Hope from Despair*

IF 2.9 1区 哲学 Q1 ETHICS
Jakob Huber
{"title":"Hope from Despair*","authors":"Jakob Huber","doi":"10.1111/jopp.12283","DOIUrl":null,"url":null,"abstract":"<p>The public discourse on climate change has long centred around hope-based narratives pushed by both the media and mainstream environmentalist agents from Greenpeace and WWF to Bill Gates and Al Gore.1 The promises of scientific and technological advance in particular, they argue, give us reason to be hopeful that it is in our hands to halt the incipient climate catastrophe. We just need to roll up our sleeves and get on with it.</p><p>In the face of humanity’s apparent inability—on display most recently at COP26 in Glasgow—to adopt the ‘rapid and far-reaching changes in all aspects of society’ required to at least keep average global temperature increases below 1.5°C,2 this narrative has come under pressure. More radical climate activists make the case for an affective shift away from hope in the face of global warming towards darker attitudes such as anger, panic, or fear, or, most surprisingly perhaps, despair. The activist group Extinction Rebellion (XR) has arguably been the most vocal in their call for hope to ‘die’.3 Hope, they worry, obscures the truth about global warming as the single largest existential threat to the planet and hampers the kind of radical action that would be required at least to rein in its consequences. ‘In facing our climate predicament’, they argue, ‘there is no way to escape despair'.4</p><p>Reactions have been mixed, both from within and beyond the climate movement. While some fellow activists express enthusiasm about an explicit invocation of despair,5 others worry about its potentially stifling and depoliticizing effects on the public. According to the American scientist Michael Mann, the rhetoric of despair ‘is in many ways as pernicious as outright climate change denial, for it leads us down the same path of inaction’;6 writer and activist George Monbiot even considers succumbing to despair to be a moral failure.7 In the media, XR are frequently portrayed as the ‘eccentric and dangerous merchants of despair’.8</p><p>This discursive backlash chimes with a philosophical scepticism about despair that is both widespread and long-standing. According to Euripides’ Amphitryon, despair is the ‘mark of a worthless man’;9 Aquinas considers it ‘the greatest of sins’;10 Kant’s greatest worry is that we might ‘succumb to despair’ in the face of moral obligation;11 Charles Peirce equates despair with insanity.12 And contemporary philosophers juxtapose celebratory accounts of hope as a motivation and source of grit with a view of despair as unproductive, impotent, or nihilistic. Despairing agents, they argue, should either give up on the relevant end or cultivate an attitude, such as hope, that strengthens their resolve rather than undermining it.13 Unsurprisingly, political philosophers tend to agree that ‘a hopeful politics, one based upon a vision of generalized global prosperity and sustainability, best addresses the problems of climate change’.14</p><p>The aim of this article is to withstand this wholehearted rejection of despair in philosophical and public discourse alike. I shall argue that a specific form of despair that I call <i>episodic</i> has an important role to play in our practical and particularly in our political lives.15 In guarding against certain pitfalls of false hope, episodic despair can help us to hope (and ultimately act) well. Against this background, I propose to understand XR activists not as asking us to reject or give up hope, but as aspiring to a more robust and realistic kind of hope, which <i>arises from</i> despair.</p><p>Before I can make good on this idea, some conceptual ground-clearing is in order. I start by defining episodic despair in contrast, yet closely related, to hope (Section I). An agent who experiences episodic despair is unable to imaginatively close the gap between themselves and a desired future, such that the unlikeliness of the outcome, rather than its possibility, is salient. In Section II, I argue that rational or justified hope requires a complex trade-off between various epistemic and practical considerations that is often difficult to come by precisely from within a hopeful stance. There is thus an inherent risk that hope will degenerate into wishful thinking, complacency, or fixation. In Section III, I draw on claims and statements from XR members (as well as fellow radical climate activists) in order to illustrate how episodic despair can guard against these dangers. As a deliberative corrective, episodic despair can help us to realistically assess the empirical circumstances (III.A), to act in courageous and creative ways (III.B), and to critically reflect on our ends and available alternatives (III.C). However, despair that persists rather than resulting in new and different kinds of hope is fatal, too (Section IV): in destroying our basic underlying sense that the future is open to our intervention (our <i>fundamental hope</i>), it undermines practical agency as such. Hence we should be careful not to play hope and despair off against each other.</p><p>Despair has not received much attention in Western philosophy, at least within the broadly analytic tradition; its details therefore remain underexplored.16 Wherever mentioned, it is scolded and rejected. In the present section, I will take my cue from the recently burgeoning debates about the nature of hope in order to get a grip on that to which it is usually thought to be the antidote: despair.</p><p>Given the multifaceted role hope plays in our lives, it is hardly surprising that philosophers struggle to provide a unified definition of the phenomenon. According to the so-called ‘orthodox definition’,17 hope is a compound state that combines a desire that <i>p</i> with a belief, or at least a presupposition, that <i>p</i> is possible but not certain.18 Hope’s cognitive element distinguishes it from modally less constrained wishes on the one hand (I can arguably wish, though not hope, to fly away simply by flapping my arms) and more confident expectations on the other. Its conative element captures the fact that a hoping person takes a pro-attitude towards the hoped-for object.</p><p>It may well be the case that some of our more superficial and mundane hopes can be defined along these lines: for instance, my hope that there will be apple pie for dessert or that the train will arrive on time. However, the orthodox definition arguably cannot account for hope in its most complete or paradigmatic form, sometimes referred to as ‘substantial hope’,19 where the stakes are high, but the probability is low: for instance, my hope for recovery from a serious illness or to have a successful career in academia. These hopes command our attention, thus playing a particularly prominent role in structuring and shaping our thoughts and actions, in ways that go beyond the mere belief-desire combination.</p><p>This problem comes to the fore most clearly in the orthodox definition’s inability to distinguish between hope and despair. Notice that two people who equally desire an outcome and believe in its possibility may nonetheless differ with regard to their affective outlook. Take Luc Bovens’s by-now iconic example (based on Frank Darabont’s film <i>The Shawshank Redemption</i>) of Andy and Red, two prisoners serving a life sentence for murder.20 They both desire to be free and believe that there is a (small) chance they will be able to escape. Yet, while Andy hopes to get out, Red despairs of the low odds.</p><p>Hence much of the recent debate has focused on identifying a third component (in addition to belief and desire) that would allow us to distinguish hope from despair. Instead of committing to one specific among the countless proposals,21 I would like to crystallize what I take to be the shared idea underlying most of them: that hopeful and despairing agents differ in the way they relate to, ‘attend to’,22 or ‘perceive’23 the possibility of the desired outcome. The latter looks at the situation and says, ‘I grant you it is possible, but the chance is <i>only</i> one in a thousand!’, while the former says, ‘I grant you the chance is only one in a thousand, but <i>it is possible</i>!’.24 It seems that for the hopeful agent the possibility of the desired outcome is salient or in the foreground, rather than its unlikeliness.</p><p>The imagination appears to play a crucial role in explaining what accounts for this <i>gestalt shift</i>.25 According to Bovens, for instance, in hoping we ‘mentally image’ what it would be like if the desired state of the world were to materialize.26 Cheshire Calhoun takes hope to include a ‘phenomenological idea of the determinate future whose content includes success’, that is, ‘we previsage a particular future in our imagination’.27 Most explicitly, perhaps, Jack Kwong argues that a hopeful person is able, by exercising her creativity and imagination, to see (that is, to visualize in her mind) a way in which the desired outcome can come about, and she sees the way as a genuine possibility.28</p><p>This framework allows us to define despair in contrast to this particular kind of (substantial) hope. Like the hopeful agent, the despairing agent experiences a gap between themselves and the desired outcome. In contrast, however, they cannot mentally close this gap by visualizing what it would be like or how we might get there. This also helps us understand why, in cases where the attainment of the hoped-for object depends on our own contribution (which I will primarily be concerned with),29 hope helps sustain our resolve or what is now often called ‘grit’,30 while despair potentially undermines it. The hopeful agent’s ability to imaginatively inhabit the desired future or project themselves into it stabilizes and structures their connection to that outcome. By contrast, the agent who despairs because they cannot see a way forward is disposed to give up on it.