Late Night Thoughts on Listening to Schoenberg’s Klavierstück, op. 33a
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Keith Salley
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{"title":"Late Night Thoughts on Listening to Schoenberg’s Klavierstück, op. 33a","authors":"Keith Salley","doi":"10.30535/MTO.27.1.8","DOIUrl":null,"url":null,"abstract":"This essay considers the sound of Arnold Schoenberg’s Klavierstück, op. 33a, discussing aesthetic effects of combinatoriality and pitch repetition. In taking John Rahn’s general advice regarding listening to Schoenberg “late at night with the lights off,” two compelling parallels with psycholinguistic phenomena emerge—one dealing with semantic satiation, and the other with a related experience called the verbal transformation effect. Volume 27, Number 1, March 2021 Copyright © 2021 Society for Music Theory Schoenberg in the Dark [1.1] John Rahn’s Basic Atonal Theory is wri en in a style that is sadly absent from today’s music theory textbooks. Quirky passages, such as his discussion of “pitches (or grapes, or housemaids),” which touches upon the limitations of referring to pitches as integers (19–20), or his off-handed comparison of pitch-class structure to jellyfish (95) offer humorous counterweights to the rows of mathematical symbols elsewhere in the text that many undergraduate readers would likely have found dispassionate or even impenetrable. Among the book’s more notably outré passages is the following exercise, recommended at the end of chapter one: Listen several times to Schoenberg’s Pierrot Lunaire op. 21. Read the text (in translation if necessary) and follow the score. Then listen to it again, preferably late at night with all the lights off. (If you enjoy listening this way, try also Schoenberg’s Serenade op. 24 and his third String Quartet op. 30.) (1980, 18) [1.2] Many passages in Rahn’s book are wri en from a listener’s perspective, addressing the sounds of things, their a ractiveness, and discussing the options one has of making sense of those sounds as either listeners or composers. But today, do we still recommend that students listen to atonal music (freely unordered or serial) in the dark? Presumably, Rahn recommends this because such a se ing would allow more acute hearing. Too often we fail to allow time for such pleasures, for our students or for ourselves. The sounds of atonal pieces can seem only supplementary to the relationships we typically teach about them, as an understanding of those concepts comes more easily from intensive scrutiny of scores. Unfortunately, an analysis that is not informed at all by aural understanding will inevitably amount to a mere description of a score. So, when we do simply listen to Arnold Schoenberg’s works (or to the works of other Second-Viennese composers) a entively and without score in hand, we may remind ourselves of their musicality—that is, privileging aural impressions over purely intellectual understandings—regardless of the segmentations and equivalencies with which so many analyses of Schoenberg’s works seem to be concerned. This musicality, which displays cohesion, a range of contrasts across various parameters, and even humor at times, seems less apparent when we listen with our eyes glued to a score. What time then, is left for the contemplation of sound itself? Notwithstanding the fact that Schoenberg did voice at least some suspicions about popularity, we must bear in mind that he did intend for his works to be heard, and that he hoped they would be understood on some level.