From principles to practice: an actionable framework for AI governance in healthcare organisations.

BMJ digital health & AI Pub Date : 2026-09-24 eCollection Date: 2026-01-01 DOI:10.1136/bmjdh-2026-000018
Sam Freeman, Amy Wang, Sudeep Saraf, Erica Potts, Amy Mckimm, Enrico Coiera, Farah Magrabi
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Abstract

Objective: Artificial intelligence (AI) technologies are being rapidly adopted in healthcare, yet organisational governance often lacks the processes needed to oversee their safe and responsible use. Previous AI governance frameworks largely focus on high-level AI ethics principles, leaving healthcare organisations struggling to translate these principles into practice, assess risk and embed AI oversight into existing processes. This study aimed to develop and validate a practice-oriented AI governance framework for healthcare organisations.

Methods and analysis: We developed an AI governance framework using an exploratory multimethod design that drew on a scoping review, document analysis and semistructured interviews. The framework was validated through stakeholder workshops and application to three case studies of AI systems to identify patients for home-based care, radiology decision support and infection surveillance within a large tertiary healthcare organisation. The case studies represented real-world governance decisions faced by healthcare organisations and reflected the major pathways for acquiring AI capabilities: in-house development, commercial procurement and codevelopment with external partners.

Results: The framework unifies ethics and governance principles, incorporates tiered oversight aligned with organisational digital maturity and includes a structured review checklist to support consistent decision-making about the implementation and operation of AI systems across clinical and operational contexts. Stakeholders found the framework relevant, usable and feasible to implement. Across the diverse AI use cases, the review checklist identified governance, safety and implementation risks and supported structured assessment and decision-making. The framework also enabled AI oversight to be integrated into existing organisational governance processes while supporting a proportionate approach to risk management across the AI life cycle.

Conclusion: This study addresses an important gap between high-level AI governance principles and organisational implementation. The framework provides healthcare organisations with a structured approach to assessing, governing and monitoring AI systems throughout their life cycle and may support the safe and responsible adoption of AI in practice. Further research is needed to evaluate the framework across diverse healthcare settings and emerging AI technologies, including generative and agentic AI.

从原则到实践:医疗机构人工智能治理的可操作框架。
目标:人工智能(AI)技术在医疗保健领域被迅速采用,但组织治理往往缺乏监督其安全和负责任使用所需的流程。以前的人工智能治理框架主要侧重于高级人工智能道德原则,这使得医疗机构难以将这些原则转化为实践,评估风险并将人工智能监督嵌入现有流程。本研究旨在为医疗保健组织开发和验证面向实践的人工智能治理框架。方法和分析:我们利用探索性多方法设计开发了一个人工智能治理框架,该设计借鉴了范围审查、文件分析和半结构化访谈。该框架通过利益相关者研讨会和应用于人工智能系统的三个案例研究进行了验证,以确定大型三级医疗机构中需要家庭护理、放射学决策支持和感染监测的患者。案例研究代表了医疗保健组织面临的现实治理决策,反映了获取人工智能能力的主要途径:内部开发、商业采购和与外部合作伙伴共同开发。结果:该框架统一了道德和治理原则,结合了与组织数字成熟度相一致的分层监督,并包括一个结构化的审查清单,以支持在临床和运营环境中实施和运行人工智能系统的一致决策。涉众发现该框架是相关的、可用的和可行的。在不同的人工智能用例中,审查清单确定了治理、安全和实现风险,并支持结构化评估和决策。该框架还使人工智能监督能够集成到现有的组织治理流程中,同时支持在整个人工智能生命周期中采用相称的风险管理方法。结论:本研究解决了高级人工智能治理原则与组织实施之间的重要差距。该框架为医疗机构提供了一种结构化的方法来评估、管理和监控人工智能系统的整个生命周期,并可能支持在实践中安全、负责地采用人工智能。需要进一步的研究来评估不同医疗保健环境和新兴人工智能技术(包括生成和代理人工智能)的框架。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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