Factors influencing surface ozone concentrations in Wuhan: an interpretable machine learning analysis.

IF 3.6 4区 环境科学与生态学 Q3 ENVIRONMENTAL SCIENCES
Dong-Yang Yang, Su-Ying Chai, Ji-Xiong Wang, Jiu-Yuan Yu, Zeng-Zeng Yu, Yan Cao, Yi-Yao Wen, Fang Bai, Wei-Hua Zhao, Wei-Jie Guo
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引用次数: 0

Abstract

Ground-level ozone (O3) has become a major challenge for air quality improvement in China, but its short-term variability is controlled by complex interactions among pollutant persistence, precursor conditions, and meteorological factors. In this study, hourly air quality observations and ERA5 reanalysis meteorological data for an urban monitoring site in Wuhan during 2019-2025 were integrated to evaluate O3 temporal variability and interpretable machine learning prediction. Three models, namely, deep neural network (DNN), random forest (RF), and extreme gradient boosting (XGBoost), were compared using baseline and lag-enhanced feature sets, and SHapley Additive exPlanations (SHAP) were used to interpret predictive contributions. O3 remained at relatively high levels during 2019-2025, with exceedances of the national grade II standard in 2019, 2023, and 2024, while most primary pollutants generally declined. O3 exhibited a unimodal diurnal cycle with afternoon peaks at 14:00-16:00 and a seasonal pattern of summer > spring > autumn > winter. The enhanced XGBoost model achieved the best short-term prediction performance, with R2 = 0.9756 and RMSE = 6.35 μg m-3 on the test set. SHAP analysis showed that the 1-h lagged O3 concentration was the dominant predictor, indicating strong short-term persistence rather than independent chemical forcing. NO2 and lagged NO2 showed negative predictive contributions, consistent with the expected role of NO titration under high-NOₓ conditions, whereas temperature and radiation-related variables showed positive contributions. These results suggest that interpretable machine learning can help identify the statistical conditions associated with O3 variability, but the absence of direct VOC observations means that O3 sensitivity and VOC-related control implications should be further verified using VOC measurements or chemical transport/observation-based modeling.

武汉地表臭氧浓度的影响因素:可解释的机器学习分析。
地面臭氧(O3)已成为中国空气质量改善的主要挑战,但其短期变率受污染物持久性、前体条件和气象因子之间复杂的相互作用控制。本研究利用武汉某城市监测点2019-2025年逐时空气质量观测数据和ERA5再分析气象数据,评估了O3的时间变化和可解释的机器学习预测。使用基线和滞后增强特征集对深度神经网络(DNN)、随机森林(RF)和极端梯度增强(XGBoost)三种模型进行了比较,并使用SHapley加性解释(SHAP)来解释预测贡献。2019-2025年臭氧保持较高水平,2019年、2023年、2024年均超过国家二级标准,多数一次污染物总体下降。O3呈单峰型日循环,下午高峰在14:00 ~ 16:00,呈夏季>春季>秋季>冬季的季节格局。增强的XGBoost模型短期预测效果最好,在测试集上R2 = 0.9756, RMSE = 6.35 μg m-3。SHAP分析表明,滞后1 h的O3浓度是主要的预测因子,表明较强的短期持续性,而不是独立的化学强迫。NO2和滞后NO2的预测贡献为负,与高NOₓ条件下NO滴定的预期作用一致,而温度和辐射相关变量的预测贡献为正。这些结果表明,可解释的机器学习可以帮助识别与O3变异性相关的统计条件,但缺乏直接的VOC观测意味着,O3的敏感性和与VOC相关的控制意义应该通过VOC测量或化学运输/基于观测的建模进一步验证。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
Environmental Monitoring and Assessment
Environmental Monitoring and Assessment 环境科学-环境科学
CiteScore
4.70
自引率
6.70%
发文量
1000
审稿时长
7.3 months
期刊介绍: Environmental Monitoring and Assessment emphasizes technical developments and data arising from environmental monitoring and assessment, the use of scientific principles in the design of monitoring systems at the local, regional and global scales, and the use of monitoring data in assessing the consequences of natural resource management actions and pollution risks to man and the environment.
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