</p><p>In a specific sense, I conceive of hope and despair not just as mutually exclusive antagonists,31 but also as jointly exhaustive. For in the kind of high-stakes scenarios I have in mind, agents necessarily attend to the desire in <i>some</i> way—mental or affective abstention is not an option. In other words, the circumstances are such that we conceive of a desired outcome either from the perspective of its possibility or its unlikeliness. This will be important to keep in mind as I develop the idea that despair is not just a tonic against false hope, but (thereby) helps us to cultivate warranted hope.</p><p>I should add that I take myself to have defined a particular kind of despair, which I call <i>episodic</i>. I do so primarily to demarcate it from what I refer to (and discuss in more detail in Section IV) as <i>fundamental despair:</i> a general state of hopelessness, where all sense of agency is lost and the future in general is conceived as already determined. Along these lines, Anthony Steinbock describes despair as an ‘utter loss of any ground of hope’, as the ‘experience of abandonment as ultimate and decisive’.32 Episodic despair differs not only in that it is propositional or intentional—we despair <i>over</i> or <i>of</i> something—but it also leaves open the possibility of regaining or redirecting our hope at any point. For, while we cannot experience hope and despair at the same time, the two are closely related, differing only in how the agent relates to a desired yet unlikely outcome. Indeed, agents often find themselves oscillating between the two—depending on whether, at any one moment, the possibility or the unlikeliness is in the foreground.</p><p>Notice also that <i>episodic despair</i> differs from what I call <i>resignative despair</i>: that is, a desire for a state of affairs combined with the belief that it is <i>impossible</i>. This notion is widespread in discussions of despair. According to Han-Pile and Stern, for instance, ‘the despairing person keeps desiring the good but without being able to act to bring it about because they think it is unobtainable, or that it cannot obtain on its own’.33 Despair, on this view, is experienced as a kind of painful longing for the impossible that goes along with a sense of frustration and inner conflict. This attitude, they quite plausibly argue, is irrational; if I was hoping to have sea bass at my favourite restaurant, but it turns out there were none at the market today, I should (as a matter of rational consistency) not despair, but simply order something else.34 Episodic despair differs from resignative despair in that it retains a belief in possibility, such that it is not necessarily irrational. That, of course, leaves open the question what, if any, value it has for our practical lives. To answer this question, I turn from the nature of hope to its norms.</p><p>I have provided a definition of <i>episodic despair</i> as the antonym of (substantial) hope. In contrast to the hopeful agent, the despairing agent is presently unable to imaginatively close the gap between themselves and the hoped-for future, such that its unlikeliness is in the foreground rather than its possibility. My claim in the remainder of this article will be that this kind of despair can help us to hope well: that is, to cultivate rational or justified hope by guarding against certain dangers of false hope.35</p><p>To prepare the ground for this argument, I first need to explain what it means to <i>hope well</i>. To start with, it is not at all obvious that hope is the kind of mental state that is responsive to reasons and thus open to rational assessment in the first place. In fact, in the history of philosophy, hope has often been conceived as a passion or affect and hence as something fundamentally noncognitive. At this point, suffice it to point out that our communicative practices around hope are highly evaluative: we ask each other to give reasons for our hope, we laud each other for ‘courageous’ or ‘resilient’ hopes, we criticize ‘careless’ or ‘empty’ hopes.36 Notice that to say that we can deliberate about the justification or rationality of hope does not commit us to say that we can will ourselves to have or give up hope in every or even most circumstances.37 Hope shares this feature with emotions such as anger,38 which can be more or less fitting or apt independently of whether they are under our direct voluntary control.</p><p>In investigating the norms of hope, we can take our cue from the observation made in the preceding section that hope, in representing its object as possible and desirable, contains both cognitive and conative elements. From this it follows that hope is subject to both epistemic and practical norms. The former concern the belief component: for hope to be epistemically rational or justified, we must be justified in believing that the desired outcome is neither impossible nor certain. I would like to suggest that beyond that, though, there is no single epistemic threshold for hope. That is to say, it is not per se irrational or misplaced to hope for outcomes that are highly unlikely.39 While evidence indicating that the desired outcome may be out of reach gives us <i>a</i> reason against hope, we may still have warrant to hope for it all things considered—for instance, because we are highly invested in it,40 muster little mental energy, or if there are simply no available alternatives. These are scenarios where the opportunity costs of hoping tend to be low.</p><p>Hence, what matters from an epistemic perspective is that a hope is based on a <i>justified</i> probability assessment.41 For instance, prisoner Andy (see above) is epistemically justified in hoping to escape as long as his belief about the odds of succeeding is justified given the available evidence. Darrel Moellendorf calls this a <i>pragmatic approach</i> to the epistemic standards of hope, according to which ‘different hopes might be warranted under different factual and evidential scenarios depending on the circumstances, and those circumstances might depend on some sort of pragmatic, cost/benefit, calculation regarding hoping’.42</p><p>In the practical domain, we have to distinguish between moral and strategic norms. On the one hand, given that hope commits us to the goodness of its object, we can ask whether it is rational or justified given the demands of morality (whatever those are taken to be). That is to say, we should not hope for what is bad or immoral. Adapting an example from Luc Bovens, a car-racing enthusiast with a secret desire to witness an accident should not hope for this to happen: that is (on Bovens’s specific account of what it is to hope), ‘devot[e] much mental energy to what it would be like if such and such accident were to occur … the stories I would be able to tell my friends, etc.’.43</p><p>When it comes to strategic norms, on the other hand, we have to further distinguish two kinds of questions. First, we can ask whether hope makes the attainment of a particular (permissible) desire more likely. Ideally, hope motivates us to sustain our pursuits in difficult circumstances where the prospects of success are dim.44 Yet, this presupposes an accurate understanding of the relation between our own contribution and external circumstances such as luck, environmental conditions, or the agency of other people. Notice that hope (of the <i>practical</i> kind I am interested in) is characterized by a distinct combination of agency and vulnerability. While success depends on my contribution, it is not fully within my hands: if I could simply act so as to bring about the desired outcome, I would not need to hope. In hoping, that is to say, we ‘actively engag[e] with our own current limitations in affecting the future we want to inhabit’.45 Justified hope successfully navigates this tension, neither overestimating our own power nor overly relying on factors beyond our control.</p><p>However, we cannot leave it there. Importantly, a second set of strategic norms concerns the conduciveness of a particular hope to our (permissible) ends more generally; this is a matter not of <i>securing</i>, but rather of <i>selecting</i> our ends. In this context, it is particularly important to keep in mind that hope has opportunity costs. As we invest mental energy in a particular object, we potentially forgo or lose sight of alternative paths. For instance, ‘imagine a political activist who might reject attainable, modest, but real reforms because these would take away from planning and building support for some even better and more thorough-going, but far less likely, change’.46 For a hope to be justified in this respect, its benefits must outweigh the opportunity costs.47 In order to make this assessment and remain aware of ‘what is lost’ when we hope for a given object, we need to constantly monitor the wider practical landscape including any available alternatives.</p><p>To sum up, a hope is justified if (1) it is based on an accurate probability estimate, (2) helps us realize a (permissible) end, and (3) advances our (permissible) ends more generally. Hoping well, that is to say, requires a constant triangulation between ourselves, our ends, and the wider epistemic and practical circumstances. Now, I want to suggest that, somewhat paradoxically, this trade-off is particularly difficult to come by from within a hopeful stance itself. For hope is essentially a way of focusing on or zooming in on (the possibility of) a particular outcome—of blinding out, by way of the imagination, detrimental evidence and alternative paths. Hoping well, however, requires precisely the ability to zoom out and align our ends with various epistemic and practical considerations. This is why there is an inherent risk for hope to degenerate into <i>false</i> hope: hopeful agents may be disposed to wrongly estimate the likeliness of the outcome, to overly rely on external factors, or to be blind to alternative, more realistic goals. As I hope to show in the next section, episodic despair can thus function as a corrective on hope that guards against these dangers.