Legitimacy and two roles for flourishing in politics

IF 2.9 1区 哲学 Q1 ETHICS
Paul Garofalo
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Traditionally for perfectionists, the fact that a policy will promote the flourishing of the citizens may legitimate the state's using its authority to pursue that policy, even if the policy does not promote any non-perfectionist aims— that is, aims other than flourishing.</p><p>Other political philosophers—<i>anti-perfectionists</i>—hold that the state acts illegitimately when it tries to promote flourishing.2 These philosophers hold that the state does not have the authority to try to promote flourishing and that flourishing does not legitimate the extension of state authority to pursue a particular policy. One influential anti-perfectionist argument for this conclusion is that, however good it is for people to flourish, considerations about flourishing are not the appropriate grounds for political authority, and so it is an illegitimate extension of authority contrary to people's rights when the state uses its authority to promote flourishing. Let's call this argument the <i>legitimacy objection</i> to perfectionism.3</p><p>How should perfectionists answer this argument? After discussing the legitimacy objection in Section II, I explore one common perfectionist response in Section III—that there are natural or political duties to promote people's flourishing that can ground the state's authority to promote flourishing.4 I am skeptical that responses of this kind are dialectically effective. Rather, in Section IV, I suggest that the appropriate space for perfectionist state action lies in using considerations about flourishing to select among courses of state action that the state may legitimately pursue for non-perfectionist reasons. This <i>consideration-based perfectionism</i> allows officials to take considerations about flourishing seriously, without extending the legitimate scope of state authority, thereby avoiding the legitimacy objection.</p><p>This shows that there are two distinct roles that flourishing could play within political life. On the one hand, flourishing could be something that the state is sensitive to in making its decisions. On the other hand, flourishing could be something that partially grounds the domain of legitimate state authority. The ability of consideration-based perfectionism to avoid the legitimacy objection shows how these roles can come apart—the state can be sensitive to flourishing even if flourishing does not partially ground the domain of legitimate state authority. Proponents of the legitimacy objection collapse together two distinct roles that flourishing can play in politics, and assume that responding to one role, the ability to legitimate state action, is sufficient to reject perfectionism in politics. In Section V, I explore how recognizing these two roles alters the effectiveness of different anti-perfectionist responses to perfectionism, by comparing political liberal and Kantian responses. This puts into relief questions about what anti-perfectionists find to be fundamentally problematic about perfectionism.</p><p>One perfectionist response to the legitimacy objection is to argue for the state's authority to promote flourishing using the same method as anti-perfectionists. That is, some perfectionists argue that the authority to promote flourishing is grounded on a <i>duty</i> to promote the flourishing of others.24 If there are such duties, then it is possible to ground the state's authority to promote flourishing on the basis of fulfilling such a duty, just like the natural duties anti-perfectionists invoke. To this end, some perfectionists hold that there is a <i>natural</i> duty to promote flourishing—a duty that arises prior to any form of political organization—while other perfectionists argue that there is a <i>political</i> duty—a duty that arises within political society—to promote flourishing. In Section III.I, I will discuss the position that the duty to promote flourishing is a natural duty held by individuals, and I will address the second possibility in Section III.II.</p><p>My focus in this article has been on how perfectionists might fruitfully respond to the legitimacy objection. To do this, I have introduced one particular role which perfectionist considerations about flourishing could play in politics consistent with the legitimacy objection: as considerations to select among policies that are independently legitimated on non-perfectionist grounds. This allows the state to be sensitive to the flourishing of citizens, even though the range of responses it may engage in is constrained. I have contrasted this with a different role that considerations about flourishing might play in politics: as considerations that can ground the state's authority and so determine the boundaries of legitimate authority. My suggestion is that perfectionists can effectively answer the legitimacy objection through dropping the second potential role for considerations about flourishing within political life while retaining sensitivity to concerns about flourishing.</p><p>I want to conclude with some remarks on what this shift in what role perfectionist considerations play within political life means for anti-perfectionists. To see this, it might be helpful to zoom in on Pallikkathayil's disagreement with political liberals, such as Quong, about the form that anti-perfectionism should take. Political liberals hold that one problematic feature of perfectionism is that it requires the state to rely on controversial views about flourishing or the good life and that citizens have a claim against the state exercising authority on such grounds.46 Pallikkathayil rejects the idea that the problem with perfectionism has to do with the kinds of considerations used. Instead, the problem for Kantians like her is that perfectionism involves an illegitimate exercise of state authority—perfectionism involves “coercion undertaken for the sake of one's own good rather than for the sake of establishing mutual independence”: that is, the legitimacy objection.47 This is meant to produce a more “dialectically powerful” argument against perfectionism.48</p><p>The distinction between the two roles that perfectionist considerations about flourishing may play within political life shows the limits of Pallikkathayil's argument. While the legitimacy objection is dialectically effective against the second role that flourishing may play within political life—extending the range of legitimate state action—it is not an effective response to the first role—the state's sensitivity and responsiveness to the citizen's flourishing. Since consideration-based perfectionism simply permits the state to be sensitive to considerations about flourishing, it avoids the legitimacy objection. By contrast, political liberal positions like Quong's <i>do</i> target the first role directly by arguing that there is something problematic about the state using perfectionist considerations.49 The legitimacy objection, then, is dialectically limited in terms of its ability to respond to certain roles that perfectionist considerations can play in political life, and some further argument, such as the political liberal's, is needed to address both roles outlined here.</p><p>By helping to separate out and clarify the different roles that flourishing may play in political life, consideration-based perfectionism points to the need for anti-perfectionists to clarify what is fundamentally of concern with perfectionist state conduct. If the issue is solely with the role of considerations about flourishing in legitimating state action, then a form of perfectionism can coexist within an anti-perfectionist framework for state legitimacy. But if both roles are at issue, then some further argument beyond the legitimacy objection, or some variant of it, is needed to explain what is wrong with perfectionism. Responding to consideration-based perfectionism, then, should help anti-perfectionists to clarify what their commitments are, and so allow them to recognize what kinds of arguments they need to address the form of perfectionism to which they are opposed.</p><p>I would like to thank those who have helped me along with this article, either directly or indirectly: Michael Ashfield, David Clark, Jasmine Gunkle, Quyen Pham, Jacob Ross, Mark Schroeder, and Collis Tahzib. I would also like to thank participants in the Iowa Graduate Philosophy Conference and the Shandong−USC Conference, and an anonymous reviewer for this journal. Finally, I thank Jonathan Quong for his extensive feedback and support in the development of this article.</p><p>None relevant.</p><p>There are no potential conflicts of interest relevant to this article.</p><p>The author declares human ethics approval was not needed for this study.</p>","PeriodicalId":47624,"journal":{"name":"Journal of Political Philosophy","volume":null,"pages":null},"PeriodicalIF":2.9000,"publicationDate":"2023-03-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/jopp.12291","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Political Philosophy","FirstCategoryId":"98","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/jopp.12291","RegionNum":1,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ETHICS","Score":null,"Total":0}
引用次数: 0

