Interpretable Machine Learning Stacking Ensembles for Dam Displacement Prediction and Safety Assessment

IF 5 2区 工程技术 Q1 CONSTRUCTION & BUILDING TECHNOLOGY
Zeghmar Amer, Chebbah Lynda, Kabour Abdesselem, Belkendil Abdeldjalil, Yahi Takai Eddine, Aqil Tariq, Muhammad Sohail Waqas, Dmitry Kucher, Vladimir Dmitriev, Saad S. Alarifi
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引用次数: 0

Abstract

Monitoring dam movements is essential to ensure structural safety and to plan maintenance interventions. However, dam displacement is influenced by multiple interacting factors, including reservoir water-level fluctuations, air–water–concrete temperatures, wind speed, and relative humidity, making its behavior highly complex and nonlinear. To address this challenge and improve short-term displacement forecasting for the Beni Haroun Dam in Algeria, this study develops a machine learning–based stacking ensemble model. Five regression algorithms, Random Forest (RF), Extra Trees (ET), Extreme Gradient Boosting (XGBoost), Categorical Boosting (CatBoost), and Multiple Linear Regression (MLR), were first trained using a fivefold cross-validation procedure. Their out-of-fold predictions were then combined as metafeatures to build a higher-level stacking ensemble model, with CatBoost employed as the metalearner. Model performance was evaluated using NSE, RMSE, R2, MAE, PBIAS, and MAPE. The results demonstrate the clear superiority of the stacking approach, which achieved R2 = 0.971, RMSE = 0.292, MAE = 0.236, NSE = 0.971, and near-zero bias (PBIAS = 0.000). This represents a substantial improvement over the best-performing individual model, ET (R2 = 0.843, RMSE = 0.686), as well as over other models such as CatBoost (R2 = 0.831), RF (R2 = 0.811), MLR (R2 = 0.803), and XGBoost (R2 = 0.797). The MLR model showed comparatively lower performance (R2 = 0.803, RMSE = 0.768), confirming the advantage of nonlinear approaches. SHAP analysis identified reservoir water level as the most influential factor in predicting dam displacement. The results confirm that the stacking ensemble model effectively captures complex dam behavior, providing accurate forecasts that support early anomaly detection and improved dam safety management.

用于大坝位移预测和安全评估的可解释机器学习叠加集成
监测大坝运动对确保结构安全、规划维护干预措施至关重要。然而,大坝位移受水库水位波动、空气-水-混凝土温度、风速和相对湿度等多种相互作用因素的影响,其行为高度复杂和非线性。为了应对这一挑战并改进阿尔及利亚贝尼哈龙大坝的短期位移预测,本研究开发了一种基于机器学习的叠加集成模型。五种回归算法,随机森林(RF),额外树(ET),极端梯度增强(XGBoost),分类增强(CatBoost)和多元线性回归(MLR),首先使用五倍交叉验证程序进行训练。然后将他们的非折叠预测组合为元特征,以构建更高级别的堆叠集成模型,使用CatBoost作为元学习器。采用NSE、RMSE、R2、MAE、PBIAS和MAPE对模型性能进行评估。结果表明,叠加法具有明显的优势,R2 = 0.971, RMSE = 0.292, MAE = 0.236, NSE = 0.971,偏倚接近于零(PBIAS = 0.000)。这比表现最好的单个模型ET (R2 = 0.843, RMSE = 0.686)以及其他模型如CatBoost (R2 = 0.831), RF (R2 = 0.811), MLR (R2 = 0.803)和XGBoost (R2 = 0.797)有了实质性的改进。MLR模型表现出相对较低的性能(R2 = 0.803, RMSE = 0.768),证实了非线性方法的优势。SHAP分析表明,水库水位是预测大坝位移的最重要因素。结果表明,叠加集成模型能够有效地捕获复杂的大坝行为,提供准确的预测,支持早期异常检测和改善大坝安全管理。
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来源期刊
Structural Control & Health Monitoring
Structural Control & Health Monitoring 工程技术-工程:土木
CiteScore
9.50
自引率
13.00%
发文量
234
审稿时长
8 months
期刊介绍: The Journal Structural Control and Health Monitoring encompasses all theoretical and technological aspects of structural control, structural health monitoring theory and smart materials and structures. The journal focuses on aerospace, civil, infrastructure and mechanical engineering applications. Original contributions based on analytical, computational and experimental methods are solicited in three main areas: monitoring, control, and smart materials and structures, covering subjects such as system identification, health monitoring, health diagnostics, multi-functional materials, signal processing, sensor technology, passive, active and semi active control schemes and implementations, shape memory alloys, piezoelectrics and mechatronics. Also of interest are actuator design, dynamic systems, dynamic stability, artificial intelligence tools, data acquisition, wireless communications, measurements, MEMS/NEMS sensors for local damage detection, optical fibre sensors for health monitoring, remote control of monitoring systems, sensor-logger combinations for mobile applications, corrosion sensors, scour indicators and experimental techniques.
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