Triarchic corrigibility: a role-separated governance design pattern for AI-assisted decision-making

Markus Wagner
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Abstract

Artificial intelligence (AI) alignment is often framed as the problem of making a model reliably pursue human intentions or values. That work is indispensable, but deployed systems also raise a governance problem: who controls information, private context, correction, escalation, and action? This conceptual article proposes triarchic corrigibility as a role-separated governance design pattern for AI-assisted decision-making. The pattern combines (1) an embodied and answerable human, or an accountable human decision body; (2) a strictly isolated local AI layer for private contextual continuity; and (3) an externally connected AI layer for current public-world evidence. Final authorization of consequential action remains human, while epistemic and procedural competences are deliberately distributed so that no component can unilaterally control framing, memory, procedure, and execution. The article specifies a normative basis, trust-domain separation, decision rights, human-mediated data flows, reciprocal challenge, escalation, affected-party recourse, proportionate audit, and exit procedures. It distinguishes personal and organizational instantiations, compares the pattern with single-assistant, local-only, edge–cloud, multi-agent, human-in-the-loop, meaningful-human-control, and polycentric approaches, and provides criteria and rejection conditions for evaluating its value. It also advances an evolutionary-symbiotic hypothesis: repeated, bounded dependence on complementary roles may make correction and cooperative continuity preferable to unilateral control while preserving interruption, replacement, and exit. A worked case illustrates the protocol. The result is a testable governance hypothesis whose capacity to reduce correlated failure, preserve privacy and human judgment, and sustain correction under residual uncertainty requires empirical evaluation.

三级纠错:人工智能辅助决策的角色分离治理设计模式
人工智能(AI)一致性通常被定义为使模型可靠地追求人类意图或价值观的问题。这项工作是必不可少的,但是部署的系统也提出了一个治理问题:谁控制信息、私有上下文、更正、升级和操作?这篇概念性的文章提出了作为人工智能辅助决策的角色分离治理设计模式的三角纠错。该模式结合了(1)一个具体化且负责任的人,或者一个负责任的人决策体;(2)严格隔离的局部AI层,用于私有上下文连续性;(3)用于当前公共世界证据的外部连接AI层。后续行动的最终授权仍然是人,而认知和程序能力是故意分配的,因此没有任何组件可以单方面控制框架、记忆、程序和执行。本文指定了规范基础、信任域分离、决策权、人为中介的数据流、相互质疑、升级、受影响方追索权、比例审计和退出程序。它区分了个人和组织实例,将模式与单助手、仅本地、边缘云、多代理、人在环、有意义的人控制和多中心方法进行了比较,并提供了评估其价值的标准和拒绝条件。它还提出了一个进化共生假说:对互补角色的重复、有限依赖可能使纠正和合作连续性优于单方面控制,同时保留中断、替代和退出。一个工作案例说明了该协议。结果是一个可测试的治理假设,其减少相关故障、保护隐私和人类判断以及在剩余不确定性下维持纠正的能力需要经验评估。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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