Abstract

It is good for people to flourish. But does the state have the authority to promote the flourishing of its citizens? Some political philosophers—perfectionists—hold that it does.1 For perfectionists, the state has the authority to pursue policies meant to promote the flourishing of its citizens, and it is appropriate for the state, or state officials, to take considerations about what will promote flourishing into account when exercising their authority. Traditionally for perfectionists, the fact that a policy will promote the flourishing of the citizens may legitimate the state's using its authority to pursue that policy, even if the policy does not promote any non-perfectionist aims— that is, aims other than flourishing.

Other political philosophers—anti-perfectionists—hold that the state acts illegitimately when it tries to promote flourishing.2 These philosophers hold that the state does not have the authority to try to promote flourishing and that flourishing does not legitimate the extension of state authority to pursue a particular policy. One influential anti-perfectionist argument for this conclusion is that, however good it is for people to flourish, considerations about flourishing are not the appropriate grounds for political authority, and so it is an illegitimate extension of authority contrary to people's rights when the state uses its authority to promote flourishing. Let's call this argument the legitimacy objection to perfectionism.3

How should perfectionists answer this argument? After discussing the legitimacy objection in Section II, I explore one common perfectionist response in Section III—that there are natural or political duties to promote people's flourishing that can ground the state's authority to promote flourishing.4 I am skeptical that responses of this kind are dialectically effective. Rather, in Section IV, I suggest that the appropriate space for perfectionist state action lies in using considerations about flourishing to select among courses of state action that the state may legitimately pursue for non-perfectionist reasons. This consideration-based perfectionism allows officials to take considerations about flourishing seriously, without extending the legitimate scope of state authority, thereby avoiding the legitimacy objection.