(1) We may safely assume—or perhaps it is more appropriate to say that we should expect—that the sound of Schoenberg’s music should make some amount of musical sense. It stands to reason, then, that such musical sense is what should inform analysis initially. [1.3] But Schoenberg’s non-tonal music is not often easy on first-time listeners. This seems especially true of his instrumental music. Students can find it opaque, cryptic, or (even less charitably) needlessly complex and discordant, expressing only some kind of “art-for-art’s-sake” elitism. Nonetheless, Rahn’s imperative and the reasoning behind it occurred to me once more when I was thinking of hexachordal combinatoriality—that technique of twelve-tone composition developed by Schoenberg in which simultaneously unfolding twelve-tone row forms complement each other, creating twelve-tone aggregates in multiple dimensions.(2) Example 1 shows two hexachordally combinatorial row forms. In this case, it depicts the default combinatoriality that obtains when a row form (P0) sounds against its own retrograde (R0). Note that twelve-tone aggregates naturally accrue horizontally along each row form, but also vertically among the hexachords (i.e. discrete six-note halves) of both row forms. [1.4] Hexachordal combinatoriality is a staple topic of post-tonal music theory courses. Lamentably, it is entirely possible to teach the concept without referring at all to the sound of the music created by combinatorial textures and procedures. Likely, a conscientious instructor would go so far as to provide a listening or two to the piece under examination before lecturing on combinatoriality, but without guidance, context, and—I submit below—an important linguistic metaphor, that preliminary hearing will do li le in the way of clarifying the topic at hand. All of this is to say that students who are unappreciative of combinatoriality’s effect-as-sound would be right to question whether this concept that seems apparent enough from the look of the score is audible at all, or whether that combinatoriality was connected in any clear way to what we could understand to be part of that work’s aesthetic. This line of questioning recalls Lerdahl’s argument about the degree to which artificial compositional grammars (e.g., combinatorial techniques and textures) and natural listening grammars are mutually exclusive (1988). While Lerdahl’s points are certainly valid, this essay argues that twelve-tone technique in general, and combinatorial music in particular, goes a considerable distance in influencing how we make sense of what we hear. Or at the very least: serial music goes appreciably far in preventing us from making sense in certain wrong ways. [1.5] Even while we bear in mind Lerdahl’s distinctions and concerns, we might consider returning to Rahn’s suggestion, dimming the lights, and just listening to some combinatorial music before writing it all off. The discussion below engages with my impressions of Schoenberg’s Klavierstük, op. 33a—arguably the locus classicus for hexachordal combinatoriality in post-tonal music theory pedagogy—after listening to it with eyes closed. After only a few hearings, two things about the actual sound of the piece became apparent: The first concerned the effects of its hexachordal combinatoriality. The second involved the effects of immediate pitch repetition in combinatorial se ings. As it turns out, the nature of the second effect is directly dependent upon that of the first effect. Saturation and Satiation [2.1] From a compositional perspective, twelve-tone music is like an insurance policy against the perception of anything akin to tonality, or at least centricity (as we use the term now), arising from octave doublings or pitch repetitions. As Schoenberg broaches the idea of the twelve-tone system in his essay “Composition with Twelve Tones (1),” he carefully clarifies this objective of avoiding repetitions and doublings, lest any listener infer or construe a pitch hierarchy of some kind. Why such a set should consist of twelve different tones, why none of these tones should be repeated too soon, why, accordingly, only one set should be used in one composition—the answers to all these questions came to me gradually. Discussing such problems in my Harmonielehre (1911), I recommended the avoidance of octave doublings. To double is to emphasize, and an