The Ombudsman in the Eyes of the European Court of Human Rights

J. Laffranque
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引用次数: 1

Abstract

While the work of an Ombudsman (whether a national or the European Ombudsman) and the European Court of Human Rights might seem relatively different, the rule of law, democracy, transparency and access to documents, issues such as migration, and many more fundamental rights-related topics are at the focus of both institutions. The common goal for both, Ombudsmen in Europe and the Court, is to guarantee flawless protection of human rights. The article, via a thus-far unique closer look at the ECtHR case law related to Ombudsmen with regard to institutional, procedural, and substantial issues, examines how Ombudsmen and the Court can contribute, in co-operation with each other, to more effectively serving that common goal. Beyond the particularities of each specific case, the jurisprudence of the ECtHR does not consider the Ombudsman institution to be an effective remedy in general within the meaning of Article 35, §1 ECHR. Neither does a complaint to the Ombudsman usually constitute an effective remedy for the purposes of Article 13 ECHR, except in certain exceptional scenarios of fact wherein judicial remedies are unavailable. There may one day be a necessity to accept the Ombudsman as an applicant in a case before the ECtHR on behalf of the victim of a human rights violation. It would be welcomed to encourage Ombudsmen to intervene as a third party before the Court. The Ombudsman can in certain situations go further and make human-rights-friendly interpretations even if the situation does not in itself represent a violation of the minimum standards set by the ECHR. The conditions for a fair trial as stated in Article 6 ECHR and the case law of the ECtHR are applicable to the procedure before the Ombudsman if the latter determines the applicant’s civil rights and obligations, including (to a certain extent) dealing with administrative cases as covered by the case law of the ECtHR under Article 6 ECHR, and possibly in cases in which the Ombudsman could in some way determine criminal charges. On one hand, Ombudsmen use the case law of the ECtHR in their work and play an important role in enforcing the principles of the ECtHR judgments in practice. On the other hand, the ECtHR uses the work done by Ombudsmen in its judgments. References to findings of Ombudsmen are made (although mostly in the facts part, on a few occasions also under the findings in the judgments of the Court). In these cases, the Court is indirectly giving the Ombudsman’s work legal value. Ombudsmen should be not only a bridge between citizens and administration but also an intermediary between citizens and other human rights protection bodies in Europe. It is vital to strengthen the dialogue between the Ombudsmen and the ECtHR. Human rights are not a luxury, and the independence of Ombudsmen and courts is not their privilege but serves those who are searching for justice. Neither should one forget the ‘middle class’: the ordinary people who need protection, not only the weak and those belonging to minority groups. It is important that Ombudsmen and the Court also contribute to the development of human rights culture and raise human rights awareness.
欧洲人权法院眼中的司法特派员
虽然监察员(无论是国家监察员还是欧洲监察员)和欧洲人权法院的工作似乎相对不同,但法治、民主、透明度和获得文件的机会、移民等问题以及许多与基本权利有关的主题是这两个机构的重点。欧洲监察员和法院的共同目标是保证对人权的完美保护。这篇文章通过对欧洲人权法院关于监察员的判例法在体制、程序和实质性问题上的独特深入研究,探讨了监察员和法院如何相互合作,为更有效地实现这一共同目标做出贡献。除了每个具体案件的特殊性之外,欧洲人权法院的判例并不认为监察员机构是《欧洲人权公约》第35条第1款意义上的有效补救措施。就《欧洲人权公约》第13条而言,向监察员提出的申诉通常也不构成有效的补救措施,除非在某些无法获得司法补救的特殊情况下。有一天,可能有必要代表侵犯人权行为的受害者接受监察员作为欧洲人权法院案件的申请人。欢迎鼓励监察员作为第三方在法院进行干预。在某些情况下,监察员可以更进一步,做出有利于人权的解释,即使这种情况本身并不违反《欧洲人权公约》规定的最低标准。如果监察员确定申请人的民事权利和义务,包括(在一定程度上)根据《欧洲人权公约》,以及可能在监察员可以以某种方式确定刑事指控的情况下。一方面,监察员在工作中使用欧洲人权法院的判例法,并在实践中执行欧洲人权法院判决的原则方面发挥着重要作用。另一方面,欧洲人权法院在其判决中使用了监察员所做的工作。提及了监察员的调查结果(尽管大多在事实部分,但在少数情况下也在法院判决的调查结果下)。在这些案件中,法院间接赋予监察员的工作法律价值。监察员不仅应该是公民和行政部门之间的桥梁,而且应该是公民与欧洲其他人权保护机构之间的中介。加强监察员与欧洲人权委员会之间的对话至关重要。人权不是奢侈品,监察员和法院的独立性不是他们的特权,而是为那些寻求正义的人服务的。也不应该忘记“中产阶级”:需要保护的普通人,而不仅仅是弱势群体和少数群体。重要的是,监察员和法院也有助于发展人权文化和提高人权意识。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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