Shuai Fang, Haoqing Xu, Nan Zhang, Xinpeng Lv, Shi He
{"title":"A novel GA-GBM based model to construct CPT-SPT relationship","authors":"Shuai Fang, Haoqing Xu, Nan Zhang, Xinpeng Lv, Shi He","doi":"10.1007/s42107-026-01731-6","DOIUrl":null,"url":null,"abstract":"<div><p>Numerous relationships between Cone Penetration Test (CPT) and Standard Penetration Test (SPT) have been developed which consist of empirical formulas, statistical models, and machine learning models. However, these models often suffer from low prediction accuracy and limited generalizability when converting CPT data to SPT <i>N</i> or SPT <i>N</i><sub><i>60</i></sub>. In this study, a GA-GBM based model was developed to construct the CPT-SPT relationship in order to address the aforementioned issues. The raw database was segmented by intervals of soil behavior type index (<i>I</i><sub><i>c</i></sub>) using the GA, and the BP method was then employed to identify and eliminate outliers within each <i>I</i><sub><i>c</i></sub> interval. The preprocessed dataset was analyzed using the GBM technique with the results returned to the GA to iteratively adjust boundaries of each <i>I</i><sub><i>c</i></sub> interval (i.e. Method A) or obtain an optimal number of <i>I</i><sub><i>c</i></sub> interval (i.e. Method B) that optimizes the predictive performance of the proposed model. As compared to other widely used models reported in literature, the accuracy of predicted SPT <i>N</i><sub><i>60</i></sub> from CPT data was significantly improved with an R² of 0.80 and an RMSE of only 5.80. For the new dataset, R<sup>2</sup> of 0.73 was obtained by the proposed model which is much higher than other models. It is demonstrated the proposed GA-GBM model exhibits strong generalization capability and can predict SPT <i>N</i><sub><i>60</i></sub> more accurately. Overall, the proposed model offers new insights into the relationship between CPT and SPT.</p></div>","PeriodicalId":8513,"journal":{"name":"Asian Journal of Civil Engineering","volume":"27 9","pages":"4497 - 4513"},"PeriodicalIF":0.0000,"publicationDate":"2026-06-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Asian Journal of Civil Engineering","FirstCategoryId":"1085","ListUrlMain":"https://link.springer.com/article/10.1007/s42107-026-01731-6","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"Engineering","Score":null,"Total":0}
引用次数: 0
Abstract
Numerous relationships between Cone Penetration Test (CPT) and Standard Penetration Test (SPT) have been developed which consist of empirical formulas, statistical models, and machine learning models. However, these models often suffer from low prediction accuracy and limited generalizability when converting CPT data to SPT N or SPT N60. In this study, a GA-GBM based model was developed to construct the CPT-SPT relationship in order to address the aforementioned issues. The raw database was segmented by intervals of soil behavior type index (Ic) using the GA, and the BP method was then employed to identify and eliminate outliers within each Ic interval. The preprocessed dataset was analyzed using the GBM technique with the results returned to the GA to iteratively adjust boundaries of each Ic interval (i.e. Method A) or obtain an optimal number of Ic interval (i.e. Method B) that optimizes the predictive performance of the proposed model. As compared to other widely used models reported in literature, the accuracy of predicted SPT N60 from CPT data was significantly improved with an R² of 0.80 and an RMSE of only 5.80. For the new dataset, R2 of 0.73 was obtained by the proposed model which is much higher than other models. It is demonstrated the proposed GA-GBM model exhibits strong generalization capability and can predict SPT N60 more accurately. Overall, the proposed model offers new insights into the relationship between CPT and SPT.
期刊介绍:
The Asian Journal of Civil Engineering (Building and Housing) welcomes articles and research contributions on topics such as:- Structural analysis and design - Earthquake and structural engineering - New building materials and concrete technology - Sustainable building and energy conservation - Housing and planning - Construction management - Optimal design of structuresPlease note that the journal will not accept papers in the area of hydraulic or geotechnical engineering, traffic/transportation or road making engineering, and on materials relevant to non-structural buildings, e.g. materials for road making and asphalt. Although the journal will publish authoritative papers on theoretical and experimental research works and advanced applications, it may also feature, when appropriate: a) tutorial survey type papers reviewing some fields of civil engineering; b) short communications and research notes; c) book reviews and conference announcements.