Transparency and Truth during Custodial Interrogations and Beyond

IF 1.6 3区 社会学 Q1 LAW
S. Klein
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Arizona warnings seemed the only way to limit abusive police behavior at the stationhouse while still encouraging uncompelled confessions, and the right to counsel offered in Gideon v. Wainwright was essential to separating guilty from innocent defendants. Unfortunately, and perhaps somewhat ironically, doctrine concerning the Fourth and Fifth Amendments have been contorted in their definitions and subject to a constant stream of exceptions by the Burger, Rehnquist, and Roberts Courts. They have come to contribute to and in fact embody the now unnecessarily adversarial and deceptive nature of many citizen-peace officer encounters. \nThe upshot of our last fifty years of constitutional criminal procedure rules combined with certain historical events I describe below is that some citizens and law enforcement may view each other as the enemy. This is not useful to law enforcement's primary purpose of protecting us from harm and separating the innocent from the guilty. What are we to do with such a messy and quite frankly depressing state of affairs? At this juncture, it might be preferable to shape rules that are less adversarial and more inquisitorial. It certainly would be an improvement to announce transparent rules. Rather than having decision rules for cases and conduct rules for officers, we need one set of clear and well publicized rules that everyone knows and follows. And that set of rules need not be the same in every jurisdiction, so long as what officers tell citizens is the truth. \nConfining my remaining comments to the fifth amendment context, in Part II, I argue that the Miranda warnings, regardless of their intent and effect at the time, have become perverse and ought to be retired for five reasons. (1) They are false and deceptive. (2) They assist primarily guilty recividists and the wealthy, all other suspects waive their rights. (3) They fail to achieve either of their stated goals of \"adequately and effectively\" apprising suspects of their rights and regulating police conduct. Instead, suspects are confused and deceived, and the fact that the Miranda warnings were read essentially guarantees that any subsequent statements are admissible, regardless of whether they are \"voluntary\" within the meaning of the due process \"totality of circumstances\" test. (4) They fail to identify and exclude false confessions. The innocence movement has demonstrated that the majority of false confessions are from juveniles and those with mental disabilities, and the Miranda warnings are ineffective on these groups. (5) They are incompatible with historical practice and our current shared moral values. In Part III, I recommend that jurisdictions begin replacing Miranda warnings with more effective and transparent alternatives, a move I believe is permissible under current Supreme Court doctrine. I propose that mid-sized to large police departments add a new \"magistrate\" position, appointed through the judicial branch, to their police station staff, and supplement or replace custodial interrogation by the police with more civilized recorded questioning of felony suspects by these magistrates. Arrestees would be informed that they have no right to avoid custodial interrogation of some kind, and offered accurate descriptions of their actual options. I further suggest that the practice of producing false evidence to encourage suspects to confess be strictly prohibited, and the use of deceit during custodial interrogation be discussed and limited NY public officials and reduced to writing. Transparency in the interrogation process would be a civilizing influence and would lead to more accurate information. 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引用次数: 0

Abstract

My goal in this symposium is not to disrespect the Warren Court Revolution. The Court's constitutionalization of the rules of criminal procedure during the 1960s were quite clearly necessary at the time they were imposed, in large measure to end the miserably unjust treatment of African Americans living in the South, and in part to foster the values of privacy, autonomy, fairness, and protection of the innocent enshrined in the Bill of Rights but ignored by many state criminal justice actors. The three most famous and important decisions by the Warren Court were vital to the health of the criminal justice system when they were rendered. The exclusionary remedy incorporated in Mapp v. Ohio was critical in persuading peace officers to learn about and then protect Fourth Amendment values; the Miranda v. Arizona warnings seemed the only way to limit abusive police behavior at the