An Investigation of Nonresponse Bias and Survey Location Variability in the 2017-2018 National Health and Nutrition Examination Survey.

Q1 Mathematics
Tala H I Fakhouri, Crescent B Martin, Te-Ching Chen, Lara J Akinbami, Cynthia L Ogden, Ryne Paulose-Ram, Minsun K Riddles, Wendy Van de Kerckhove, Shelley B Roth, Jason Clark, Leyla K Mohadjer, Robert E Fay
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Abstract

Over the past two decades, a steady decline in response rates on national face-to-face surveys has been documented, with steeper declines observed in recent years. The impact of nonresponse on survey estimates is inconsistent and depends on the correlation between response propensity and the survey estimates. To better understand the impact of declining response rates on the 2017-2018 National Health and Nutrition Examination Survey (NHANES), potential nonresponse bias (NRB) was investigated. NRB was assessed using three approaches: (a) studying variation within the respondent set; (b) benchmarking and comparisons to external data; and (c) comparing alternative weighting adjustments. Because NHANES only samples 30 counties in every 2-year cycle, the sample of counties in any given cycle may be an outlier on some characteristics. Such sampling variability may compound the effects of NRB. For this reason, the representativeness of the 2017-2018 NHANES counties was examined by comparing: (a) the characteristics of the 2017-2018 sampled counties with those from prior cycles; (b) each sampled county with the average of all the counties in the sampling stratum from which that county was selected; and (c) the 2017-2018 counties with 5,000 other samples that could have been drawn under the same sample design using a simulation study. The NRB analyses showed that the 2017-2018 NHANES sample had a lower proportion of college graduates and higher-income individuals compared with prior cycles. Additionally, the 2017-2018 NHANES counties had lower proportions of college graduates and lower mean incomes compared with counties from prior cycles and counties not selected in 2017-2018, which exacerbated the effects of NRB. Weighting adjustments used in prior cycles were not sufficient to address the bias in the 2017-2018 NHANES. Instead, enhanced weighting adjustments for education and income reduced the bias resulting from nonresponse and location sampling variability.

2017-2018年全国健康与营养检查调查的无反应偏倚和调查地点变异性研究
在过去二十年中,全国面对面调查的回复率稳步下降,近年来下降幅度更大。不响应对调查估计值的影响是不一致的,取决于响应倾向与调查估计值之间的相关性。为了更好地了解回复率下降对2017-2018年国家健康与营养检查调查(NHANES)的影响,研究了潜在的无反应偏倚(NRB)。NRB采用三种方法进行评估:(a)研究被调查者群体内的差异;(b)与外部数据进行基准比较和比较;(c)比较不同的权重调整。由于NHANES每2年周期只对30个县进行抽样,因此任何给定周期的县样本在某些特征上都可能是异常值。这种抽样的可变性可能会使NRB的影响复杂化。因此,通过比较2017-2018年NHANES县的代表性来检验2017-2018年NHANES县的代表性:(a) 2017-2018年抽样县的特征与之前周期的特征;(b)每一个被抽样的县,连同该县在抽样阶层中被选中的所有县的平均值;(c) 2017-2018年的县,其中有5000个其他样本,这些样本可以使用模拟研究在相同的样本设计下抽取。NRB的分析显示,与之前的周期相比,2017-2018年NHANES样本中大学毕业生和高收入人群的比例较低。此外,与之前周期的县和2017-2018年未入选的县相比,2017-2018年NHANES县的大学毕业生比例较低,平均收入较低,这加剧了NRB的影响。在之前的周期中使用的权重调整不足以解决2017-2018年NHANES的偏差。相反,加强了教育和收入的权重调整,减少了由无反应和地点抽样可变性造成的偏差。
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来源期刊
CiteScore
13.20
自引率
0.00%
发文量
0
期刊介绍: Studies of new statistical methodology including experimental tests of new survey methods, studies of vital statistics collection methods, new analytical techniques, objective evaluations of reliability of collected data, and contributions to statistical theory. Studies also include comparison of U.S. methodology with those of other countries.
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