Voter Knowledge and Constitutional Change: Assessing the New Deal Experience

I. Somin
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引用次数: 6

Abstract

This Article is the first to empirically test the theory that voters' knowledge of politics increases during periods of major constitutional change, enabling them to exercise greater control over policy outcomes by disciplining political leaders. Previous research has repeatedly shown that most voters have very low political knowledge levels during times of normal politics. It is therefore important to determine whether such dangerous ignorance persists even during periods when massive constitutional change is on the political agenda. Sadly, the evidence presented here shows that it does. Scholars such as Bruce Ackerman and Akhil Amar have argued that the supermajority amendment requirements of Article V of the Constitution should be set aside because in periods of constitutional change, voters pay heightened attention to politics, increase their levels of political knowledge, and force politicians to conform to the popular will. Article V is seen as inhibiting the will of the majority. These arguments are the latest in a 200-year history of criticism of Article V's supermajority requirements. Ackerman's heightened attention hypothesis is opposed by the theory of rational ignorance, which predicts that voter knowledge of politics should remain low at virtually all times because the insignificance of any one vote to electoral outcomes makes it irrational to invest large amounts of time and effort in the acquisition of political knowledge for the purpose of becoming a better-informed voter. Voter Knowledge and Constitutional Change uses evidence from the New Deal era of constitutional change to test the two theories against each other. The New Deal period was the most significant era of constitutional change in the last 100 years of American history, and is cited by Ackerman and other scholars as a key test of the heightened attention theory. I look at both survey evidence of voter knowledge and qualitative evidence of the degree of constraint from public opinion experienced by political leaders. Both types of evidence strongly support the rational ignorance hypothesis and contradict the heightened attention theory. Survey data shows that voter knowledge increased very little or not at all during the 1930s. Qualitative evidence from three major New Deal policy initiatives that challenged existing constitutional constraints on federal government power show that these policies were developed by political leaders who perceived no increase in constraint by public opinion and in fact saw the voters as largely ignorant. These results cast doubt on both the empirical validity of the heightened attention hypothesis and the normative validity of the major criticisms of Article V. If most of the electorate remains severely ignorant of politics even during periods of massive constitutional upheaval, Article V's supermajority requirements may be necessary to ensure that constitutional change is not enacted through the manipulation of voter ignorance. A supermajority requirement ensures that any constitutional change must get the support of the more knowledgeable minority within the electorate as well as the relatively ignorant majority.
选民知识与宪法变革:评估新政经验
本文首次对以下理论进行了实证检验:在重大的宪法变革时期,选民的政治知识会增加,从而使他们能够通过约束政治领导人来对政策结果施加更大的控制。以往的研究一再表明,在正常的政治活动中,大多数选民的政治知识水平非常低。因此,重要的是要确定,即使在大规模的宪法改革被提上政治议程的时期,这种危险的无知是否仍然存在。可悲的是,这里提供的证据表明确实如此。布鲁斯·阿克曼(Bruce Ackerman)和阿马尔(Akhil Amar)等学者认为,宪法第五条的绝对多数修正案要求应该被搁置,因为在修宪时期,选民对政治的关注程度提高,政治知识水平提高,迫使政治家顺应民意。第五条被视为抑制了多数人的意志。这些争论是对宪法第五条的绝对多数要求的200年来的最新批评。阿克曼的高度关注假说遭到理性无知理论的反对。理性无知理论预测,选民对政治的了解几乎在任何时候都应该保持在较低水平,因为任何一张选票对选举结果的影响都微不足道,因此,为了成为一名知情程度更高的选民而投入大量时间和精力来获取政治知识是不合理的。《选民知识与宪法变革》一书利用新政时期的宪法变革证据来检验这两种理论之间的相互矛盾。新政时期是美国过去100年历史上最重要的宪法变革时期,阿克曼和其他学者认为这是对高度关注理论的关键检验。我既考察了选民知识的调查证据,也考察了政治领导人所经历的公众舆论约束程度的定性证据。这两种证据都有力地支持理性无知假说,并与高度注意理论相矛盾。调查数据显示,在20世纪30年代,选民的知识增长很少,或者根本没有增长。三项主要新政政策举措挑战了现行宪法对联邦政府权力的限制,这些定性证据表明,这些政策是由政治领导人制定的,他们认为公众舆论的约束没有增加,事实上,他们认为选民在很大程度上是无知的。这些结果对高度关注假设的经验有效性和对第五条的主要批评的规范有效性提出了质疑。如果大多数选民即使在大规模的宪法动荡时期仍然对政治严重无知,第五条的绝对多数要求可能是必要的,以确保不会通过操纵选民的无知来实施宪法改革。绝对多数要求确保任何宪法修改都必须得到选民中知识更渊博的少数人以及相对无知的大多数人的支持。
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