Decision making in surgical treatment of chronic low back pain: the performance of prognostic tests to select patients for lumbar spinal fusion.

Paul Willems
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As this so-called discogenic pain is often exacerbated by mechanical loading, the concept of relieving pain by spinal fusion to stabilise a painful spinal segment, has been developed. For some patients lumbar spinal fusion indeed is beneficial, but its results are highly variable and hard to predict for the individual patient. To identify those CLBP patients who will benefit from fusion, many surgeons rely on tests that are assumed to predict the outcome of spinal fusion. The three most commonly used prognostic tests in daily practice are immobilization in a lumbosacral orthosis, provocative discography and trial immobilization by temporary external transpedicular fixation. Aiming for consensus on the indications for lumbar fusion and in order to improve its results by better patient selection, it is essential to know the role and value of these prognostic tests for CLBP patients in clinical practice. The overall aims of the present thesis were: 1) to evaluate whether there is consensus among spine surgeons regarding the use and appreciation of prognostic tests for lumbar spinal fusion; 2) to verify whether a thoracolumbosacral orthosisis (TLSO) truly minimises lumbosacral motion; 3) to verify whether a TLSO can predict the clinical outcome of fusion for CLBP; 4) to assess whether provocative discography of adjacent segments actually predicts the long-term clinical outcome fusion; 5) to determine the incidence of postdiscography discitis, and whether there is a need for routine antibiotic prophylaxis; 6) to assess whether temporary external transpedicular fixation (TETF) can help to predict the outcome of spinal fusion; 7) to determine the prognostic accuracy of the most commonly used tests in clinical practice to predict the outcome of fusion for CLBP. The results of a national survey among spine surgeons in the Netherlands were presented in Study I. The surgeons were questioned about their opinion on prognostic factors and about the use of predictive tests for lumbar fusion in CLBP patients. The comments were compared with findings from the prevailing literature. The survey revealed a considerable lack of uniformity in the use and appreciation of predictive tests. Prognostic factors known from the literature were not consistently incorporated in the surgeons' decision making process either. This heterogeneity in strategy is most probably caused by the lack of sound scientific evidence for current predictive tests and it was concluded that currently there is not enough consensus among spine surgeons in the Netherlands to create national guidelines for surgical decision making in CLBP. In Study II, the hypothesized working mechanism of a pantaloon cast (i.e., minimisation of lumbosacral joint mobility) was studied. In patients who were admitted for a temporary external transpedicular fixation test (TETF), infrared light markers were rigidly attached to the protruding ends of Steinman pins that were fixed in two spinal levels. In this way three-dimensional motion between these levels could be analysed opto-electronically. During dynamic test conditions such as walking, a plaster cast, either with or without unilateral hip fixation, did not significantly decrease lumbosacral joint motion. Although not substantiated by sound scientific support, lumbosacral orthoses or pantaloon casts are often used in everyday practice as a predictor for the outcome of fusion. A systematic review of the literature supplemented with a prospective cohort study was performed (Study III) in order to assess the value of a pantaloon cast in surgical decision-making. It appeared that only in CLBP patients with no prior spine surgery, a pantaloon cast test with substantial pain relief suggests a favorable outcome of lumbar fusion compared to conservative treatment. In patients with prior spine surgery the test is of no value. It is believed by many spine surgeons that provocative discography, unlike plain radiographs or magnetic resonance imaging, is a physiologic test that can truly determine whether a disc is painful and relevant in a patient's pain syndrome, irrespective of the morphology of the disc. It has