stationhouse while still encouraging uncompelled confessions, and the right to counsel offered in Gideon v. Wainwright was essential to separating guilty from innocent defendants. Unfortunately, and perhaps somewhat ironically, doctrine concerning the Fourth and Fifth Amendments have been contorted in their definitions and subject to a constant stream of exceptions by the Burger, Rehnquist, and Roberts Courts. They have come to contribute to and in fact embody the now unnecessarily adversarial and deceptive nature of many citizen-peace officer encounters. The upshot of our last fifty years of constitutional criminal procedure rules combined with certain historical events I describe below is that some citizens and law enforcement may view each other as the enemy. This is not useful to law enforcement's primary purpose of protecting us from harm and separating the innocent from the guilty. What are we to do with such a messy and quite frankly depressing state of affairs? At this juncture, it might be preferable to shape rules that are less adversarial and more inquisitorial. It certainly would be an improvement to announce transparent rules. Rather than having decision rules for cases and conduct rules for officers, we need one set of clear and well publicized rules that everyone knows and follows. And that set of rules need not be the same in every jurisdiction, so long as what officers tell citizens is the truth. Confining my remaining comments to the fifth amendment context, in Part II, I argue that the Miranda warnings, regardless of their intent and effect at the time, have become perverse and ought to be retired for five reasons. (1) They are false and deceptive. (2) They assist primarily guilty recividists and the wealthy, all other suspects waive their rights. (3) They fail to achieve either of their stated goals of "adequately and effectively" apprising suspects of their rights and regulating police conduct. Instead, suspects are confused and deceived, and the fact that the Miranda warnings were read essentially guarantees that any subsequent statements are admissible, regardless of whether they are "voluntary" within the meaning of the due process "totality of circumstances" test. (4) They fail to identify and exclude false confessions. The innocence movement has demonstrated that the majority of false confessions are from juveniles and those with mental disabilities, and the Miranda warnings are ineffective on these groups. (5) They are incompatible with historical practice and our current shared moral values. In Part III, I recommend that jurisdictions begin replacing Miranda warnings with more effective and transparent alternatives, a move I believe is permissible under current Supreme Court doctrine. I propose that mid-sized to large police departments add a new "magistrate" position, appointed through the judicial branch, to their police station staff, and supplement or replace custodial interrogation by the police with more civilized recorded questioning of felony suspects by these magistrates. Arrestees would be informed that they have no right to avoid custodial interrogation of some kind, and offered accurate descriptions of their actual options. I further suggest that the practice of producing false evidence to encourage suspects to confess be strictly prohibited, and the use of deceit during custodial interrogation be discussed and limited NY public officials and reduced to writing. Transparency in the interrogation process would be a civilizing influence and would lead to more accurate information. Allowing local legislatures to create the rules regulating interrogations would shift blame for any deceit permitted away from police officers, fostering improved relationship between law enforcement personnel and the citizens they serve. Finally, in Part IV, I begin to imagine a world in which police official used deception only when absolutely necessary, and only with the advance agreement of local public officials. Not only would any warnings given be accurate ones, but perhaps some of the most egregious deceptive practices during interrogation would be limited. This might bleed over into undercover sting operations, as many courts are already finding ways to expand the entrapment defense. The use of predictive and community policing and other evidence-based law enforcement tools might be possible if the relationship between officers and citizens improves, especially in minority communities. Numerous practices that might be effective in ferreting out the guilty and preventing crime in the first place rely on cooperation with the community. Such cooperation is almost impossible without some transparency and trust as foundations of the relationship. Amending Miranda would be a start.
