Assessment of Slope-Adaptive Metrics of GEDI Waveforms for Estimations of Forest Aboveground Biomass over Mountainous Areas

Abstract

Waveform broadening effects of large-footprint lidar caused by terrain slopes are still a great challenge limiting the estimation accuracy of forest aboveground biomass (AGB) over mountainous areas. Slope-adaptive metrics of waveforms were proposed in our previous studies. However, its validation was limited by the unavailability of enough reference data. This study made full validation of slope-adaptive metrics using data acquired by the Global Ecosystem Dynamics Investigation (GEDI) mission, meanwhile exploring GEDI waveforms on estimations of forest AGB. Three types of waveform metrics were employed, including slope-adaptive metrics (RHT), typical height metrics relative to ground peaks (RH), and waveform parameters (WP). In addition to terrain slopes, two other factors were also explored including the geolocation issue and signal start and ending points of waveforms. Results showed that footprint geolocations in the first version GEDI data products were shifted to the left forward of nominal geolocations with a distance of about 24 m~30 m and were substantially corrected in the second version; the fourth and fifth groups of signal start and ending points of waveforms had worse performance than the rest of the four groups because they used the maximum and minimum signal thresholds, respectively. Taking airborne laser scanner (ALS) data as reference, the root mean square error (RMSE) of terrain slopes extracted from the digital elevation model of the shuttle radar topography mission (SRTM DEM) was about 3°. The coefficients of determination (R2) of estimation models of forest AGB based on RH metrics were improved from 0.48 to 0.68 with RMSE decreased from 19.7 Mg/ha to 15.4 Mg/ha by the second version geolocations. The RHT and WP metrics gave the best and the worst estimation accuracy, respectively. RHT further improved R2 to 0.77 and decreased RMSE to 13.0 Mg/ha using terrain slopes extracted from SRTM DEM with a resolution of 1 arc second. R2 of estimation models based on RHT was finally improved to 0.8 with RMSE decreased to 11.7 Mg/ha using exact terrain slopes from ALS data. This study demonstrated the great potential of slope-adaptive metrics of GEDI waveforms on estimations of forest aboveground biomass over mountainous areas.