been suggested that in order to achieve a successful clinical outcome of lumbar fusion, suspect discs should be painful and adjacent control discs should elicit no pain on provocative discography. For this reason, a cohort of patients in whom the decision to perform lumbar fusion was based on an external fixation (TETF) trial, was analysed retrospectively in Study IV. The results of preoperative discography of solely the levels adjacent to the fusion were compared with the clinical results after spinal fusion. It appeared that in this select group of patients the discographic status of discs adjacent to a lumbar fusion did not have any effect on the clinical outcome. The most feared complication of lumbar discography is discitis. Although low in incidence, this is a serious complication for a diagnostic procedure and prevention by the use of prophylactic antibiotics has been advocated. In search for clinical guidelines, the risk of postdiscography discitis was assessed in Study V by means of a systematic literature review and a cohort of 200 consecutive patients. Without the use of prophylactic antibiotics, an overall incidence of postdiscography discitis of 0.25% was found. To prove that antibiotics would actually prevent discitis, a randomised trial of 9,000 patients would be needed to reach significance. Given the possible adverse effects of antibiotics, it was concluded that the routine use of prophylactic antibiotics in lumbar discography is not indicated. In Study VI, the middle- and long-term results of external fixation (TETF) as a test to predict the clinical outcome of lumbar fusion were studied in a group of back pain patients for whom there was doubt about the indication for surgery. The test included a placebo trial, in which the patients were unaware whether the lumbar segmental levels were fixed or dynamised. Using strict and objective criteria of pain reduction on a visual analogue scale, the TETF test failed to predict clinical outcome of fusion in this select group of patients. Pin track infection and nerve root irritation were registered as complications of this invasive test. It was concluded that in chronic low back pain patients with a doubtful indication for fusion, TETF is not recommended as a supplemental tool for surgical decision-making. In Study VII, a systematic literature review was performed regarding the prognostic accuracy of tests that are currently used in clinical practice and that are presumed to predict the outcome of lumbar spinal fusion for CLBP. The tests of interest were magnetic resonance imaging (MRI), TLSO immobilisation, TETF, provocative discography and facet joint infiltration. Only 10 studies reporting on three different index tests (discography, TLSO immobilisation and TETF) that truly reported on test qualifiers, such as sensitivity, specificity and likelihood ratios, could be selected. It appeared that the accuracy of all prognostic tests was low, which confirmed that in many clinical practices patients are scheduled for fusion on the basis of tests, of which the accuracy is insufficient or at best unknown. As the overall methodological quality of included studies was poor, higher quality trials that include negatively tested as well as positively tested patients for fusion, will be needed. It was concluded that at present, best evidence does not support the use of any prognostic test in clinical practice. No subset of patients with low back pain could be identified, for whom spinal fusion is a reliable and effective treatment. In literature, several studies have reported that cognitive behavioural therapy or intensive exercise programs have treatment results similar to those of spinal fusion, but with considerably less complications, morbidity and costs. As the findings of the present thesis show that the currently used tests do not improve the results of fusion by better patient selection, these tests should not be recommended for surgical decision making in standard care. Moreover, spinal fusion should not be proposed as a standard treatment for chronic low back pain. Causality of nonspecific spinal pain is complex and CLBP should not be regarded as a diagnosis, but rather as a symptom in patients with different stages of impairment and disability. Patients should be evaluated in a multidisciplinary setting or Spine Centre according to the so-called biopsychosocial model, which aims to identify underlying psychosocial factors as well as biological factors. Treatment should occur in a stepwise fashion starting with the least invasive treatment. The current approach of CLBP, in which emphasis is laid on self-management and empowerment of patients to take an active course of treatment in order to prevent long-term disability and chronicity, is recommended.