emphasized tone could be interpreted as a root, or even as a tonic; the consequences of such an interpretation must be avoided. Even a slight reminiscence of the former tonal harmony would be disturbing, because it would create false expectations of consequences and continuations. The use of a tonic is deceiving if it is not based on all the relationships of tonality. The use of more than one [row] was excluded because in every following set one or more tones would have been repeated too soon. Again there would arise the danger of interpreting the repeated tone as tonic. (1975, 219–20, emphasis original) [2.2] In other arguments compelled by a mixture of pride and the anxiety of influence, Schoenberg has claimed that his work has evolved naturally from tonal composers of Austro-German heritage that preceded him. But here he acknowledges a schism between the tonal and that which we call atonal. Through the passage above we understand the discontinuity Schoenberg knew his twelvetone music created. Nevertheless, to simply regard the twelve-tone system as a guarantor against accidental perceptions of tonality would be unfair. His innovations allowed for a great deal more— not least of all, an ability to sustain larger-scale forms in purely instrumental music (217). But without a mindful reading of the passage above, we cannot know how essential the rejection of hierarchy is to an appreciative hearing of Schoenberg’s post-tonal music.(3) [2.3] Hexachordal combinatoriality doubles down on aggregate completion, much like a second insurance policy. In combinatorial textures, pairs of simultaneously sounding row forms complement each other, completing aggregates of all twelve pitch classes twice as efficiently than textures fleshed out by solitary row forms. Combinatorial aggregate saturations further guarantee that listeners do not misguidedly ascribe any centricity to what they hear. Just before Schoenberg introduces his first example of hexachordal combinatoriality in the essay quoted above, he returns to the issue of octave doublings (236). His commentary on the technique itself occurs earlier, and still addresses the need to avoid unnecessary repetitions. Later, especially in larger works, I changed my original idea, if necessary, to fit the following conditions: the inversion a fifth below of the first six tones, the antecedent, should not produce a repet","PeriodicalId":44918,"journal":{"name":"Music Theory Online","volume":null,"pages":null},"PeriodicalIF":0.4000,"publicationDate":"2021-03-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Music Theory Online","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.30535/MTO.27.1.8","RegionNum":2,"RegionCategory":"艺术学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"0","JCRName":"MUSIC","Score":null,"Total":0}
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Abstract
This essay considers the sound of Arnold Schoenberg’s Klavierstück, op. 33a, discussing aesthetic effects of combinatoriality and pitch repetition. In taking John Rahn’s general advice regarding listening to Schoenberg “late at night with the lights off,” two compelling parallels with psycholinguistic phenomena emerge—one dealing with semantic satiation, and the other with a related experience called the verbal transformation effect. Volume 27, Number 1, March 2021 Copyright © 2021 Society for Music Theory Schoenberg in the Dark [1.1] John Rahn’s Basic Atonal Theory is wri en in a style that is sadly absent from today’s music theory textbooks. Quirky passages, such as his discussion of “pitches (or grapes, or housemaids),” which touches upon the limitations of referring to pitches as integers (19–20), or his off-handed comparison of pitch-class structure to jellyfish (95) offer humorous counterweights to the rows of mathematical symbols elsewhere in the text that many undergraduate readers would likely have found dispassionate or even impenetrable. Among the book’s more notably outré passages