</p><p>In conjunction, my claims in Sections I (concerning the nature of hope) and II (concerning the norms of hope) yield a predicament: hope itself may complicate the trade-off between various epistemic and practical considerations that is needed for justified or rational hope. In this section, I propose to read XR’s call for despair as responding to this predicament. Despair can guard against wishful thinking, complacency, and fixation—three forms or expressions of false hope, which they diagnose in our relation to the climate crisis. Ultimately, it can help us to hope well.</p><p>In the preceding section, I outlined three ways in which episodic despair can guard against the dangers of false hope by checking it against the wider epistemic and practical landscape. The hope that arises from despair is more robust and less likely to degenerate into wishful thinking, complacency, and fixation. Sometimes we have to go through despair, that is to say, in order to hope well. As the XR handbook puts it, ‘there is a lot that people can gain from … despairing before then piecing things back together for themselves’.87 Against my partial defence of despair up to this point, the present section takes a more cautionary direction. I highlight that the justification of despair is conditional and instrumental; that it is valuable only <i>insofar as</i> and <i>to the extent that</i> it helps us to hope well. Despair must indeed dissolve into hope if it is not to have precisely those stifling and paralysing effects so often attributed to it.</p><p>To see this, we must ask what it is that enables us to overcome despair and find new hope. I want to suggest that it is a deeper, more basic kind of hope that I call <i>fundamental hope</i>. In contrast to the propositional hopes of the form <i>hope that p</i> I have focused on up to this point, fundamental hope is not directed at a specific object.88 Instead, it is a ‘pre-intentional’ orientation or ‘existential feeling’,89 an anticipatory stance that represents the future as ‘sufficiently hospitable to our agential efforts’.90</p><p>While fundamental hope arguably plays a prominent role in thinkers from a more continental background, such as Gabriel Marcel or Ernst Bloch, in contemporary debate it is usually Jonathan Lear who is credited with first conceptualizing a version of it that he labels ‘radical’. I have referred above to Lear’s discussion of the Crow Nation, who find themselves in a state of cultural devastation as their system of meanings collapses. Lear argues that it is radical hope which allows Plenty Coups to anticipate ‘the possibility of new Crow possibilities’.91 This is a kind of hope that is directed ‘toward a future goodness that transcends the current ability to understand what it is’; it anticipates ‘a good for which those who have the hope as yet lack the appropriate concepts with which to understand it’.92</p><p>Lear is usually read as suggesting that radical hope is something agents summon up when they lack any propositional hope. By contrast, what I call fundamental hope is an ‘experiential backdrop’93 that sits beneath all our specific hopes; only against the background of this general orientation or sense of how things are with the world do particular hopes become intelligible. As long as we retain fundamental hope, even though some or even all propositional hopes are lost, there is a prospect that, through creativity and imagination, we may fill this general sense of openness with concrete objects.</p><p>Against this background, it is hardly surprising that climate ethicists have pointed to the importance of fundamental hope in the face of the radically uncertain future caused by climate change. Allen Thompson,94 for instance, takes his cue from Lear’s work in arguing that we currently lack the concepts that would allow us to make sense of what it would mean to live well in a warmer world, or how we could overcome the culture of material consumption, with its attendant expectations of comfort and convenience, that have set us on this path. As a climate activist from Kiribati, whose islands are at risk of becoming uninhabitable, puts it: ‘I feel hopeless in one way that our people are suffering, but I also have the hope that they will try to find a way to adapt’.95</p><p>So there certainly is a sense in which fundamental hope is more robust or resilient against disappointment than propositional hope; no one specific set of facts or piece of evidence is able to destroy our sense of the future as open to our intervention. I do not think, though, that it is entirely ‘immune to empirical disappointment’.96 Our interest in the future generally, at least occasionally, has to manifest itself as an interest in particular future outcomes. If over a prolonged period of time, there is nothing at all we can pin our hope to, even fundamental hope is in peril. Katie Stockdale has recently argued that this happens to groups living under oppression, for instance in conditions of poverty, colonialism, racism, and sexism. At some point, they are going to lose the very sense that their actions make <i>any</i> difference or that the future is not yet determined.97</p><p>I would like to suggest that, in this case, fundamental hope itself is lost and turns into what I call fundamental despair: an existential feeling that is directed at the world as a whole; a loss of all meaning, where our entire temporal horizon breaks down.98 In analogy to fundamental hope and in contrast to episodic despair, we do not despair of or over something, but find ourselves in a—much deeper and consequential—state of being in despair: a sense that nothing we do makes any difference and the world is closed off to our intervention. According to Steinbock, in this condition our loss of hope is so profound that we even lack a sense of what has been lost.99 If I am in fundamental despair, any attempt to act constructively seems absurd. The phenomenology of fundamental despair is thus sometimes likened to that of depression. The depressed, Calhoun argues, are ‘not dispirited about this or that bit of the future, but about the future generally. They lose a globally motivating interest in The Future’.100</p><p>It strikes me that parts of the climate movement have indeed fallen into this kind of despair. It is no coincidence that the term ‘climate depression’101 circulates among younger activists in particular, describing precisely this feeling of helplessly confronting a mass-extinction event that threatens civilization and there is nothing we can do about it. Unless we are happy to settle for a form of defeatism or nihilism where inaction takes over, this is something we should be concerned about.</p><p>Part of the problem, I believe, lies in the way in which public discourse on climate change is conducted, almost exclusively around dystopic or apocalyptic images such as melting polar caps, droughts, hurricanes, floods, and, more generally, an increasing state of chaos; the future is overwhelmingly represented as a threat and disaster. According to Mathias Thaler, this prevalent type of climate catastrophism speaks to the extent to which global warming has, among all its other negative consequence, also brought about a ‘crisis of the imagination’.102 There is no doubt that these dystopic images (some of which are, of course, already a harsh reality) do serve as important reminders of how dire the situation is and how urgently action is required. Yet they must be complemented with more positive and hopeful visions of how we might act together so as to halt, or at least attenuate, the looming climate catastrophe, and of what life in a warmer world might look like. Thaler appeals to the power of utopian thinking in this context—a kind of utopianism that does not serve to escape reality, but that galvanizes a type of hope that gives us the resolve we need to face up to the realities of global warming and act decisively.</p><p>We now see that the conflicting features of episodic despair that we have encountered throughout this article have to do with its constitutive instability: it enables us either to regain or redirect our hope (once we see a way forward to some desired version of the future) or it collapses into a more fundamental form of agony and paralysis that corrupts our very sense that the future is open to our intervention. Normatively speaking, this highlights that the value of episodic despair is contingent on our ability to work it through rather than remaining tied to it; unless the sense of urgency it conveys gives rise to new hope as the possibility of our goal comes to be salient, we will eventually give up. Hence any reasons we have to despair are ultimately reasons to adopt more realistic kinds of hope. Despair is only justified to the extent that it makes us better hopers—we should keep this in mind whenever we call for it.</p><p>My aim in this article was by no means to unconditionally celebrate despair. Some forms of despair are plainly irrational, others paralyse us, yet others lead us to act in erratic or reckless ways (think of the proverbial act of desperation). Instead, the question I set out to ask was whether there is <i>anything</i> to be said in favour of despair as a practical attitude. Nor was my affirmative answer to this question intended to deny that hope, in allowing us to anticipate a better future and motivating our efforts to bring it about, plays a vital role in political life in particular. Sometimes, however, hope leads us astray. Episodes of despair can then help guard against the dangers of wishful thinking, complacency, or fixation. My suggestion is, furthermore, that we can understand XR activists not as denouncing hope, but as making the case for a different and more realistic kind of hope, one that arises from despair. As activist Dougald Hine puts it, ‘whatever hope is worth having today, it lies on the far side of despair, where the maps run out, at the margins or hidden in plain sight’.103</p>","PeriodicalId":47624,"journal":{"name":"Journal of Political Philosophy","volume":"31 1","pages":"80-101"},"PeriodicalIF":2.9000,"publicationDate":"2022-07-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/jopp.12283","citationCount":"7","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Political Philosophy","FirstCategoryId":"98","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/jopp.12283","RegionNum":1,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ETHICS","Score":null,"Total":0}
引用次数: 7