</p>","PeriodicalId":87168,"journal":{"name":"Acta orthopaedica. Supplementum","volume":"84 349","pages":"1-35"},"PeriodicalIF":0.0000,"publicationDate":"2013-02-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.3109/17453674.2012.753565","citationCount":"77","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Acta orthopaedica. 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引用次数: 77

Abstract

Chronic low back pain (CLBP) is one of the main causes of disability in the western world with a huge economic burden to society. As yet, no specific underlying anatomic cause has been identified for CLBP. Imaging often reveals degenerative findings of the disc or facet joints of one or more lumbar motion segments. These findings, however, can also be observed in asymptomatic people. It has been suggested that pain in degenerated discs may be caused by the ingrowth of nerve fibers into tears or clefts of the annulus fibrosus or nucleus pulposus, and by reported high levels of pro-inflammatory mediators. As this so-called discogenic pain is often exacerbated by mechanical loading, the concept of relieving pain by spinal fusion to stabilise a painful spinal segment, has been developed. For some patients lumbar spinal fusion indeed is beneficial, but its results are highly variable and hard to predict for the individual patient. To identify those CLBP patients who will benefit from fusion, many surgeons rely on tests that are assumed to predict the outcome of spinal fusion. The three most commonly used prognostic tests in daily practice are immobilization in a lumbosacral orthosis, provocative discography and trial immobilization by temporary external transpedicular fixation. Aiming for consensus on the indications for lumbar fusion and in order to improve its results by better patient selection, it is essential to know the role and value of these prognostic tests for CLBP patients in clinical practice. The overall aims of the present thesis were: 1) to evaluate whether there is consensus among spine surgeons regarding the use and appreciation of prognostic tests for lumbar spinal fusion; 2) to verify whether a thoracolumbosacral orthosisis (TLSO) truly minimises lumbosacral motion; 3) to verify whether a TLSO can predict the clinical outcome of fusion for CLBP; 4) to assess whether provocative discography of adjacent segments actually predicts the long-term clinical outcome fusion; 5) to determine the incidence of postdiscography discitis, and whether there is a need for routine antibiotic prophylaxis; 6) to assess whether temporary external transpedicular fixation (TETF) can help to predict the outcome of spinal fusion; 7) to determine the prognostic accuracy of the most commonly used tests in clinical practice to predict the outcome of fusion for CLBP. The results of a national survey among spine surgeons in the Netherlands were presented in Study I. The surgeons were questioned about their opinion on prognostic factors and about the use of predictive tests for lumbar fusion in CLBP patients. The comments were compared with findings from the prevailing literature. The survey revealed a considerable lack of uniformity in the use and appreciation of predictive tests. Prognostic factors known from the literature were not consistently incorporated in the surgeons' decision making process either. This heterogeneity in strategy is most probably caused by the lack of sound scientific evidence for current predictive tests and it was concluded that currently there is not enough consensus among spine surgeons in the Netherlands to create national guidelines for surgical decision making in CLBP. In Study II, the hypothesized working mechanism of a pantaloon cast (i.e., minimisation of lumbosacral joint mobility) was studied. In patients who were admitted for a temporary external transpedicular fixation test (TETF), infrared light markers were rigidly attached to the protruding ends of