监禁审讯期间及以后的透明度和真相
我这次研讨会的目的不是不尊重沃伦法院革命。20世纪60年代,最高法院将刑事诉讼程序规则宪法化,这在当时显然是必要的,在很大程度上是为了结束生活在南方的非裔美国人遭受的悲惨不公正待遇,在一定程度上是为了促进《权利法案》中所载的隐私、自主、公平和保护无辜者的价值观,但这些价值观被许多州的刑事司法行为者所忽视。沃伦法院作出的三项最著名和最重要的裁决对刑事司法制度的健全至关重要。在马普诉俄亥俄州案中纳入的排他性补救措施对于说服治安官员了解并保护第四修正案的价值观至关重要;米兰达诉亚利桑那州案的警告似乎是限制警察在派出所的虐待行为,同时又能鼓励非强迫招供的唯一办法,而在吉迪恩诉温赖特案中,获得律师帮助的权利对于区分有罪和无辜的被告至关重要。不幸的是,也许有点讽刺的是,有关第四和第五修正案的原则在定义上被扭曲了,并受到伯格、伦奎斯特和罗伯茨法院不断的例外的影响。它们助长并实际上体现了许多公民与和平官员接触中现在不必要的对抗和欺骗性质。我们过去五十年的宪法刑事诉讼规则与我下面描述的某些历史事件相结合的结果是,一些公民和执法部门可能将对方视为敌人。这对执法部门保护我们免受伤害和区分无辜与有罪的主要目的是没有帮助的。面对如此混乱、坦率地说令人沮丧的局面,我们该怎么办呢?在这个关键时刻,最好是制定一些不那么对抗性、更注重探究性的规则。宣布透明的规则当然是一种改进。我们需要的不是案件的裁决规则和官员的行为规则,而是一套清晰、广为人知、人人都知道并遵守的规则。这一套规则不必在每个司法管辖区都是一样的,只要官员告诉公民的是事实。在第二部分中,我将剩下的评论局限于第五修正案的背景下,我认为,米兰达警告,无论其当时的意图和效果如何,已经变得反常,应该被废除,原因有五个。它们是虚假的、具有欺骗性的。他们主要协助惯犯和富人,所有其他嫌疑人放弃他们的权利。(3)它们没有实现“充分和有效地”告知嫌疑人其权利和规范警察行为的既定目标。相反,嫌疑人是被迷惑和欺骗的,米兰达警告被宣读的事实基本上保证了随后的任何陈述都是可接受的,无论它们是否在正当程序“全部情况”检验的意义上是“自愿的”。(四)不能识别和排除虚假供词的。无罪运动已经证明,大多数虚假供词来自青少年和有精神障碍的人,米兰达警告对这些群体无效。它们与历史实践和我们当前共有的道德价值观不相容。在第三部分,我建议司法管辖区开始用更有效和透明的替代方案取代米兰达警告,我认为这一举动在当前最高法院的原则下是允许的。我建议大中型警察部门在其派出所人员中增加一个新的“治安官”职位,由司法部门任命,并用这些治安官对重罪嫌疑人进行更文明的录音讯问来补充或取代警察的拘留讯问。被捕者将被告知,他们没有权利避免某种拘留审讯,并准确描述他们的实际选择。我进一步建议严格禁止制造虚假证据以鼓励嫌疑人招供的做法,并讨论在拘留审讯期间使用欺骗手段,限制纽约公职人员,并将其减少为书面形式。审讯过程的透明度将是一种文明的影响,并将导致更准确的信息。允许地方立法机构制定规范审讯的规则,可以将任何被允许的欺骗行为的责任从警察身上转移出去,从而改善执法人员与他们所服务的公民之间的关系。最后,在第四部分中,我开始想象这样一个世界,在这个世界里,警察只有在绝对必要的时候才会使用欺骗,而且只有在事先得到当地政府官员的同意的情况下才会使用欺骗。 不仅任何警告都是准确的,而且在审讯过程中一些最恶劣的欺骗行为可能也会受到限制。这可能会渗透到卧底行动中,因为许多法院已经在寻找扩大诱捕辩护的方法。如果警官和公民之间的关系得到改善,特别是在少数民族社区,那么使用预测性和社区警务以及其他基于证据的执法工具是可能的。许多可能在搜寻罪犯和预防犯罪方面有效的做法首先依赖于与社区的合作。如果没有一些透明度和信任作为这种关系的基础,这种合作几乎是不可能的。修订《米兰达》将是一个开始。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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期刊介绍: The Boston University Law Review provides analysis and commentary on all areas of the law. Published six times a year, the Law Review contains articles contributed by law professors and practicing attorneys from all over the world, along with notes written by student members.
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