Abstract

The public discourse on climate change has long centred around hope-based narratives pushed by both the media and mainstream environmentalist agents from Greenpeace and WWF to Bill Gates and Al Gore.1 The promises of scientific and technological advance in particular, they argue, give us reason to be hopeful that it is in our hands to halt the incipient climate catastrophe. We just need to roll up our sleeves and get on with it.

In the face of humanity’s apparent inability—on display most recently at COP26 in Glasgow—to adopt the ‘rapid and far-reaching changes in all aspects of society’ required to at least keep average global temperature increases below 1.5°C,2 this narrative has come under pressure. More radical climate activists make the case for an affective shift away from hope in the face of global warming towards darker attitudes such as anger, panic, or fear, or, most surprisingly perhaps, despair. The activist group Extinction Rebellion (XR) has arguably been the most vocal in their call for hope to ‘die’.3 Hope, they worry, obscures the truth about global warming as the single largest existential threat to the planet and hampers the kind of radical action that would be required at least to rein in its consequences. ‘In facing our climate predicament’, they argue, ‘there is no way to escape despair'.4

Reactions have been mixed, both from within and beyond the climate movement. While some fellow activists express enthusiasm about an explicit invocation of despair,5 others worry about its potentially stifling and depoliticizing effects on the public. According to the American scientist Michael Mann, the rhetoric of despair ‘is in many ways as pernicious as outright climate change denial, for it leads us down the same path of inaction’;6 writer and activist George Monbiot even considers succumbing to despair to be a moral failure.7 In the media, XR are frequently portrayed as the ‘eccentric and dangerous merchants of despair’.8

This discursive backlash chimes with a philosophical scepticism about despair that is both widespread and long-standing. According to Euripides’ Amphitryon, despair is the ‘mark of a worthless man’;9 Aquinas considers it ‘the greatest of sins’;10 Kant’s greatest worry is that we might ‘succumb to despair’ in the face of moral obligation;11 Charles Peirce equates despair with insanity.12 And contemporary philosophers juxtapose celebratory accounts of hope as a motivation and source of grit with a view of despair as unproductive, impotent, or nihilistic. Despairing agents, they argue, should either give up on the relevant end or cultivate an attitude, such as hope, that strengthens their resolve rather than undermining it.13 Unsurprisingly, political philosophers tend to agree that ‘a hopeful politics, one based upon a vision of generalized global prosperity and sustainability, best addresses the problems of climate change’.14

The aim of this article is to withstand this wholehearted rejection of despair in philosophical and public discourse alike. I shall argue that a specific form of despair that I call episodic has an important role to play in our practical and particularly in our political lives.15 In guarding against certain pitfalls of false hope, episodic despair can help us to hope (and ultimately act) well. Against this background, I propose to understand XR activists not as asking us to reject or give up hope, but as aspiring to a more robust and realistic kind of hope, which arises from despair.

Before I can make good on this idea, some conceptual ground-clearing is in order. I start by defining episodic despair in contrast, yet closely related, to hope (Section I). An agent who experiences episodic despair is unable to imaginatively close the gap between themselves and a desired future, such that the unlikeliness of the outcome, rather than its possibility, is salient. In Section II, I argue that rational or justified hope requires a complex trade-off between various epistemic and practical considerations that is often difficult to come by precisely from within a hopeful stance. There is thus an inherent risk that hope will degenerate into wishful thinking, complacency, or fixation. In Section III, I draw on claims and statements from XR members (as well as fellow radical climate activists) in order to illustrate how episodic despair can guard against these dangers. As a deliberative corrective, episodic despair can help us to realistically assess the empirical circumstances (III.A), to act in courageous and creative ways (III.B), and to critically reflect on our ends and available alternatives (III.C). However, despair that persists rather than resulting in new and different kinds of hope is fatal, too (Section IV): in destroying our basic underlying sense that the future is open to our intervention (our fundamental hope), it undermines practical agency as such. Hence we should be careful not to play hope and despair off against each other.

Despair has not received much attention in Western philosophy, at least within the broadly analytic tradition; its details therefore remain underexplored.16 Wherever mentioned, it is scolded and rejected. In the present section, I will take my cue from the recently burgeoning debates about the nature of hope in order to get a grip on that to which it is usually thought to be the antidote: despair.

Given the multifaceted role hope plays in our lives, it is hardly surprising that philosophers struggle to provide a unified definition of the phenomenon. According to the so-called ‘orthodox definition’,17 hope is a compound state that combines a desire that p with a belief, or at least a presupposition, that p is possible but not certain.18 Hope’s cognitive element distinguishes it from modally less constrained wishes on the one hand (I can arguably wish, though not hope, to fly away simply by flapping my arms) and more confident expectations on the other. Its conative element captures the fact that a hoping person takes a pro-attitude towards the hoped-for object.

It may well be the case that some of our more superficial and mundane hopes can be defined along these lines: for instance, my hope that there will be apple pie for dessert or that the train will arrive on time. However, the orthodox definition arguably cannot account for hope in its most complete or paradigmatic form, sometimes referred to as ‘substantial hope’,19 where the stakes are high, but the probability is low: for instance, my hope for recovery from a serious illness or to have a successful career in academia. These hopes command our attention, thus playing a particularly prominent role in structuring and shaping our thoughts and actions, in ways that go beyond the mere belief-desire combination.

This problem comes to the fore most clearly in the orthodox definition’s inability to distinguish between hope and despair. Notice that two people who equally desire an outcome and believe in its possibility may nonetheless differ with regard to their affective outlook. Take Luc Bovens’s by-now iconic example (based on Frank Darabont’s film The Shawshank Redemption) of Andy and Red, two prisoners serving a life sentence for murder.20 They both desire to be free and believe that there is a (small) chance they will be able to escape. Yet, while Andy hopes to get out, Red despairs of the low odds.

Hence much of the recent debate has focused on identifying a third component (in addition to belief and desire) that would allow us to distinguish hope from despair. Instead of committing to one specific among the countless proposals,21 I would like to crystallize what I take to be the shared idea underlying most of them: that hopeful and despairing agents differ in the way they relate to, ‘attend to’,22 or ‘perceive’23 the possibility of the desired outcome. The latter looks at the situation and says, ‘I grant you it is possible, but the chance is only one in a thousand!’, while the former says, ‘I grant you the chance is only one in a thousand, but it is possible!’.24 It seems that for the hopeful agent the possibility of the desired outcome is salient or in the foreground, rather than its unlikeliness.

The imagination appears to play a crucial role in explaining what accounts for this gestalt shift.25 According to Bovens, for instance, in hoping we ‘mentally image’ what it would be like if the desired state of the world were to materialize.26 Cheshire Calhoun takes hope to include a ‘phenomenological idea of the determinate future whose content includes success’, that is, ‘we previsage a particular future in our imagination’.27 Most explicitly, perhaps, Jack Kwong argues that a hopeful person is able, by exercising her creativity and imagination, to see (that is, to visualize in her mind) a way in which the desired outcome can come about, and she sees the way as a genuine possibility.28

This framework allows us to define despair in contrast to this particular kind of (substantial) hope. Like the hopeful agent, the despairing agent experiences a gap between themselves and the desired outcome. In contrast, however, they cannot mentally close this gap by visualizing what it would be like or how we might get there. This also helps us understand why, in cases where the attainment of the hoped-for object depends on our own contribution (which I will primarily be concerned with),29 hope helps sustain our resolve or what is now often called ‘grit’,30 while despair potentially undermines it. The hopeful agent’s ability to imaginatively inhabit the desired future or project themselves into it stabilizes and structures their connection to that outcome. By contrast, the agent who despairs because they cannot see a way forward is disposed to give up on it.