This shows that there are two distinct roles that flourishing could play within political life. On the one hand, flourishing could be something that the state is sensitive to in making its decisions. On the other hand, flourishing could be something that partially grounds the domain of legitimate state authority. The ability of consideration-based perfectionism to avoid the legitimacy objection shows how these roles can come apart—the state can be sensitive to flourishing even if flourishing does not partially ground the domain of legitimate state authority. Proponents of the legitimacy objection collapse together two distinct roles that flourishing can play in politics, and assume that responding to one role, the ability to legitimate state action, is sufficient to reject perfectionism in politics. In Section V, I explore how recognizing these two roles alters the effectiveness of different anti-perfectionist responses to perfectionism, by comparing political liberal and Kantian responses. This puts into relief questions about what anti-perfectionists find to be fundamentally problematic about perfectionism.

One perfectionist response to the legitimacy objection is to argue for the state's authority to promote flourishing using the same method as anti-perfectionists. That is, some perfectionists argue that the authority to promote flourishing is grounded on a duty to promote the flourishing of others.24 If there are such duties, then it is possible to ground the state's authority to promote flourishing on the basis of fulfilling such a duty, just like the natural duties anti-perfectionists invoke. To this end, some perfectionists hold that there is a natural duty to promote flourishing—a duty that arises prior to any form of political organization—while other perfectionists argue that there is a political duty—a duty that arises within political society—to promote flourishing. In Section III.I, I will discuss the position that the duty to promote flourishing is a natural duty held by individuals, and I will address the second possibility in Section III.II.

My focus in this article has been on how perfectionists might fruitfully respond to the legitimacy objection. To do this, I have introduced one particular role which perfectionist considerations about flourishing could play in politics consistent with the legitimacy objection: as considerations to select among policies that are independently legitimated on non-perfectionist grounds. This allows the state to be sensitive to the flourishing of citizens, even though the range of responses it may engage in is constrained. I have contrasted this with a different role that considerations about flourishing might play in politics: as considerations that can ground the state's authority and so determine the boundaries of legitimate authority. My suggestion is that perfectionists can effectively answer the legitimacy objection through dropping the second potential role for considerations about flourishing within political life while retaining sensitivity to concerns about flourishing.

I want to conclude with some remarks on what this shift in what role perfectionist considerations play within political life means for anti-perfectionists. To see this, it might be helpful to zoom in on Pallikkathayil's disagreement with political liberals, such as Quong, about the form that anti-perfectionism should take. Political liberals hold that one problematic feature of perfectionism is that it requires the state to rely on controversial views about flourishing or the good life and that citizens have a claim against the state exercising authority on such grounds.46 Pallikkathayil rejects the idea that the problem with perfectionism has to do with the kinds of considerations used. Instead, the problem for Kantians like her is that perfectionism involves an illegitimate exercise of state authority—perfectionism involves “coercion undertaken for the sake of one's own good rather than for the sake of establishing mutual independence”: that is, the legitimacy objection.47 This is meant to produce a more “dialectically powerful” argument against perfectionism.48

The distinction between the two roles that perfectionist considerations about flourishing may play within political life shows the limits of Pallikkathayil's argument. While the legitimacy objection is dialectically effective against the second role that flourishing may play within political life—extending the range of legitimate state action—it is not an effective response to the first role—the state's sensitivity and responsiveness to the citizen's flourishing. Since consideration-based perfectionism simply permits the state to be sensitive to considerations about flourishing, it avoids the legitimacy objection. By contrast, political liberal positions like Quong's do target the first role directly by arguing that there is something problematic about the state using perfectionist considerations.49 The legitimacy objection, then, is dialectically limited in terms of its ability to respond to certain roles that perfectionist considerations can play in political life, and some further argument, such as the political liberal's, is needed to address both roles outlined here.

By helping to separate out and clarify the different roles that flourishing may play in political life, consideration-based perfectionism points to the need for anti-perfectionists to clarify what is fundamentally of concern with perfectionist state conduct. If the issue is solely with the role of considerations about flourishing in legitimating state action, then a form of perfectionism can coexist within an anti-perfectionist framework for state legitimacy. But if both roles are at issue, then some further argument beyond the legitimacy objection, or some variant of it, is needed to explain what is wrong with perfectionism. Responding to consideration-based perfectionism, then, should help anti-perfectionists to clarify what their commitments are, and so allow them to recognize what kinds of arguments they need to address the form of perfectionism to which they are opposed.

I would like to thank those who have helped me along with this article, either directly or indirectly: Michael Ashfield, David Clark, Jasmine Gunkle, Quyen Pham, Jacob Ross, Mark Schroeder, and Collis Tahzib. I would also like to thank participants in the Iowa Graduate Philosophy Conference and the Shandong−USC Conference, and an anonymous reviewer for this journal. Finally, I thank Jonathan Quong for his extensive feedback and support in the development of this article.

None relevant.

