{"title":"A Hyperbolic Free-Energy Framework for Neural Dynamics: Thermodynamic Principles Underlying Brain State Transitions and Cognitive Behaviors","authors":"En Yang","doi":"10.1007/s11669-026-01252-4","DOIUrl":null,"url":null,"abstract":"<div><p>The brain is a dissipative, far-from-equilibrium system that continuously consumes energy to sustain structured neural activity while producing entropy. How system-level interactions among energy, entropy, structure, and physiological constraints give rise to cognition through distributed computation remains a central challenge in neuroscience. Existing free-energy frameworks have provided valuable conceptual insights, yet many remain largely metaphorical and lack explicit biological grounding, limiting the specificity and falsifiability of their predictions. Here, we propose a biologically grounded, thermodynamically inspired framework in which brain dynamics emerge from a continual balance between stability and flexibility, formalized as minimizing a Gibbs-free-energy-like function (ΔG = ΔH − TΔS). Stable neural configurations correspond to low-enthalpy, ordered states that support reliable function, whereas flexible configurations correspond to higher-entropy states that enable adaptive behavior. We further propose that neural population dynamics can be described as evolving on a hyperbolic statistical landscape shaped by metabolic, biophysical, anatomical, and bodily constraints. Neural activity samples this landscape, and experience gradually reshapes it over time. Metastable brain states occupy local free-energy minima, with transitions governed by Boltzmann-like probabilities. Learning sculpts the landscape via synaptic optimization and pruning, reducing entropy and stabilizing task-relevant dynamics. Importantly, this framework accounts for adaptive reallocation of neural resources under physiological stress, whereby higher-order cognitive functions may be transiently constrained to prioritize survival-essential processes, thereby predicting that cognitive function can remain rescuable in some cases despite structural damage. Together, this quantitative thermodynamic and geometric framework provides a unified foundation for understanding cognition as an emergent, system-level property of whole-brain dynamics.</p></div>","PeriodicalId":657,"journal":{"name":"Journal of Phase Equilibria and Diffusion","volume":"47 Focus:","pages":"394 - 402"},"PeriodicalIF":2.0000,"publicationDate":"2026-05-20","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Phase Equilibria and Diffusion","FirstCategoryId":"88","ListUrlMain":"https://link.springer.com/article/10.1007/s11669-026-01252-4","RegionNum":4,"RegionCategory":"材料科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q4","JCRName":"CHEMISTRY, PHYSICAL","Score":null,"Total":0}
引用次数: 0
Abstract
The brain is a dissipative, far-from-equilibrium system that continuously consumes energy to sustain structured neural activity while producing entropy. How system-level interactions among energy, entropy, structure, and physiological constraints give rise to cognition through distributed computation remains a central challenge in neuroscience. Existing free-energy frameworks have provided valuable conceptual insights, yet many remain largely metaphorical and lack explicit biological grounding, limiting the specificity and falsifiability of their predictions. Here, we propose a biologically grounded, thermodynamically inspired framework in which brain dynamics emerge from a continual balance between stability and flexibility, formalized as minimizing a Gibbs-free-energy-like function (ΔG = ΔH − TΔS). Stable neural configurations correspond to low-enthalpy, ordered states that support reliable function, whereas flexible configurations correspond to higher-entropy states that enable adaptive behavior. We further propose that neural population dynamics can be described as evolving on a hyperbolic statistical landscape shaped by metabolic, biophysical, anatomical, and bodily constraints. Neural activity samples this landscape, and experience gradually reshapes it over time. Metastable brain states occupy local free-energy minima, with transitions governed by Boltzmann-like probabilities. Learning sculpts the landscape via synaptic optimization and pruning, reducing entropy and stabilizing task-relevant dynamics. Importantly, this framework accounts for adaptive reallocation of neural resources under physiological stress, whereby higher-order cognitive functions may be transiently constrained to prioritize survival-essential processes, thereby predicting that cognitive function can remain rescuable in some cases despite structural damage. Together, this quantitative thermodynamic and geometric framework provides a unified foundation for understanding cognition as an emergent, system-level property of whole-brain dynamics.
期刊介绍:
The most trusted journal for phase equilibria and thermodynamic research, ASM International''s Journal of Phase Equilibria and Diffusion features critical phase diagram evaluations on scientifically and industrially important alloy systems, authored by international experts.
The Journal of Phase Equilibria and Diffusion is critically reviewed and contains basic and applied research results, a survey of current literature and other pertinent articles. The journal covers the significance of diagrams as well as new research techniques, equipment, data evaluation, nomenclature, presentation and other aspects of phase diagram preparation and use.
Content includes information on phenomena such as kinetic control of equilibrium, coherency effects, impurity effects, and thermodynamic and crystallographic characteristics. The journal updates systems previously published in the Bulletin of Alloy Phase Diagrams as new data are discovered.