In a specific sense, I conceive of hope and despair not just as mutually exclusive antagonists,31 but also as jointly exhaustive. For in the kind of high-stakes scenarios I have in mind, agents necessarily attend to the desire in some way—mental or affective abstention is not an option. In other words, the circumstances are such that we conceive of a desired outcome either from the perspective of its possibility or its unlikeliness. This will be important to keep in mind as I develop the idea that despair is not just a tonic against false hope, but (thereby) helps us to cultivate warranted hope.

I should add that I take myself to have defined a particular kind of despair, which I call episodic. I do so primarily to demarcate it from what I refer to (and discuss in more detail in Section IV) as fundamental despair: a general state of hopelessness, where all sense of agency is lost and the future in general is conceived as already determined. Along these lines, Anthony Steinbock describes despair as an ‘utter loss of any ground of hope’, as the ‘experience of abandonment as ultimate and decisive’.32 Episodic despair differs not only in that it is propositional or intentional—we despair over or of something—but it also leaves open the possibility of regaining or redirecting our hope at any point. For, while we cannot experience hope and despair at the same time, the two are closely related, differing only in how the agent relates to a desired yet unlikely outcome. Indeed, agents often find themselves oscillating between the two—depending on whether, at any one moment, the possibility or the unlikeliness is in the foreground.

Notice also that episodic despair differs from what I call resignative despair: that is, a desire for a state of affairs combined with the belief that it is impossible. This notion is widespread in discussions of despair. According to Han-Pile and Stern, for instance, ‘the despairing person keeps desiring the good but without being able to act to bring it about because they think it is unobtainable, or that it cannot obtain on its own’.33 Despair, on this view, is experienced as a kind of painful longing for the impossible that goes along with a sense of frustration and inner conflict. This attitude, they quite plausibly argue, is irrational; if I was hoping to have sea bass at my favourite restaurant, but it turns out there were none at the market today, I should (as a matter of rational consistency) not despair, but simply order something else.34 Episodic despair differs from resignative despair in that it retains a belief in possibility, such that it is not necessarily irrational. That, of course, leaves open the question what, if any, value it has for our practical lives. To answer this question, I turn from the nature of hope to its norms.

I have provided a definition of episodic despair as the antonym of (substantial) hope. In contrast to the hopeful agent, the despairing agent is presently unable to imaginatively close the gap between themselves and the hoped-for future, such that its unlikeliness is in the foreground rather than its possibility. My claim in the remainder of this article will be that this kind of despair can help us to hope well: that is, to cultivate rational or justified hope by guarding against certain dangers of false hope.35

To prepare the ground for this argument, I first need to explain what it means to hope well. To start with, it is not at all obvious that hope is the kind of mental state that is responsive to reasons and thus open to rational assessment in the first place. In fact, in the history of philosophy, hope has often been conceived as a passion or affect and hence as something fundamentally noncognitive. At this point, suffice it to point out that our communicative practices around hope are highly evaluative: we ask each other to give reasons for our hope, we laud each other for ‘courageous’ or ‘resilient’ hopes, we criticize ‘careless’ or ‘empty’ hopes.36 Notice that to say that we can deliberate about the justification or rationality of hope does not commit us to say that we can will ourselves to have or give up hope in every or even most circumstances.37 Hope shares this feature with emotions such as anger,38 which can be more or less fitting or apt independently of whether they are under our direct voluntary control.

In investigating the norms of hope, we can take our cue from the observation made in the preceding section that hope, in representing its object as possible and desirable, contains both cognitive and conative elements. From this it follows that hope is subject to both epistemic and practical norms. The former concern the belief component: for hope to be epistemically rational or justified, we must be justified in believing that the desired outcome is neither impossible nor certain. I would like to suggest that beyond that, though, there is no single epistemic threshold for hope. That is to say, it is not per se irrational or misplaced to hope for outcomes that are highly unlikely.39 While evidence indicating that the desired outcome may be out of reach gives us a reason against hope, we may still have warrant to hope for it all things considered—for instance, because we are highly invested in it,40 muster little mental energy, or if there are simply no available alternatives. These are scenarios where the opportunity costs of hoping tend to be low.

Hence, what matters from an epistemic perspective is that a hope is based on a justified probability assessment.41 For instance, prisoner Andy (see above) is epistemically justified in hoping to escape as long as his belief about the odds of succeeding is justified given the available evidence. Darrel Moellendorf calls this a pragmatic approach to the epistemic standards of hope, according to which ‘different hopes might be warranted under different factual and evidential scenarios depending on the circumstances, and those circumstances might depend on some sort of pragmatic, cost/benefit, calculation regarding hoping’.42

In the practical domain, we have to distinguish between moral and strategic norms. On the one hand, given that hope commits us to the goodness of its object, we can ask whether it is rational or justified given the demands of morality (whatever those are taken to be). That is to say, we should not hope for what is bad or immoral. Adapting an example from Luc Bovens, a car-racing enthusiast with a secret desire to witness an accident should not hope for this to happen: that is (on Bovens’s specific account of what it is to hope), ‘devot[e] much mental energy to what it would be like if such and such accident were to occur … the stories I would be able to tell my friends, etc.’.43

When it comes to strategic norms, on the other hand, we have to further distinguish two kinds of questions. First, we can ask whether hope makes the attainment of a particular (permissible) desire more likely. Ideally, hope motivates us to sustain our pursuits in difficult circumstances where the prospects of success are dim.44 Yet, this presupposes an accurate understanding of the relation between our own contribution and external circumstances such as luck, environmental conditions, or the agency of other people. Notice that hope (of the practical kind I am interested in) is characterized by a distinct combination of agency and vulnerability. While success depends on my contribution, it is not fully within my hands: if I could simply act so as to bring about the desired outcome, I would not need to hope. In hoping, that is to say, we ‘actively engag[e] with our own current limitations in affecting the future we want to inhabit’.45 Justified hope successfully navigates this tension, neither overestimating our own power nor overly relying on factors beyond our control.

However, we cannot leave it there. Importantly, a second set of strategic norms concerns the conduciveness of a particular hope to our (permissible) ends more generally; this is a matter not of securing, but rather of selecting our ends. In this context, it is particularly important to keep in mind that hope has opportunity costs. As we invest mental energy in a particular object, we potentially forgo or lose sight of alternative paths. For instance, ‘imagine a political activist who might reject attainable, modest, but real reforms because these would take away from planning and building support for some even better and more thorough-going, but far less likely, change’.46 For a hope to be justified in this respect, its benefits must outweigh the opportunity costs.47 In order to make this assessment and remain aware of ‘what is lost’ when we hope for a given object, we need to constantly monitor the wider practical landscape including any available alternatives.

To sum up, a hope is justified if (1) it is based on an accurate probability estimate, (2) helps us realize a (permissible) end, and (3) advances our (permissible) ends more generally. Hoping well, that is to say, requires a constant triangulation between ourselves, our ends, and the wider epistemic and practical circumstances. Now, I want to suggest that, somewhat paradoxically, this trade-off is particularly difficult to come by from within a hopeful stance itself. For hope is essentially a way of focusing on or zooming in on (the possibility of) a particular outcome—of blinding out, by way of the imagination, detrimental evidence and alternative paths. Hoping well, however, requires precisely the ability to zoom out and align our ends with various epistemic and practical considerations. This is why there is an inherent risk for hope to degenerate into false hope: hopeful agents may be disposed to wrongly estimate the likeliness of the outcome, to overly rely on external factors, or to be blind to alternative, more realistic goals. As I hope to show in the next section, episodic despair can thus function as a corrective on hope that guards against these dangers.

