Generative AI in peer review: evolving policies and regulatory pathways for scientific rigour

Ehsan Jozaghi
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Abstract

The rapid adoption of large language models (LLMs) and generative artificial intelligence (GenAI) is reshaping academic publishing and raising new questions about peer review integrity, transparency, and governance. This paper examines GenAI use across editorial and reviewer workflows and considers its implications for confidentiality, accountability, evaluative authority, and scientific rigour. Drawing on the literature on research integrity and AI governance, along with a targeted comparative review of major publisher and editorial policies, the analysis identifies an evolving shift from undifferentiated restriction toward more function-specific, risk-based governance. The analysis examines three regulatory pathways: transparent integration within journal-controlled workflows, conditional reviewer use with disclosure, and prohibition when adequate confidentiality, data-protection, or other safeguards cannot be assured. The analysis also highlights disclosure challenges, including under-reporting, reputational effects, and the difficulty of reliably identifying undeclared AI use, while recognizing reviewer workload and increasingly complex, interdisciplinary research as key drivers of AI-assisted review. Drawing on these findings, the paper develops a tiered regulatory framework based on the AI system's function and capabilities, manuscript sensitivity, institutional governance capacity, disclosure, human accountability, reviewer education, and proportionate oversight. GenAI should therefore be governed not as a uniform technology but according to how, where, and for what purpose it is used, while preserving human responsibility for reviewer judgments and final editorial decisions.

同行评议中的生成人工智能:科学严谨性的演变政策和监管途径
大型语言模型(llm)和生成式人工智能(GenAI)的迅速采用正在重塑学术出版,并提出了关于同行评审完整性、透明度和治理的新问题。本文研究了GenAI在编辑和审稿人工作流程中的使用,并考虑了它对保密性、问责制、评估权威和科学严谨性的影响。根据有关研究诚信和人工智能治理的文献,以及对主要出版商和编辑政策的有针对性的比较审查,该分析确定了从无差别限制向更具体功能、基于风险的治理的不断转变。该分析考察了三种监管途径:在期刊控制的工作流程中进行透明整合,有条件地使用审稿人并进行披露,以及在无法确保充分的机密性、数据保护或其他保障措施时禁止使用审稿人。该分析还强调了披露方面的挑战,包括少报、声誉影响,以及难以可靠地识别未申报的人工智能使用,同时认识到审稿人的工作量和日益复杂的跨学科研究是人工智能辅助审稿的关键驱动因素。根据这些发现,本文根据人工智能系统的功能和能力、稿件敏感性、机构治理能力、披露、人的问责制、审稿人教育和相应的监督制定了一个分层的监管框架。因此,GenAI不应该作为一种统一的技术来管理,而应该根据它的使用方式、地点和目的来管理,同时保留人类对审稿人判断和最终编辑决定的责任。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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