Residual governance for responsible embodied AI: authority, contestability, and cognitive sovereignty

Chia-Wei Sun
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Abstract

Artificial intelligence (AI) ethics increasingly concerns systems that do not merely recommend but intervene: clinical decision support, human–machine teaming, robotics and automated handover protocols can shift timing, attention and authority under uncertainty. This article argues that responsible embodied AI requires residual governance: an explicit account of which approximation errors remain, which are safe to tolerate and who may act on them. The paper develops two linked concepts. A residual ledger records action-relevant remainders across physical, causal, human-state, latency, transfer and energy dimensions. An authority ledger records who converts residual evidence into intervention, on what basis, with what uncertainty and with what opportunity for contestation. This framework extends familiar themes in bounded rationality, active inference and safe reinforcement learning by treating authority, contestability and oversight cost as first-class ethical variables rather than external governance add-ons. It uses physical AI, physiological computing and human-AI handover as pressure cases, and proposes evaluation through action calibration, dual-task interference and auditable authority transitions. The central claim is that cognitive sovereignty is preserved not by eliminating all algorithmic influence, but by making influence accountable, contestable and reversible when AI systems act under approximation.

负责任的嵌入人工智能的剩余治理:权威、可争议性和认知主权
人工智能(AI)伦理越来越关注不仅仅是推荐而且是干预的系统:临床决策支持、人机合作、机器人和自动移交协议可以在不确定的情况下转移时间、注意力和权威。本文认为,负责任的具体化人工智能需要残余治理:明确说明哪些近似误差仍然存在,哪些可以安全容忍,以及谁可以对它们采取行动。本文发展了两个相互联系的概念。剩余分类账记录了物理、因果、人类状态、延迟、转移和能量维度上与行动相关的剩余。权威分类账记录了谁将剩余证据转化为干预,依据什么,不确定性有多大,有多大的争辩机会。该框架扩展了有限理性、主动推理和安全强化学习等熟悉的主题,将权威、可争议性和监督成本视为一流的道德变量,而不是外部治理附加项。以物理AI、生理计算、人机切换为压力案例,通过动作校准、双任务干扰、可审计权限转换等方式提出评估。其核心主张是,保护认知主权不是通过消除所有算法影响,而是通过在人工智能系统近似运行时使影响可问责、可争议和可逆。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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