In conjunction, my claims in Sections I (concerning the nature of hope) and II (concerning the norms of hope) yield a predicament: hope itself may complicate the trade-off between various epistemic and practical considerations that is needed for justified or rational hope. In this section, I propose to read XR’s call for despair as responding to this predicament. Despair can guard against wishful thinking, complacency, and fixation—three forms or expressions of false hope, which they diagnose in our relation to the climate crisis. Ultimately, it can help us to hope well.

In the preceding section, I outlined three ways in which episodic despair can guard against the dangers of false hope by checking it against the wider epistemic and practical landscape. The hope that arises from despair is more robust and less likely to degenerate into wishful thinking, complacency, and fixation. Sometimes we have to go through despair, that is to say, in order to hope well. As the XR handbook puts it, ‘there is a lot that people can gain from … despairing before then piecing things back together for themselves’.87 Against my partial defence of despair up to this point, the present section takes a more cautionary direction. I highlight that the justification of despair is conditional and instrumental; that it is valuable only insofar as and to the extent that it helps us to hope well. Despair must indeed dissolve into hope if it is not to have precisely those stifling and paralysing effects so often attributed to it.

To see this, we must ask what it is that enables us to overcome despair and find new hope. I want to suggest that it is a deeper, more basic kind of hope that I call fundamental hope. In contrast to the propositional hopes of the form hope that p I have focused on up to this point, fundamental hope is not directed at a specific object.88 Instead, it is a ‘pre-intentional’ orientation or ‘existential feeling’,89 an anticipatory stance that represents the future as ‘sufficiently hospitable to our agential efforts’.90

While fundamental hope arguably plays a prominent role in thinkers from a more continental background, such as Gabriel Marcel or Ernst Bloch, in contemporary debate it is usually Jonathan Lear who is credited with first conceptualizing a version of it that he labels ‘radical’. I have referred above to Lear’s discussion of the Crow Nation, who find themselves in a state of cultural devastation as their system of meanings collapses. Lear argues that it is radical hope which allows Plenty Coups to anticipate ‘the possibility of new Crow possibilities’.91 This is a kind of hope that is directed ‘toward a future goodness that transcends the current ability to understand what it is’; it anticipates ‘a good for which those who have the hope as yet lack the appropriate concepts with which to understand it’.92

Lear is usually read as suggesting that radical hope is something agents summon up when they lack any propositional hope. By contrast, what I call fundamental hope is an ‘experiential backdrop’93 that sits beneath all our specific hopes; only against the background of this general orientation or sense of how things are with the world do particular hopes become intelligible. As long as we retain fundamental hope, even though some or even all propositional hopes are lost, there is a prospect that, through creativity and imagination, we may fill this general sense of openness with concrete objects.

Against this background, it is hardly surprising that climate ethicists have pointed to the importance of fundamental hope in the face of the radically uncertain future caused by climate change. Allen Thompson,94 for instance, takes his cue from Lear’s work in arguing that we currently lack the concepts that would allow us to make sense of what it would mean to live well in a warmer world, or how we could overcome the culture of material consumption, with its attendant expectations of comfort and convenience, that have set us on this path. As a climate activist from Kiribati, whose islands are at risk of becoming uninhabitable, puts it: ‘I feel hopeless in one way that our people are suffering, but I also have the hope that they will try to find a way to adapt’.95

So there certainly is a sense in which fundamental hope is more robust or resilient against disappointment than propositional hope; no one specific set of facts or piece of evidence is able to destroy our sense of the future as open to our intervention. I do not think, though, that it is entirely ‘immune to empirical disappointment’.96 Our interest in the future generally, at least occasionally, has to manifest itself as an interest in particular future outcomes. If over a prolonged period of time, there is nothing at all we can pin our hope to, even fundamental hope is in peril. Katie Stockdale has recently argued that this happens to groups living under oppression, for instance in conditions of poverty, colonialism, racism, and sexism. At some point, they are going to lose the very sense that their actions make any difference or that the future is not yet determined.97

I would like to suggest that, in this case, fundamental hope itself is lost and turns into what I call fundamental despair: an existential feeling that is directed at the world as a whole; a loss of all meaning, where our entire temporal horizon breaks down.98 In analogy to fundamental hope and in contrast to episodic despair, we do not despair of or over something, but find ourselves in a—much deeper and consequential—state of being in despair: a sense that nothing we do makes any difference and the world is closed off to our intervention. According to Steinbock, in this condition our loss of hope is so profound that we even lack a sense of what has been lost.99 If I am in fundamental despair, any attempt to act constructively seems absurd. The phenomenology of fundamental despair is thus sometimes likened to that of depression. The depressed, Calhoun argues, are ‘not dispirited about this or that bit of the future, but about the future generally. They lose a globally motivating interest in The Future’.100

It strikes me that parts of the climate movement have indeed fallen into this kind of despair. It is no coincidence that the term ‘climate depression’101 circulates among younger activists in particular, describing precisely this feeling of helplessly confronting a mass-extinction event that threatens civilization and there is nothing we can do about it. Unless we are happy to settle for a form of defeatism or nihilism where inaction takes over, this is something we should be concerned about.

Part of the problem, I believe, lies in the way in which public discourse on climate change is conducted, almost exclusively around dystopic or apocalyptic images such as melting polar caps, droughts, hurricanes, floods, and, more generally, an increasing state of chaos; the future is overwhelmingly represented as a threat and disaster. According to Mathias Thaler, this prevalent type of climate catastrophism speaks to the extent to which global warming has, among all its other negative consequence, also brought about a ‘crisis of the imagination’.102 There is no doubt that these dystopic images (some of which are, of course, already a harsh reality) do serve as important reminders of how dire the situation is and how urgently action is required. Yet they must be complemented with more positive and hopeful visions of how we might act together so as to halt, or at least attenuate, the looming climate catastrophe, and of what life in a warmer world might look like. Thaler appeals to the power of utopian thinking in this context—a kind of utopianism that does not serve to escape reality, but that galvanizes a type of hope that gives us the resolve we need to face up to the realities of global warming and act decisively.

We now see that the conflicting features of episodic despair that we have encountered throughout this article have to do with its constitutive instability: it enables us either to regain or redirect our hope (once we see a way forward to some desired version of the future) or it collapses into a more fundamental form of agony and paralysis that corrupts our very sense that the future is open to our intervention. Normatively speaking, this highlights that the value of episodic despair is contingent on our ability to work it through rather than remaining tied to it; unless the sense of urgency it conveys gives rise to new hope as the possibility of our goal comes to be salient, we will eventually give up. Hence any reasons we have to despair are ultimately reasons to adopt more realistic kinds of hope. Despair is only justified to the extent that it makes us better hopers—we should keep this in mind whenever we call for it.