Steinman pins that were fixed in two spinal levels. In this way three-dimensional motion between these levels could be analysed opto-electronically. During dynamic test conditions such as walking, a plaster cast, either with or without unilateral hip fixation, did not significantly decrease lumbosacral joint motion. Although not substantiated by sound scientific support, lumbosacral orthoses or pantaloon casts are often used in everyday practice as a predictor for the outcome of fusion. A systematic review of the literature supplemented with a prospective cohort study was performed (Study III) in order to assess the value of a pantaloon cast in surgical decision-making. It appeared that only in CLBP patients with no prior spine surgery, a pantaloon cast test with substantial pain relief suggests a favorable outcome of lumbar fusion compared to conservative treatment. In patients with prior spine surgery the test is of no value. It is believed by many spine surgeons that provocative discography, unlike plain radiographs or magnetic resonance imaging, is a physiologic test that can truly determine whether a disc is painful and relevant in a patient's pain syndrome, irrespective of the morphology of the disc. It has been suggested that in order to achieve a successful clinical outcome of lumbar fusion, suspect discs should be painful and adjacent control discs should elicit no pain on provocative discography. For this reason, a cohort of patients in whom the decision to perform lumbar fusion was based on an external fixation (TETF) trial, was analysed retrospectively in Study IV. The results of preoperative discography of solely the levels adjacent to the fusion were compared with the clinical results after spinal fusion. It appeared that in this select group of patients the discographic status of discs adjacent to a lumbar fusion did not have any effect on the clinical outcome. The most feared complication of lumbar discography is discitis. Although low in incidence, this is a serious complication for a diagnostic procedure and prevention by the use of prophylactic antibiotics has been advocated. In search for clinical guidelines, the risk of postdiscography discitis was assessed in Study V by means of a systematic literature review and a cohort of 200 consecutive patients. Without the use of prophylactic antibiotics, an overall incidence of postdiscography discitis of 0.25% was found. To prove that antibiotics would actually prevent discitis, a randomised trial of 9,000 patients would be needed to reach significance. Given the possible adverse effects of antibiotics, it was concluded that the routine use of prophylactic antibiotics in lumbar discography is not indicated. In Study VI, the middle- and long-term results of external fixation (TETF) as a test to predict the clinical outcome of lumbar fusion were studied in a group of back pain patients for whom there was doubt about the indication for surgery. The test included a placebo trial, in which the patients were unaware whether the lumbar segmental levels were fixed or dynamised. Using strict and objective criteria of pain reduction on a visual analogue scale, the TETF test failed to predict clinical outcome of fusion in this select group of patients. Pin track infection and nerve root irritation were registered as complications of this invasive test. It was concluded that in chronic low back pain patients with a doubtful indication for fusion, TETF is not recommended as a supplemental tool for surgical decision-making. In Study VII, a systematic literature review was performed regarding the prognostic accuracy of tests that are currently used in clinical practice and that are presumed to predict the outcome of lumbar spinal fusion for CLBP. The tests of interest were magnetic resonance imaging (MRI), TLSO immobilisation, TETF, provocative discography and facet joint infiltration. Only 10 studies reporting on three different index tests (discography, TLSO immobilisation and TETF) that truly reported on test qualifiers, such as sensitivity, specificity and likelihood ratios, could be selected. It appeared that the accuracy of all prognostic tests was low, which confirmed that in many clinical practices patients are scheduled for fusion on the basis of tests, of which the accuracy is insufficient or at best unknown. As the overall methodological