Constitutional Remedies in Federalism's Forgotten Shadow

IF 2.2 2区 社会学 Q1 LAW
Stephen I. Vladeck
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引用次数: 0

Abstract

For decades, courts and commentators have vigorously debated how the relationship between common-law and statutory writs of habeas corpus in pre-revolutionary England should inform our understanding of the U.S. Constitution's Suspension Clause, which, as the Supreme Court has held, enshrines access to the writ "at least as it existed in 1789." One of the many lessons to emerge from this discourse is how the elimination of access to the common-law writ in state court, through a combination of legislation and judicial decisions, raised the constitutional stakes when Congress later sought to restrict federal statutory habeas, as manifested in the Supreme Court's landmark (if controversial) 2008 ruling in Boumediene v. Bush. In this essay, prepared in conjunction with the California Law Review's symposium on Professor Amanda Tyler's new book, "Habeas Corpus in Wartime," I seek to take some of the lessons from the habeas debates and apply them to a different species of constitutional remedy—damages suits against federal officers for constitutional violations, today known as "Bivens" claims after the 1971 decision that first recognized such judge-made remedies under federal law. As in the habeas context, a combination of statutory intervention and judicial constriction has all-but eliminated what used to be a rich and robust array of judge-made constitutional remedies against federal officers in state courts and under state law. As late as 1963, the Supreme Court thought it uncontroversial that, "[w]hen it comes to suits for damages for abuse of power, federal officials are usually governed by local law." Thanks to a series of intervening developments, victims of constitutional violations by federal officers today, in contrast, are often left to judge-made federal damages remedies or nothing—and, especially in light of the Supreme Court's 2017 ruling in Ziglar v. Abbasi, increasingly, nothing. More often than not, modern judicial hostility to judge-made damages remedies against federal officers is pitched, as in Abbasi, in terms of the separation of powers—and the extent to which unelected federal judges should stay their hand before providing damages remedies that Congress has not seen fit to expressly authorize. But as this essay argues, this reasoning reflects historical amnesia as to the role of state law and state courts in holding federal officers to account, leaving observers with the misimpression that serious separation-of-powers concerns arise from federal judicial recognition of implied causes of action when the true question these cases present—or, at least, should present—actually sounds in federalism. Although that conclusion may itself suggest that the relevant decisionmakers should be more amenable to allowing federal constitutional claims to be resolved by state courts and/or under state law in the first instance, at the very least, it suggests that federal judges should not take quite as dim a view as has become commonplace regarding their authority to fill existing gaps.
联邦制阴影下的宪法救济
几十年来,法院和评论家们一直在激烈地争论,革命前英国的普通法和成文法人身保护令之间的关系应该如何影响我们对美国宪法暂停条款的理解。正如最高法院所认为的那样,该条款规定了“至少像1789年那样”享有人身保护令的权利。从这一论述中得出的许多教训之一是,当国会后来试图限制联邦法定人身保护令时,通过立法和司法决定的结合,取消了在州法院使用普通法令状的权利,这提高了宪法的风险,正如最高法院2008年具有里程碑意义(如果有争议的话)的裁决Boumediene诉布什案所体现的那样。这篇文章是与《加州法律评论》关于阿曼达·泰勒(Amanda Tyler)教授的新书《战时人身保护令》(Habeas Corpus In Wartime)的研讨会一起准备的。在这篇文章中,我试图从人身保护令辩论中吸取一些教训,并将它们应用于另一种不同的宪法救济——针对违反宪法的联邦官员提起的损害赔偿诉讼,在1971年的决定之后,今天被称为“比文斯”(Bivens)索赔,该决定首次承认了这种由法官根据联邦法律作出的救济。在人身保护令的背景下,法律干预和司法约束的结合几乎消除了过去在州法院和州法律下针对联邦官员的丰富而有力的法官制定的宪法救济措施。直到1963年,最高法院还认为,“当涉及到滥用权力的损害赔偿诉讼时,联邦官员通常受地方法律管辖。”相比之下,由于一系列干预的发展,今天联邦官员违反宪法的受害者往往只能得到法官制定的联邦损害赔偿,或者什么也得不到——尤其是考虑到最高法院2017年对Ziglar v. Abbasi一案的裁决,他们越来越得不到任何赔偿。就像在Abbasi案中一样,现代司法对法官做出的针对联邦官员的损害赔偿的敌意往往是基于三权分立,以及非选举产生的联邦法官在提供国会认为不适合明确授权的损害赔偿之前应该保持多少干预。但正如本文所论证的那样,这种推理反映了对州法律和州法院在追究联邦官员责任方面的作用的历史健忘症,给观察者留下了一种错误的印象,即严重的三权分立问题源于联邦司法对行为隐含原因的承认,而这些案件——或者至少应该——的真正问题实际上听起来像是联邦制。尽管这一结论本身可能表明,相关的决策者应该更容易接受允许联邦宪法索赔由州法院和/或根据州法律在第一次审理中解决,但至少,它表明,联邦法官不应该对他们填补现有空白的权力持如此普遍的模糊看法。
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来源期刊
CiteScore
2.70
自引率
8.30%
发文量
1
期刊介绍: This review essay considers the state of hybrid democracy in California through an examination of three worthy books: Daniel Weintraub, Party of One: Arnold Schwarzenegger and the Rise of the Independent Voter; Center for Governmental Studies, Democracy by Initiative: Shaping California"s Fourth Branch of Government (Second Edition), and Mark Baldassare and Cheryl Katz, The Coming of Age of Direct Democracy: California"s Recall and Beyond. The essay concludes that despite the hoopla about Governor Schwarzenegger as a "party of one" and a new age of "hybrid democracy" in California.
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