Censoring-Aware Reinforcement Learning to Optimize Early Risk Alerts from Longitudinal Clinical Data.

Qin Weng, Benjamin A Goldstein, Matthew M Engelhard
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Abstract

Early recognition of chronic conditions is critical to ensure patients receive timely interventions and support. Passive surveillance of routine electronic health records (EHRs) provides information about longitudinal health trajectories that can support prompt recognition and inform associated early actions. However, relevant information is acquired at a different rate for each patient, and there is an inherent trade-off between the earliness versus the specificity of diagnosis and related actions. Therefore, determining when to alert providers about a likely chronic condition requires us to weigh the predicted risk at the given time against the anticipated value of future information. To address this challenge, we analyze the optimal timing of early alerts using a Partially Observable Markov Decision Process (POMDP) with asymmetric reward. To learn an optimal alerting policy, we then propose a model-free reinforcement learning (RL) framework tailored to long-term clinical event surveillance from EHRs. Our proposed framework overcomes the pervasive issue of right-censoring in offline EHRs by leveraging a pseudo-label imputation approach. We also analytically demonstrate that entropy-regularized RL enables post-hoc threshold calibration to adapt the learned policy to specific preferences regarding the importance of earliness versus specificity without retraining. Systematic evaluations in synthetic data reveal that the advantage of RL-based look-ahead planning is maximized when diagnostic evidence emerges in predictable information bursts. Finally, real-world validations on two clinical cohorts show that our policy achieves an actionable lead time of 20.9 months prior to Alzheimer's disease diagnosis and 8.7 months prior to autism diagnosis in a pediatric cohort, both at 90% specificity. Our method and results provide a generalizable blueprint for optimal surveillance of chronic disease processes.

从纵向临床数据优化早期风险警报的审查意识强化学习。
早期识别慢性疾病对于确保患者得到及时的干预和支持至关重要。对常规电子健康记录(EHRs)的被动监测提供了有关纵向健康轨迹的信息,可支持及时识别并为相关的早期行动提供信息。然而,每个患者获得相关信息的速度不同,并且在早期与诊断的特异性和相关行动之间存在固有的权衡。因此,在决定何时向医疗服务提供者提醒可能的慢性疾病时,我们需要权衡给定时间的预测风险与未来信息的预期价值。为了解决这一挑战,我们使用具有非对称奖励的部分可观察马尔可夫决策过程(POMDP)分析了早期警报的最佳时机。为了学习最佳报警策略,我们提出了一个无模型强化学习(RL)框架,该框架针对电子病历的长期临床事件监测进行了定制。我们提出的框架通过利用伪标签插入方法克服了离线电子病历中普遍存在的权利审查问题。我们还通过分析证明,熵正则化强化学习使事后阈值校准能够使学习到的策略适应关于早期与特异性重要性的特定偏好,而无需再训练。综合数据的系统评估表明,当诊断证据出现在可预测的信息爆发中时,基于强化学习的前瞻性规划的优势最大化。最后,对两个临床队列的实际验证表明,我们的策略在儿童队列中实现了阿尔茨海默病诊断前20.9个月和自闭症诊断前8.7个月的可操作提前期,两者的特异性均为90%。我们的方法和结果为慢性病过程的最佳监测提供了一个可概括的蓝图。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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