quality of included studies was poor, higher quality trials that include negatively tested as well as positively tested patients for fusion, will be needed. It was concluded that at present, best evidence does not support the use of any prognostic test in clinical practice. No subset of patients with low back pain could be identified, for whom spinal fusion is a reliable and effective treatment. In literature, several studies have reported that cognitive behavioural therapy or intensive exercise programs have treatment results similar to those of spinal fusion, but with considerably less complications, morbidity and costs. As the findings of the present thesis show that the currently used tests do not improve the results of fusion by better patient selection, these tests should not be recommended for surgical decision making in standard care. Moreover, spinal fusion should not be proposed as a standard treatment for chronic low back pain. Causality of nonspecific spinal pain is complex and CLBP should not be regarded as a diagnosis, but rather as a symptom in patients with different stages of impairment and disability. Patients should be evaluated in a multidisciplinary setting or Spine Centre according to the so-called biopsychosocial model, which aims to identify underlying psychosocial factors as well as biological factors. Treatment should occur in a stepwise fashion starting with the least invasive treatment. The current approach of CLBP, in which emphasis is laid on self-management and empowerment of patients to take an active course of treatment in order to prevent long-term disability and chronicity, is recommended.

慢性腰痛手术治疗的决策:选择腰椎融合术患者的预后试验的表现
慢性腰痛(CLBP)是西方世界致残的主要原因之一,给社会带来了巨大的经济负担。到目前为止,尚未确定CLBP的具体潜在解剖学原因。影像学常显示一个或多个腰椎运动节段的椎间盘或小关节退行性表现。然而,这些发现也可以在无症状人群中观察到。有研究表明,椎间盘退变的疼痛可能是由于神经纤维长入纤维环或髓核的裂口或裂口,以及高水平的促炎介质引起的。由于这种所谓的椎间盘源性疼痛经常因机械负荷而加剧,因此通过脊柱融合来稳定疼痛的脊柱节段来缓解疼痛的概念已经发展起来。对于一些患者来说,腰椎融合术确实是有益的,但其结果是高度可变的,很难预测个体患者。为了确定哪些CLBP患者将受益于融合术,许多外科医生依靠假定的测试来预测脊柱融合术的结果。在日常实践中,三种最常用的预后试验是腰骶矫形固定术、刺激椎间盘造影术和临时经椎弓根外固定固定试验。为了就腰椎融合的适应症达成共识,并通过更好地选择患者来改善其结果,了解这些预后试验在临床实践中对CLBP患者的作用和价值是至关重要的。本论文的总体目的是:1)评估脊柱外科医生对腰椎融合预后试验的使用和评价是否有共识;2)验证胸腰骶矫形术(TLSO)是否真正减少了腰骶运动;3)验证TLSO是否可以预测CLBP融合的临床结果;4)评估邻近节段诱发性椎间盘造影术是否能预测远期临床结果融合;5)确定椎间盘造影术后椎间盘炎的发生率,以及是否需要常规抗生素预防;6)评估临时经椎弓根外固定(TETF)是否有助于预测脊柱融合术的预后;7)确定临床实践中预测CLBP融合结果的最常用试验的预后准确性。一项针对荷兰脊柱外科医生的全国性调查结果发表在研究i中。这些外科医生被问及他们对CLBP患者腰椎融合预后因素和预测试验使用的看法。这些评论与主流文献的发现进行了比较。调查显示,在使用和评价预测测试方面相当缺乏统一性。从文献中得知的预后因素也不一致地纳入外科医生的决策过程。这种策略上的异质性很可能是由于目前的预测试验缺乏可靠的科学证据造成的,并且得出的结论是,目前荷兰脊柱外科医生之间没有足够的共识来制定CLBP手术决策的国家指南。在研究II中,研究了假定的裤子式石膏的工作机制(即最小化腰骶关节活动)。在接受临时外经椎弓根固定试验(TETF)的患者中,红外光标记物被牢固地附着在固定在两个脊柱节段的Steinman针的突出端上。通过这种方法,可以分析这些层之间的三维运动。在动态测试条件下,如行走,石膏石膏,无论是有或没有单侧髋关节固定,都不会显著减少腰骶关节的活动。虽然没有可靠的科学支持,但腰骶矫形器或裤子石膏在日常实践中经常被用作融合结果的预测指标。为了评估pantaloon石膏在手术决策中的价值,我们对文献进行了系统回顾,并辅以前瞻性队列研究(研究III)。似乎只有在没有脊柱手术的CLBP患者中,与保守治疗相比,具有明显疼痛缓解的pantaloon石膏试验表明腰椎融合的结果较好。在既往脊柱手术的患者中,该测试没有价值。许多脊柱外科医生认为,与x光平片或磁共振成像不同,激发性椎间盘造影术是一种生理学测试,可以真正确定椎间盘是否疼痛,并与患者的疼痛综合征有关,而不考虑椎间盘的形态。为了取得腰椎融合术的成功临床结果,在挑逗性椎间盘造影术中,可疑椎间盘应该是疼痛的,相邻的控制椎间盘应该不会引起疼痛。 因此,研究IV回顾性分析了一组基于外固定(TETF)试验决定进行腰椎融合术的患者。将术前仅临近融合术的椎间盘造影术结果与脊柱融合术后的临床结果进行比较。在这组精选的患者中,腰椎融合术附近椎间盘的造影状态似乎对临床结果没有任何影响。腰椎间盘造影术最可怕的并发症是椎间盘炎。虽然发病率低,但这是诊断程序的严重并发症,因此提倡使用预防性抗生素进行预防。为了寻找临床指南,研究V通过系统的文献回顾和200名连续患者的队列来评估椎间盘造影术后椎间盘炎的风险。在未使用预防性抗生素的情况下,发现椎间盘造影术后椎间盘炎的总发生率为0.25%。为了证明抗生素确实能预防椎间盘炎,需要对9000名患者进行随机试验才能得出结论。鉴于抗生素可能产生的不良反应,结论是不建议在腰椎椎间盘造影术中常规使用预防性抗生素。在研究VI中,研究了一组对手术指征有疑问的背痛患者的中长期外固定(TETF)结果作为预测腰椎融合术临床结果的测试。该试验包括一项安慰剂试验,其中患者不知道腰椎节段水平是固定的还是动态的。在视觉模拟量表上使用严格和客观的疼痛减轻标准,TETF测试无法预测这组患者融合的临床结果。针轨感染和神经根刺激被记录为这种侵入性试验的并发症。结论是,对于适应证不明确的慢性腰痛患者,不建议将TETF作为手术决策的补充工具。在研究7中,对目前临床实践中使用的测试的预后准确性进行了系统的文献回顾,这些测试被认为可以预测腰椎融合治疗CLBP的结果。感兴趣的测试是磁共振成像(MRI), TLSO固定,TETF,刺激椎间盘造影和小关节浸润。只有10项研究报告了三种不同的指标测试(椎间盘造影、TLSO固定和TETF),真正报告了测试限定条件,如敏感性、特异性和似然比。所有预后测试的准确性似乎都很低,这证实了在许多临床实践中,患者是根据测试安排融合的,而这些测试的准确性是不足的,或者充其量是未知的。由于纳入研究的总体方法学质量较差,因此需要更高质量的试验,包括融合阴性试验和阳性试验患者。结论是,目前最好的证据不支持在临床实践中使用任何预后试验。脊柱融合术是一种可靠而有效的治疗方法,但目前尚不能确定腰痛患者的亚群。在文献中,一些研究报道了认知行为疗法或强化运动项目的治疗效果与脊柱融合术相似,但并发症、发病率和成本都要低得多。由于本论文的研究结果表明,目前使用的测试并不能通过更好的患者选择来改善融合的结果,因此这些测试不应被推荐用于标准护理的手术决策。此外,脊柱融合术不应作为慢性腰痛的标准治疗方法。非特异性脊柱疼痛的因果关系是复杂的,CLBP不应被视为一种诊断,而应作为不同阶段损伤和残疾患者的一种症状。患者应在多学科环境或脊柱中心根据所谓的生物心理社会模型进行评估,该模型旨在确定潜在的社会心理因素和生物因素。治疗应以循序渐进的方式进行,从侵入性最小的治疗开始。推荐目前的CLBP方法,强调自我管理和授权患者采取积极的治疗过程,以防止长期残疾和慢性。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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