is the following exercise, recommended at the end of chapter one: Listen several times to Schoenberg’s Pierrot Lunaire op. 21. Read the text (in translation if necessary) and follow the score. Then listen to it again, preferably late at night with all the lights off. (If you enjoy listening this way, try also Schoenberg’s Serenade op. 24 and his third String Quartet op. 30.) (1980, 18) [1.2] Many passages in Rahn’s book are wri en from a listener’s perspective, addressing the sounds of things, their a ractiveness, and discussing the options one has of making sense of those sounds as either listeners or composers. But today, do we still recommend that students listen to atonal music (freely unordered or serial) in the dark? Presumably, Rahn recommends this because such a se ing would allow more acute hearing. Too often we fail to allow time for such pleasures, for our students or for ourselves. The sounds of atonal pieces can seem only supplementary to the relationships we typically teach about them, as an understanding of those concepts comes more easily from intensive scrutiny of scores. Unfortunately, an analysis that is not informed at all by aural understanding will inevitably amount to a mere description of a score. So, when we do simply listen to Arnold Schoenberg’s works (or to the works of other Second-Viennese composers) a entively and without score in hand, we may remind ourselves of their musicality—that is, privileging aural impressions over purely intellectual understandings—regardless of the segmentations and equivalencies with which so many analyses of Schoenberg’s works seem to be concerned. This musicality, which displays cohesion, a range of contrasts across various parameters, and even humor at times, seems less apparent when we listen with our eyes glued to a score. What time then, is left for the contemplation of sound itself? Notwithstanding the fact that Schoenberg did voice at least some suspicions about popularity, we must bear in mind that he did intend for his works to be heard, and that he hoped they would be understood on some level.(1) We may safely assume—or perhaps it is more appropriate to say that we should expect—that the sound of Schoenberg’s music should make some amount of musical sense. It stands to reason, then, that such musical sense is what should inform analysis initially. [1.3] But Schoenberg’s non-tonal music is not often easy on first-time listeners. This seems especially true of his instrumental music. Students can find it opaque, cryptic, or (even less charitably) needlessly complex and discordant, expressing only some kind of “art-for-art’s-sake” elitism. Nonetheless, Rahn’s imperative and the reasoning behind it occurred to me once more when I was thinking of hexachordal combinatoriality—that technique of twelve-tone composition developed by Schoenberg in which simultaneously unfolding twelve-tone row forms complement each other, creating twelve-tone aggregates in multiple dimensions.(2) Example 1 shows two hexachordally combinatorial row forms. In this case, it depicts the default combinatoriality that obtains when a row form (P0) sounds against its own retrograde (R0). Note that twelve-tone aggregates naturally accrue horizontally along each row form, but also vertically among the hexachords (i.e. discrete six-note halves) of both row forms. [1.4] Hexachordal combinatoriality is a staple topic of post-tonal music theory courses. Lamentably, it is entirely possible to teach the concept without referring at all to the sound of the music created by combinatorial textures and procedures. Likely, a conscientious instructor would go so far as to provide a listening or two to the piece under examination before lecturing on combinatoriality, but without guidance, context, and—I submit below—an important linguistic metaphor, that preliminary hearing will do li le in the way of clarifying the topic at hand. All of this is to say that students who are unappreciative of