My aim in this article was by no means to unconditionally celebrate despair. Some forms of despair are plainly irrational, others paralyse us, yet others lead us to act in erratic or reckless ways (think of the proverbial act of desperation). Instead, the question I set out to ask was whether there is anything to be said in favour of despair as a practical attitude. Nor was my affirmative answer to this question intended to deny that hope, in allowing us to anticipate a better future and motivating our efforts to bring it about, plays a vital role in political life in particular. Sometimes, however, hope leads us astray. Episodes of despair can then help guard against the dangers of wishful thinking, complacency, or fixation. My suggestion is, furthermore, that we can understand XR activists not as denouncing hope, but as making the case for a different and more realistic kind of hope, one that arises from despair. As activist Dougald Hine puts it, ‘whatever hope is worth having today, it lies on the far side of despair, where the maps run out, at the margins or hidden in plain sight’.103

绝望中的希望*
绝望在西方哲学中没有受到太多关注,至少在广泛的分析传统中是这样;因此,它的细节仍然没有得到充分挖掘。16无论提到哪里,它都会被斥责和拒绝。在本节中,我将从最近兴起的关于希望本质的辩论中得到启示,以便抓住它通常被认为是解药的东西:绝望。鉴于希望在我们的生活中扮演着多方面的角色,哲学家们努力为这种现象提供一个统一的定义也就不足为奇了。根据所谓的“正统定义”,17希望是一种复合状态,它将欲望与信念相结合,或者至少是一种预设,p是可能的,但不确定。18希望的认知因素一方面将其与模式上不那么受约束的愿望(我可以说希望,但不希望,只是拍打手臂就飞走了)和另一方面更自信的期望区分开来。它的conative元素捕捉到这样一个事实,即一个有希望的人对所希望的对象持赞成态度。我们的一些更肤浅和世俗的希望很可能是这样定义的:例如,我希望甜点会有苹果派,或者火车会准时到达。然而,正统的定义可以说无法解释最完整或典型形式的希望,有时被称为“实质性希望”,19其中风险很高,但可能性很低:例如,我希望从重病中康复或在学术界取得成功。这些希望引起了我们的注意,从而在构建和塑造我们的思想和行动方面发挥了特别突出的作用,超越了单纯的信仰-欲望组合。这个问题在正统定义中最为突出,即无法区分希望和绝望。请注意,两个同样渴望结果并相信其可能性的人可能在情感观上有所不同。以吕克·波文斯(Luc Bovens)现在的标志性例子(根据弗兰克·达拉邦(Frank Darabont)的电影《肖申克的救赎》(The Shawshank Redemption)改编)为例,安迪和瑞德是两名因谋杀罪被判无期徒刑的囚犯。然而,当安迪希望退出时,瑞德却对低赔率感到绝望。因此,最近的大部分辩论都集中在确定第三个组成部分(除了信仰和愿望),使我们能够区分希望和绝望。我不想致力于无数提案中的一个具体提案,21我想具体化我认为的大多数提案背后的共同理念:充满希望和绝望的代理人在联系、“关注”、22或“感知”23期望结果的可能性方面有所不同。后者看着形势说:“我承认这是可能的,但机会只有千分之一!”,前者说:“我给你的机会只有千分之一,但这是可能的!”。24对于有希望的代理人来说,想要的结果的可能性似乎是显著的或在前景中,而不是不可能的。想象力似乎在解释这种格式塔转变的原因方面发挥着至关重要的作用。25例如,根据Bovens的说法,在希望我们“在心理上想象”如果世界的理想状态得以实现会是什么样子时。26 Cheshire Calhoun希望包含一种“确定性未来的现象学思想,其内容包括成功”,“我们在想象中预见到了一个特定的未来”。27也许最明确的是,Jack Kwong认为,一个有希望的人能够通过发挥自己的创造力和想象力,看到(也就是说,在脑海中想象)一种实现期望结果的方式,她认为这是一种真正的可能性。28这个框架使我们能够定义绝望,而不是这种特殊的(实质性的)希望。就像充满希望的代理人一样,绝望的代理人也会经历自己与期望结果之间的差距。然而,相比之下,他们无法通过想象它会是什么样子或我们如何到达那里来在心理上缩小这一差距。这也有助于我们理解为什么,在实现所希望的目标取决于我们自己的贡献(我将主要关注这一点)的情况下,29希望有助于维持我们的决心或现在通常所说的“勇气”,30而绝望可能会破坏它。充满希望的代理人能够富有想象力地居住在期望的未来或将自己投射到其中,从而稳定并构建他们与结果的联系。相比之下,那些因为看不到前进的道路而绝望的代理人往往会放弃前进的道路。从某种特定的意义上说,我认为希望和绝望不仅是相互排斥的对手,31而且是彻底的。 39虽然有证据表明,理想的结果可能遥不可及,这给了我们反对希望的理由,但考虑到所有因素,我们可能仍然有理由抱有希望——例如,因为我们在这方面投入了大量资金,40几乎没有精神能量,或者根本没有其他选择。在这些情况下,希望的机会成本往往很低。因此,从认识论的角度来看,重要的是希望是基于合理的概率评估。41例如,囚犯安迪(见上文)在认识论上有理由希望逃跑,只要他对成功几率的信念在现有证据的支持下是合理的。Darrel Moellendorf称这是一种对希望的认识标准的务实方法,根据这种方法,“根据不同的情况,在不同的事实和证据场景下,不同的希望可能是有根据的,而这些情况可能取决于某种关于希望的务实、成本/收益的计算”。42在实践领域,我们必须区分道德规范和战略规范。一方面,鉴于希望使我们致力于其对象的善良,我们可以问,鉴于道德的要求(无论这些要求是什么),它是合理的还是合理的。也就是说,我们不应该对不好或不道德的事情抱有希望。引用Luc Bovens的一个例子,他是一个赛车爱好者,有着目睹事故的秘密愿望,不应该希望这种情况发生:也就是说(根据Bovens对希望的具体描述),“投入大量的精神能量去做如果发生这样那样的事故会是什么样子……我可以告诉我的朋友的故事,等等。”43当谈到战略规范时,另一方面,我们必须进一步区分这两类问题。首先,我们可以问,希望是否会使特定(允许的)愿望更有可能实现。理想情况下,希望激励我们在成功前景黯淡的困难环境中继续追求。44然而,这需要准确理解我们自己的贡献与外部环境(如运气、环境条件或他人的代理)之间的关系。请注意,希望(我感兴趣的实际类型)的特点是能动性和脆弱性的明显结合。虽然成功取决于我的贡献,但它并不完全掌握在我的手中:如果我能简单地采取行动,实现预期的结果,我就不需要抱有希望。也就是说,在希望中,我们“积极适应我们目前的局限性,影响我们想要居住的未来”。45合理的希望成功地驾驭了这种紧张局势,既没有高估我们自己的力量,也没有过度依赖我们无法控制的因素。然而,我们不能把它留在那里。重要的是,第二套战略规范更普遍地涉及特定希望对我们(允许的)目的的引导;这不是一个确保安全的问题,而是我们选择目的的问题。在这种情况下,特别重要的是要记住,希望是有机会代价的。当我们把精神能量投入到一个特定的物体上时,我们可能会放弃或忽略其他路径。例如,“想象一下,一个政治活动家可能会拒绝可以实现的、适度但真正的改革,因为这些改革会剥夺对一些更好、更彻底但可能性更小的变革的规划和建设支持”。46为了在这方面证明希望是合理的,它的好处必须超过机会成本。47为了进行这一评估,并在我们希望某个特定对象时意识到“损失了什么”,我们需要不断监测更广泛的实际情况,包括任何可用的替代方案。总之,如果(1)希望是基于准确的概率估计,(2)帮助我们实现(允许的)目的,以及(3)更普遍地推进我们的(可允许的)目标,那么希望是合理的。也就是说,希望良好需要我们自己、我们的目的以及更广泛的认识和实践环境之间不断的三角测量。现在,我想说的是,有点矛盾的是,在充满希望的立场中,这种权衡尤其难以实现。因为希望本质上是一种关注或放大特定结果(可能性)的方式——通过想象、有害证据和替代途径来掩盖。然而,要想取得好成绩,恰恰需要有能力缩小我们的目标,并将其与各种认识和实践考虑相一致。这就是为什么希望会退化为虚假希望的内在风险:有希望的代理人可能会错误地估计结果的可能性,过度依赖外部因素,或者对替代的、更现实的目标视而不见。正如我希望在下一节中展示的那样,偶发的绝望可以起到纠正希望的作用,以防范这些危险。 