There are no potential conflicts of interest relevant to this article.

The author declares human ethics approval was not needed for this study.

合法性与政治繁荣的两个作用
繁荣对人们有好处。但是,国家有权促进公民的繁荣吗?一些政治哲学家——完美主义者——认为确实如此。1对于完美主义者来说,国家有权推行旨在促进公民繁荣的政策,国家或国家官员在行使权力时,应该考虑到什么会促进繁荣。传统上,对于完美主义者来说,一项政策将促进公民的繁荣,这一事实可能使国家利用其权力推行该政策合法化,即使该政策没有促进任何非完美主义的目标,即繁荣之外的目标。其他政治哲学家——反完美主义者——认为国家在试图促进繁荣时的行为是非法的。2这些哲学家认为国家没有权力试图促进繁荣,而繁荣并不能使国家权力的延伸合法化以追求特定的政策。这一结论的一个有影响力的反完美主义论点是,无论人们的繁荣有多好,对繁荣的考虑都不是政治权威的适当理由,因此,当国家利用其权力促进繁荣时,这是对权力的非法延伸,违背了人民的权利。让我们把这个论点称为对完美主义的合法性反对。3完美主义者应该如何回答这个论点?在讨论了第二节中的合法性异议后,我在第三节中探讨了一种常见的完美主义反应——促进人民繁荣的自然或政治义务可以奠定国家促进繁荣的权威。4我怀疑这种反应是否辩证有效。相反,在第四节中,我认为完美主义国家行动的适当空间在于利用对繁荣的考虑,在国家出于非完美主义原因可能合法追求的国家行动方案中进行选择。这种基于考虑的完美主义使官员能够认真考虑繁荣,而不会扩大国家权力的合法范围,从而避免合法性异议。这表明,繁荣在政治生活中可以扮演两个截然不同的角色。一方面,繁荣可能是国家在决策时敏感的事情。另一方面,繁荣可能是合法国家权力领域的部分基础。基于考虑的完美主义避免合法性异议的能力表明了这些角色是如何分崩离析的——即使繁荣并没有部分奠定合法国家权力的基础,国家也会对繁荣敏感。合法性反对的支持者将繁荣在政治中可以扮演的两个截然不同的角色混为一谈,并认为对一个角色的回应,即合法的国家行动的能力,足以拒绝政治中的完美主义。在第五节中,我通过比较政治自由主义和康德主义的反应,探讨了认识到这两个角色如何改变不同反完美主义者对完美主义反应的有效性。这就引出了一些问题,即反完美主义者认为完美主义的根本问题是什么。完美主义者对合法性异议的一种回应是,主张国家有权使用与反完美主义者相同的方法来促进繁荣。也就是说,一些完美主义者认为,促进繁荣的权力是建立在促进他人繁荣的义务之上的。24如果有这样的义务,那么国家促进繁荣的权利就有可能建立在履行这样的义务的基础上,就像反完美主义者所援引的自然义务一样。为此,一些完美主义者认为,促进繁荣是一种自然的义务,这种义务出现在任何形式的政治组织之前,而另一些完美主义者则认为,促进发展是一种政治义务,一种出现在政治社会中的义务。在第三节中,我将讨论促进繁荣的义务是个人的自然义务这一立场,我将在第三章中讨论第二种可能性。我在本文中的重点是完美主义者如何有效地回应合法性异议。为了做到这一点,我介绍了完美主义者对繁荣的考虑在与合法性反对相一致的政治中可以发挥的一个特殊作用:在基于非完美主义理由独立合法化的政策中进行选择的考虑。这使得国家能够对公民的繁荣保持敏感,即使它可能采取的应对措施范围受到限制。
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来源期刊
CiteScore
4.10
自引率
5.60%
发文量
17
期刊介绍: The Journal of Political Philosophy is an international journal devoted to the study of theoretical issues arising out of moral, legal and political life. It welcomes, and hopes to foster, work cutting across a variety of disciplinary concerns, among them philosophy, sociology, history, economics and political science. The journal encourages new approaches, including (but not limited to): feminism; environmentalism; critical theory, post-modernism and analytical Marxism; social and public choice theory; law and economics, critical legal studies and critical race studies; and game theoretic, socio-biological and anthropological approaches to politics. It also welcomes work in the history of political thought which builds to a larger philosophical point and work in the philosophy of the social sciences and applied ethics with broader political implications. Featuring a distinguished editorial board from major centres of thought from around the globe, the journal draws equally upon the work of non-philosophers and philosophers and provides a forum of debate between disparate factions who usually keep to their own separate journals.
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