combinatoriality’s effect-as-sound would be right to question whether this concept that seems apparent enough from the look of the score is audible at all, or whether that combinatoriality was connected in any clear way to what we could understand to be part of that work’s aesthetic. This line of questioning recalls Lerdahl’s argument about the degree to which artificial compositional grammars (e.g., combinatorial techniques and textures) and natural listening grammars are mutually exclusive (1988). While Lerdahl’s points are certainly valid, this essay argues that twelve-tone technique in general, and combinatorial music in particular, goes a considerable distance in influencing how we make sense of what we hear. Or at the very least: serial music goes appreciably far in preventing us from making sense in certain wrong ways. [1.5] Even while we bear in mind Lerdahl’s distinctions and concerns, we might consider returning to Rahn’s suggestion, dimming the lights, and just listening to some combinatorial music before writing it all off. The discussion below engages with my impressions of Schoenberg’s Klavierstük, op. 33a—arguably the locus classicus for hexachordal combinatoriality in post-tonal music theory pedagogy—after listening to it with eyes closed. After only a few hearings, two things about the actual sound of the piece became apparent: The first concerned the effects of its hexachordal combinatoriality. The second involved the effects of immediate pitch repetition in combinatorial se ings. As it turns out, the nature of the second effect is directly dependent upon that of the first effect. Saturation and Satiation [2.1] From a compositional perspective, twelve-tone music is like an insurance policy against the perception of anything akin to tonality, or at least centricity (as we use the term now), arising from octave doublings or pitch repetitions. As Schoenberg broaches the idea of the twelve-tone system in his essay “Composition with Twelve Tones (1),” he carefully clarifies this objective of avoiding repetitions and doublings, lest any listener infer or construe a pitch hierarchy of some kind. Why such a set should consist of twelve different tones, why none of these tones should be repeated too soon, why, accordingly, only one set should be used in one composition—the answers to all these questions came to me gradually. Discussing such problems in my Harmonielehre (1911), I recommended the avoidance of octave doublings. To double is to emphasize, and an emphasized tone could be interpreted as a root, or even as a tonic; the consequences of such an interpretation must be avoided. Even a slight reminiscence of the former tonal harmony would be disturbing, because it would create false expectations of consequences and continuations. The use of a tonic is deceiving if it is not based on all the relationships of tonality. The use of more than one [row] was excluded because in every following set one or more tones would have been repeated too soon. Again there would arise the danger of interpreting the repeated tone as tonic. (1975, 219–20, emphasis original) [2.2] In other arguments compelled by a mixture of pride and the anxiety of influence, Schoenberg has claimed that his work has evolved naturally from tonal composers of Austro-German heritage that preceded him. But here he acknowledges a schism between the tonal and that which we call atonal. Through the passage above we understand the discontinuity Schoenberg knew his twelvetone music created. Nevertheless, to simply regard the twelve-tone system as a guarantor against accidental perceptions of tonality would be unfair. His innovations allowed for a great deal more— not least of all, an ability to sustain larger-scale forms in purely instrumental music (217). But without a mindful reading of the passage above, we cannot know how essential the rejection of hierarchy is to an appreciative hearing of Schoenberg’s post-tonal music.