不正确的。同样正确的是,黑格尔认为知识产权可以被分析为“真正的”财产的一种形式,而不是仅仅类似于财产的一种自成一体的权利。然而,黑格尔并没有赋予知识产权任何特殊的作用。因此,黑格尔的理论不能被用来支持国家必须承认知识产权主张的主张,只是它可以这样做。此外,欧陆艺术家的道德权利与黑格尔的财产分析是不一致的。与普遍的误解相反,黑格尔完全拒绝任何自然法则的概念,特别是任何自然财产权的概念。事实上,黑格尔认为“自然权利”是一种矛盾修饰法。对黑格尔来说,自然是不自由的,法律权利是人为的构想,是通过逃避自然的因果链来实现自由的一种手段。因此,权利不仅是不自然的,而且是不自然的。由于没有诉诸自然,黑格尔在纯粹的功能基础上证明了财产的概念——它在现代国家中所扮演的角色。具体来说,财产对于人格的一个有限方面的发展是必要的,我称之为“法律主体性”。法律主体性仅仅是尊重法治的能力——仅此而已。这是自由主义国家的先决条件,自由主义国家应该由法治统治,而不是像封建国家那样由人治统治。黑格尔的属性分析与人格的任何其他方面都没有直接关系——当然也与玛格丽特·简·雷丁所说的“人类繁荣”没有直接关系。黑格尔称这种财产和契约制度为“抽象”权利,正是因为它是现代社会必要但不充分的组成部分。抽象权利所创造的主体性只提供了人格的形式。只有在更高层次的道德和伦理生活中,通过人与人之间更复杂的相互关系,内容才会被添加到人格中。由抽象权利所产生的主体性是纯粹形式的,因此,黑格尔的分析所涉及的只是财产的形式,而不是它的内容。这就意味着,如果说著作权能够在法律主体性的产生中服务于财产的功能,那么它并不是因为创造者在其创造的客体中注入了任何肯定的、具体的内容。黑格尔认为,尽管版权的内容独特,但由于其形式特征,它可以作为财产。黑格尔的产权分析对知识产权法有两个重要的启示。首先,如果社会决定采用一种知识产权法律制度,那么将这种制度作为一种“真正的”财产形式来分析是合乎逻辑的。事实上,施罗德教授表明,黑格尔对产权的理解解决了知识产权理论的许多“问题”,这些问题在传统的产权分析中似乎令人困惑。因此,黑格尔的财产分析可以帮助立法者和法官制定更加内部一致和可预测的实在法。但是,不幸的是,对于大多数人格理论的支持者来说,黑格尔的逻辑在社会是否应该采用积极的知识产权法这个问题上完全没有说什么。社会应该采用什么样的实在法,这纯粹是一个实践推理的问题。
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