Learning Lessons for Evaluating Complexity Across the Nexus: A Meta-Evaluation of Environmental Projects

W. Sheate, C. Twigger-Ross, Liza Papadopoulou, R. Sadauskis, O. White, P. Orr, R. Eales
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Abstract

Background: A major gap in environmental policy making is learning lessons from past interventions and in integrating the lessons from evaluations that have been undertaken. Institutional memory of such evaluations often resides externally to government, in evaluation practitioner contractors who undertake commissioned evaluations on behalf of government departments. Purpose: The aims were to learn the lessons from past policy evaluations, understand the barriers and enablers to successful evaluations, to explore the value of different types of approaches and methods used for evaluating complexity, and how evaluations were used in practice.  Setting: A meta-evaluation of 23 environmental evaluations undertaken by Collingwood Environmental Planning Ltd (CEP), London, UK was undertaken by CEP staff under the auspices of CECAN (the Centre for Evaluation of Complexity Across the Nexus – a UK Research Councils funded centre, coordinated by the University of Surrey, UK). The research covered water, environment and climate change nexus issues, including evaluations of flood risk, biodiversity, landscape, land use, climate change, catchment management, community resilience, bioenergy, and European Union (EU) Directives. Intervention: Not applicable. Research design: A multiple embedded case study design was adopted, selecting 23 CEP evaluation cases from across a 10-year period (2006-2016). Four overarching research questions were posed by the meta-evaluation and formed the basis for more specific evaluation questions, answered on the basis of documented project final reports and supplemented by interviews with CEP project managers. Thematic analysis was used to draw out common themes from across the case categories. Findings: Policy context invariably framed the complex evaluations; as environmental policy has been spread beyond the responsibility of government to encompass multiple stakeholders, so policy around nexus issues was often found to be in a state of constant flux. Furthermore, an explicit theory of change was only often first elaborated as part of the evaluation process, long after the policy intervention had already been initiated. A better understanding of the policy context, its state of flux or stability as well as clarity of policy intervention’s objectives (and theory of change) could help significantly in designing policy evaluations that can deliver real value for policy makers. Evaluations have other valuable uses aside from immediate instrumental use in revising policy and can be tailored to maximise those values where such potential impact is recognised. We suggest a series of questions that practitioners and commissioners could usefully ask themselves when starting out on a new complex policy evaluation. Keywords: evaluation; complexity; policy use; natural environment
评估环境项目复杂性的经验教训:环境项目的元评估
背景:环境政策制定方面的一个主要差距是从过去的干预措施中吸取教训,并综合从已进行的评价中吸取的教训。这种评价的体制记忆往往存在于政府外部,即代表政府部门进行委托评价的评价从业承包商。目的:目的是从过去的政策评估中吸取教训,了解成功评估的障碍和推动因素,探索用于评估复杂性的不同类型的方法和方法的价值,以及如何在实践中使用评估。背景:在英国伦敦科林伍德环境规划有限公司(CEP)的支持下,CEP工作人员对23项环境评估进行了元评估(跨Nexus复杂性评估中心-英国研究理事会资助的中心,由英国萨里大学协调)。这项研究涵盖了水、环境和气候变化之间的联系问题,包括洪水风险、生物多样性、景观、土地利用、气候变化、集水区管理、社区恢复力、生物能源和欧盟指令的评估。干预:不适用。研究设计:采用多嵌入式案例研究设计,选取了10年间(2006-2016)的23个CEP评估案例。元评估提出了四个总体研究问题,并构成了更具体评估问题的基础,这些问题的回答基于文档化的项目最终报告,并辅以对CEP项目经理的访谈。专题分析用于从各个案例类别中找出共同主题。结论:政策背景总是构成复杂评价的框架;由于环境政策已经超越了政府的责任范围,涉及到多个利益相关者,因此围绕关联问题的政策往往处于不断变化的状态。此外,明确的变革理论往往只是在政策干预已经开始很久之后才作为评价过程的一部分加以阐述。更好地了解政策背景、其变动或稳定状态以及政策干预目标(和变化理论)的清晰度,可以大大有助于设计政策评估,从而为决策者提供真正的价值。除了在修订政策方面的直接工具性用途外,评价还有其他有价值的用途,在认识到这种潜在影响的情况下,可以进行调整,使这些价值最大化。我们提出了一系列问题,从业者和专员在开始进行新的复杂政策评估时可以有效地问自己。关键词:评价;复杂性;政策使用;自然环境
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