Stability of EEG-Biometrics: The Role of Artifacts in Within vs. Cross Session Authentication

IF 1.6 4区 计算机科学 Q3 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE
Yvonne Höller, Arne C. Bathke, Andreas Uhl
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引用次数: 0

Abstract

Artifacts in the electroencephalogram (EEG) have not been investigated systematically regarding their effect on EEG biometric performance. Since artifacts vary over time, they can be expected to lower EEG biometric performance in cross session cross-validation. However, because of their presumed uniqueness, they might increase within session cross-validation performance of an EEG biometric system. We examined the EEG biometric performance of 15 features within and across 6 sessions recorded over 3 days, including 3 different cognitive conditions, before and after artifact exclusion in a sample of up to 90 individuals. Our results revealed significant effects of artifact exclusion depending on the cross-validation scenario and the feature. Overall, within session cross-validation was not systematically affected differently by artifact exclusion as compared to cross session cross-validation, but depending on the feature and the type of cognitive task employed, artifact exclusion led to better or worse results, with some frequency-dependent features performing better when artifacts were excluded. Our results emphasize the overestimation of biometric performance in within session cross-validation (with equal error rates (EERs) down to 0) as compared to cross session cross-validation (with EERs for the same feature above 30) and the low reliability of results obtained when evaluating EEG biometric performance in small samples. We recommend that future developments of EEG biometrics must test their robustness against artifacts in the data.

脑电图生物识别的稳定性:工件在内部与跨会话认证中的作用
脑电图(EEG)中的伪影尚未被系统地研究过它们对脑电图生物特征的影响。由于伪影随时间而变化,因此可以预期它们会降低跨会话交叉验证中的脑电图生物识别性能。然而,由于其假定的唯一性,它们可能会增加脑电图生物识别系统的会话内交叉验证性能。在多达90人的样本中,我们检查了在3天内记录的6次会议中15个特征的脑电图生物特征表现,包括3种不同的认知条件,在排除伪影之前和之后。我们的结果揭示了依赖于交叉验证场景和特征的工件排除的显著影响。总的来说,与跨会话交叉验证相比,在会话交叉验证中,工件排除对系统的影响并不不同,但根据所采用的特征和认知任务类型,工件排除会导致更好或更差的结果,当排除工件时,一些频率相关的特征会表现得更好。我们的研究结果强调了与跨会话交叉验证(相同特征的EERs高于30)相比,会话内交叉验证(相等错误率(EERs)低于0)中生物识别性能的高估,以及在小样本中评估EEG生物识别性能时获得的结果的低可靠性。我们建议脑电图生物识别技术的未来发展必须测试其对数据中的伪影的鲁棒性。
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来源期刊
IET Biometrics
IET Biometrics COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE-
CiteScore
5.90
自引率
0.00%
发文量
46
审稿时长
33 weeks
期刊介绍: The field of biometric recognition - automated recognition of individuals based on their behavioural and biological characteristics - has now reached a level of maturity where viable practical applications are both possible and increasingly available. The biometrics field is characterised especially by its interdisciplinarity since, while focused primarily around a strong technological base, effective system design and implementation often requires a broad range of skills encompassing, for example, human factors, data security and database technologies, psychological and physiological awareness, and so on. Also, the technology focus itself embraces diversity, since the engineering of effective biometric systems requires integration of image analysis, pattern recognition, sensor technology, database engineering, security design and many other strands of understanding. The scope of the journal is intentionally relatively wide. While focusing on core technological issues, it is recognised that these may be inherently diverse and in many cases may cross traditional disciplinary boundaries. The scope of the journal will therefore include any topics where it can be shown that a paper can increase our understanding of biometric systems, signal future developments and applications for biometrics, or promote greater practical uptake for relevant technologies: Development and enhancement of individual biometric modalities including the established and traditional modalities (e.g. face, fingerprint, iris, signature and handwriting recognition) and also newer or emerging modalities (gait, ear-shape, neurological patterns, etc.) Multibiometrics, theoretical and practical issues, implementation of practical systems, multiclassifier and multimodal approaches Soft biometrics and information fusion for identification, verification and trait prediction Human factors and the human-computer interface issues for biometric systems, exception handling strategies Template construction and template management, ageing factors and their impact on biometric systems Usability and user-oriented design, psychological and physiological principles and system integration Sensors and sensor technologies for biometric processing Database technologies to support biometric systems Implementation of biometric systems, security engineering implications, smartcard and associated technologies in implementation, implementation platforms, system design and performance evaluation Trust and privacy issues, security of biometric systems and supporting technological solutions, biometric template protection Biometric cryptosystems, security and biometrics-linked encryption Links with forensic processing and cross-disciplinary commonalities Core underpinning technologies (e.g. image analysis, pattern recognition, computer vision, signal processing, etc.), where the specific relevance to biometric processing can be demonstrated Applications and application-led considerations Position papers on technology or on the industrial context of biometric system development Adoption and promotion of standards in biometrics, improving technology acceptance, deployment and interoperability, avoiding cross-cultural and cross-sector restrictions Relevant ethical and social issues
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