结合起来,我在第一节(关于希望的性质)和第二节(关于期望的规范)中的主张产生了一种困境:希望本身可能会使合理或理性的希望所需的各种认识和实践考虑之间的权衡复杂化。在本节中,我建议将XR对绝望的呼吁解读为对这种困境的回应。绝望可以防止一厢情愿、自满和固执己见——这三种形式或表达的虚假希望,它们在我们与气候危机的关系中诊断出了这一点。最终,它可以帮助我们满怀希望。在上一节中,我概述了三种方式,即偶发性绝望可以通过将其与更广泛的认识和实践环境相比较来防范虚假希望的危险。绝望中产生的希望更为强烈,不太可能退化为一厢情愿、自满和执着。有时我们不得不经历绝望,也就是说,为了美好的希望。正如XR手册所说,“人们可以从……绝望中获得很多,然后再把事情拼凑起来”。87与我迄今为止对绝望的部分辩护相反,本节采取了更为谨慎的方向。我强调,为绝望辩护是有条件的和有工具的;它只有在帮助我们满怀希望的范围内才有价值。如果不想产生经常被认为令人窒息和麻痹的效果,绝望就必须真正转化为希望。要看到这一点,我们必须问是什么让我们克服绝望,找到新的希望。我想说,这是一种更深、更基本的希望,我称之为基本希望。与迄今为止我所关注的形式希望的命题希望相反,基本希望并不是针对特定的对象。88相反,它是一种“预先有意的”取向或“存在感”,89一种前瞻性的立场,代表着“对我们的代理人努力足够热情”的未来。90虽然基本希望可以说在来自更大陆背景的思想家中发挥着重要作用,比如加布里埃尔·马塞尔或恩斯特·布洛赫,但在当代的辩论中,通常是乔纳森·李尔首先构思了一个他称之为“激进”的版本。我在上面提到了李尔王对乌鸦民族的讨论,他们发现自己处于一种文化破坏的状态,因为他们的意义体系崩溃了。李尔认为,正是激进的希望让丰盛政变能够预见“新的克劳可能性的可能性”。91这是一种指向“超越当前理解能力的未来美好”的希望;它预示着“那些有希望的人还缺乏理解它的适当概念的善”。92Lear通常被解读为暗示激进的希望是代理人在缺乏任何命题希望时唤起的东西。相比之下,我所说的基本希望是一个“经验背景”93,它位于我们所有具体希望的下方;只有在这种对世界现状的总体定位或感觉的背景下,特定的希望才会变得清晰易懂。只要我们保留基本的希望,即使失去了一些甚至所有命题的希望,通过创造力和想象力,我们就有可能用具体的物体来填充这种普遍的开放感。在这种背景下,面对气候变化造成的根本不确定的未来,气候伦理学家指出了基本希望的重要性也就不足为奇了。例如,94岁的艾伦·汤普森(Allen Thompson。正如一位来自基里巴斯的气候活动家所说:“我对我们的人民正在遭受的苦难感到绝望,但我也希望他们能找到适应的方法。”;没有一组特定的事实或证据能够破坏我们对未来的感知,因为我们可以进行干预。不过,我并不认为它完全“不受经验失望的影响”。96我们对未来的兴趣通常,至少偶尔,必须表现为对特定未来结果的兴趣。如果在很长一段时间内,我们根本没有希望,甚至根本的希望也处于危险之中。Katie Stockdale最近认为,这种情况发生在生活在压迫之下的群体身上,例如在贫困、殖民主义、种族主义和性别歧视的条件下。 在某种程度上,他们将失去这样一种感觉,即他们的行动会产生任何影响,或者未来尚未确定。97我想说,在这种情况下,基本的希望本身就失去了,并变成了我所说的基本的绝望:一种针对整个世界的存在感;所有意义的丧失,我们的整个时间范围都崩溃了。98与基本的希望类似,与偶发的绝望相反,我们并没有对某事感到绝望,而是发现自己处于一种更深层、更重要的绝望状态:一种我们所做的一切都没有任何区别,世界对我们的干预是封闭的。斯坦博克认为,在这种情况下,我们对希望的丧失是如此深刻,以至于我们甚至对失去的东西缺乏感觉。99如果我处于根本的绝望之中,任何建设性行动的尝试都是荒谬的。因此,基本绝望的现象学有时被比作抑郁症。卡尔霍恩认为,抑郁的人“并不是对未来的这一点或那一点感到沮丧,而是对未来的总体感到沮丧。”。他们失去了对“未来”的全球激励性兴趣。100我突然想到,气候运动的某些部分确实陷入了这种绝望。“气候萧条”一词在年轻的活动家中尤其流行,这绝非巧合,它正是描述了这种无助地面对威胁文明的大规模灭绝事件的感觉,而我们对此无能为力。除非我们乐于接受一种不作为取而代之的失败主义或虚无主义,这是我们应该关心的事情。我认为,问题的一部分在于公众对气候变化的讨论方式,几乎完全围绕着反乌托邦或世界末日的图像,如极地冰盖融化、干旱、飓风、洪水,以及更普遍的日益混乱的状态;绝大多数人认为未来是一场威胁和灾难。根据Mathias Thaler的说法,这种普遍存在的气候灾难论说明了全球变暖及其所有其他负面后果的程度,102毫无疑问,这些反乌托邦的图像(当然,其中一些已经是严酷的现实)确实提醒人们形势有多严峻,需要采取多紧急的行动。然而,它们必须得到更积极和更有希望的愿景的补充,即我们可以如何共同行动,以阻止或至少减弱迫在眉睫的气候灾难,以及在一个更温暖的世界中的生活可能是什么样子。泰勒在这种背景下呼吁乌托邦思维的力量——一种乌托邦主义,它不能逃避现实,但它激发了一种希望,让我们下定决心面对全球变暖的现实并果断行动。我们现在看到,我们在这篇文章中遇到的偶发性绝望的冲突特征与其构成的不稳定性有关:它使我们能够重新获得或重新引导我们的希望(一旦我们看到了通往某种理想未来的道路),或者它崩溃成一种更根本的痛苦和瘫痪形式,破坏了我们对未来开放的感觉我们的干预。从规范的角度来说,这突出表明,偶发性绝望的价值取决于我们度过它的能力,而不是与它捆绑在一起;除非它所传达的紧迫感在我们实现目标的可能性变得突出时产生新的希望,否则我们最终会放弃。因此,我们必须绝望的任何原因最终都是采取更现实的希望的原因。绝望只有在使我们成为更好的希望者的程度上才是合理的——无论何时我们都应该记住这一点。我在这篇文章中的目的绝非无条件地庆祝绝望。某些形式的绝望显然是不合理的,另一些形式使我们瘫痪,但另一些形式则导致我们以不稳定或鲁莽的方式行事(想想众所周知的绝望行为)。相反,我开始问的问题是,作为一种务实的态度,是否有什么可以说的支持绝望。我对这个问题的肯定回答也不是为了否定这种希望,这种希望使我们能够预见一个更美好的未来,并激励我们努力实现它,它在政治生活中尤其发挥着至关重要的作用。然而,有时希望会把我们引入歧途。绝望的发作有助于防范一厢情愿、自满或固执己见的危险。此外,我的建议是,我们可以理解XR活动家不是在谴责希望,而是在为一种不同的、更现实的希望辩护,一种源于绝望的希望。正如活动家Dougald Hine所说,“无论今天有什么希望值得拥有,它都存在于绝望的另一边,地图在那里耗尽,在边缘或隐藏在众目睽睽之下”。103
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来源期刊
CiteScore
4.10
自引率
5.60%
发文量
17
期刊介绍: The Journal of Political Philosophy is an international journal devoted to the study of theoretical issues arising out of moral, legal and political life. It welcomes, and hopes to foster, work cutting across a variety of disciplinary concerns, among them philosophy, sociology, history, economics and political science. The journal encourages new approaches, including (but not limited to): feminism; environmentalism; critical theory, post-modernism and analytical Marxism; social and public choice theory; law and economics, critical legal studies and critical race studies; and game theoretic, socio-biological and anthropological approaches to politics. It also welcomes work in the history of political thought which builds to a larger philosophical point and work in the philosophy of the social sciences and applied ethics with broader political implications. Featuring a distinguished editorial board from major centres of thought from around the globe, the journal draws equally upon the work of non-philosophers and philosophers and provides a forum of debate between disparate factions who usually keep to their own separate journals.
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