(3) [2.3] Hexachordal combinatoriality doubles down on aggregate completion, much like a second insurance policy. In combinatorial textures, pairs of simultaneously sounding row forms complement each other, completing aggregates of all twelve pitch classes twice as efficiently than textures fleshed out by solitary row forms. Combinatorial aggregate saturations further guarantee that listeners do not misguidedly ascribe any centricity to what they hear. Just before Schoenberg introduces his first example of hexachordal combinatoriality in the essay quoted above, he returns to the issue of octave doublings (236). His commentary on the technique itself occurs earlier, and still addresses the need to avoid unnecessary repetitions. Later, especially in larger works, I changed my original idea, if necessary, to fit the following conditions: the inversion a fifth below of the first six tones, the antecedent, should not produce a repet
深夜听勋伯格的《克拉维erst》ck,作品33a
这篇文章考虑了阿诺德勋伯格的克拉维erst<e:1>,作品33a的声音,讨论了组合性和音高重复的美学效果。在接受约翰·拉恩关于听勋伯格“深夜熄灯”的一般性建议时,心理语言学现象出现了两个令人信服的相似之处——一个涉及语义饱和,另一个涉及一种被称为言语转换效应的相关体验。版权©2021音乐理论学会勋伯格在黑暗中[1.1]约翰·拉恩的《基本无调性理论》以一种可悲的风格写在今天的音乐理论教科书中。一些古怪的段落,比如他对“音高(或葡萄,或女佣)”的讨论,触及了将音高称为整数的限制(19-20),或者他将音高等级结构与水母进行了随意的比较(95),这些段落幽默地抵消了文本中其他地方的一排排数学符号,许多本科生读者可能会觉得这些符号不带感情,甚至难以理解。在这本书中最引人注目的是下面的练习,推荐在第一章的末尾:多听几遍勋伯格的《月夜Pierrot Lunaire》op. 21。读一读课文(如果有必要,可以翻译)并跟着分数走。然后再听一遍,最好是在深夜关掉所有灯的时候。(如果你喜欢这样听,也可以试试勋伯格的小夜曲op. 24和他的第三弦乐四重奏op. 30)(1980, 18)[1.2]拉恩书中的许多段落都是从听众的角度写的,处理事物的声音,它们的相关性,并讨论作为听众或作曲家理解这些声音的选择。但今天,我们还建议学生在黑暗中听无调性音乐(自由无序或连续)吗?据推测,Rahn建议这样做是因为这样的视觉会使听觉更灵敏。我们常常没有时间来享受这些乐趣,为我们的学生或为我们自己。无调性作品的声音似乎只是我们通常教授它们之间关系的补充,因为对这些概念的理解更容易来自对乐谱的深入研究。不幸的是,一个完全没有听觉理解的分析将不可避免地仅仅是对乐谱的描述。因此,当我们只是单纯地听阿诺德·勋伯格的作品(或其他第二维也纳作曲家的作品)而不拿着乐谱时,我们可能会提醒自己他们的音乐性——也就是说,将听觉印象凌驾于纯粹的智力理解之上——而不考虑勋伯格作品的许多分析似乎所关注的分割和等同性。这种音乐性表现出凝聚力、不同参数之间的一系列对比,有时甚至是幽默,但当我们全神贯注地听乐谱时,这种音乐性就不那么明显了。那么,还有什么时间留给对声音本身的沉思呢?尽管勋伯格确实表达了对受欢迎程度的怀疑,但我们必须记住,他确实希望他的作品能被人听到,他希望人们能在一定程度上理解他的作品。(1)我们可以有把握地假设——或者更恰当地说,我们应该期待——勋伯格的音乐之声应该具有一定的音乐意义。因此,按理说,这种乐感应该是最初为分析提供信息的东西。[1.3]但是勋伯格的无调性音乐对于第一次听的人来说并不容易。这一点在他的器乐作品中尤为明显。学生们可能会发现它不透明、神秘,或者(甚至更不仁慈)不必要地复杂和不和谐,只表达了某种“为艺术而艺术”的精英主义。尽管如此,当我想到六音阶组合时,拉恩的命令及其背后的原因再次出现在我脑海中——这是由勋伯格开发的十二音阶作曲技术,其中同时展开十二音阶的行形式相互补充,在多维度上创造十二音阶的集合。(2)例1显示了两种六音阶组合行形式。在本例中,它描述了当行形式(P0)对其自身的逆行形式(R0)发出声音时获得的默认组合性。请注意,十二音聚合自然地沿着每一行形式水平累积,但也垂直地在六和弦(即离散的六个音符半)的两行形式。[1.4]六音阶组合性是后调性音乐理论课程的主要内容。可悲的是,完全有可能在不涉及由组合纹理和程序创造的音乐声音的情况下教授这个概念。 很有可能,一个有责任心的老师会在讲授组合性之前,先听一到两遍被检查的作品,但如果没有指导、上下文,以及——我在下面提出——一个重要的语言隐喻,这种初步的听力对澄清当前的主题没有什么帮助。所有这一切都是在说,那些不欣赏组合效果作为声音的学生有理由质疑,从乐谱的外观来看,这个概念是否足够明显,是否完全可以听到,或者这种组合是否以任何明确的方式与我们可以理解为作品美学的一部分联系在一起。这一系列的问题让人想起勒达尔关于人工合成语法(例如,组合技术和织体)和自然听力语法在多大程度上是相互排斥的(1988)。虽然勒达尔的观点当然是正确的,但这篇文章认为,总的来说,十二音技术,特别是组合音乐,在影响我们如何理解我们所听到的东西方面有相当大的距离。或者至少:连续音乐在很大程度上阻止了我们以某些错误的方式理解事物。[1.5]即使我们牢记勒达尔的区别和担忧,我们也可以考虑回到拉恩的建议,把灯光调暗,在把它全部写下来之前,只听一些组合音乐。下面的讨论是我闭着眼睛听了勋伯格的《klavierst<e:1> k》,作品33a——可以说是后调性音乐理论教学中六音阶组合的经典之作——之后的印象。在听了几次之后,关于这首曲子的实际声音,有两件事变得很明显:第一件事是关于它的六音阶组合的效果。第二项研究涉及在组合音中立即重复音高的效果。事实证明,第二种效应的性质直接依赖于第一种效应的性质。从作曲的角度来看,十二音音乐就像一个保险政策,反对任何类似于调性的感知,或者至少是中心性(正如我们现在使用的术语),由八度加倍或音高重复产生。当勋伯格在他的文章《十二音作曲(1)》中提出十二音系统的概念时,他仔细地阐明了避免重复和重复的目的,以免任何听众推断或解释某种音高等级。为什么这样一套曲子应该由十二种不同的音调组成,为什么这些音调都不应该重复得太快,为什么相应地,在一首曲子中只应该使用一套——所有这些问题的答案逐渐浮现在我的脑海中。在我的《和声》(Harmonielehre, 1911)中讨论了这些问题,我建议避免八度加倍。double是强调的意思,强调的音调可以被解释为词根,甚至是主音;必须避免这种解释的后果。即使是对以前音调和谐的轻微回忆也会令人不安,因为它会产生对结果和延续的错误期望。如果主音的使用不是基于所有的调性关系,那么主音的使用是具有欺骗性的。排除了多个[row]的使用,因为在每一组中,一个或多个音调会很快重复。再次出现将重复的音调解释为主音的危险。(1975, 219-20,强调原音)【2.2】在骄傲和对影响力的焦虑的混合驱使下,勋伯格声称他的作品是从他之前的奥德传统调性作曲家那里自然演变而来的。但在这里他承认了在调性和无调性之间的分裂。通过上面的段落,我们了解了勋伯格所创作的十二音音乐的不连续性。然而,简单地把十二音系统看作是对偶然的音调感知的保证是不公平的。他的创新允许了更多的东西——尤其是在纯器乐中维持更大规模形式的能力(217)。但是,如果不仔细阅读上面的文章,我们就无法知道拒绝等级制度对于欣赏勋伯格的后调性音乐是多么重要。[3]六音阶组合性在总体完成上翻了一番,就像第二份保险单一样。在组合织体中,成对的同时发声的行形式相互补充,完成所有十二个音高类的总和的效率是由单独行形式充实的织体的两倍。组合聚合饱和度进一步保证听众不会被误导地将他们所听到的内容归因于任何中心性。就在勋伯格在上面引用的文章中介绍他的第一个六音阶组合的例子之前,他回到了八度加倍的问题(236)。 他对技术本身的评论出现得更早,并且仍然强调需要避免不必要的重复。后来,特别是在较大的作品中,如果有必要,我改变了我原来的想法,以适应以下条件:前六个音的五度以下的转位,先行词,不应该产生重复音
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