Privacy-Preserving Record Linkage in Population Data Systems: Leveraging Synthetic HDSS Data and Deterministic Identifier Masking for Machine Learning Models.

IF 2.2 Q3 HEALTH CARE SCIENCES & SERVICES
International Journal of Population Data Science Pub Date : 2026-07-06 eCollection Date: 2026-01-01 DOI:10.23889/ijpds.v11i5.3673
Tathagata Bhattacharjee, Emma Slaymaker, Chodziwadziwa Kabudula, Jim Todd
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引用次数: 0

Abstract

Background: Linking population-based datasets requires identifiable attributes that raise privacy and governance concerns. In low- and middle-income countries (LMIC), Health and Demographic Surveillance Systems (HDSS) are key sources of longitudinal population data. Synthetic data offers a privacy-preserving route for developing and evaluating record linkage (RL) methodologies without exposing sensitive microdata. This study introduces a framework that leverages Conditional Tabular Generative Adversarial Network (CTGAN)-generated synthetic HDSS data and deterministic name masking to support ethical RL and the development of supervised and ensemble machine-learning linkage models.

Methods: A CTGAN-based pipeline was applied to clean and harmonise Kisesa HDSS data to generate a statistically comparable synthetic dataset, while sex-specific deterministic name masking ensured full replacement of identifiers. Synthetic data quality was evaluated using distributional similarity, relationship preservation, and privacy-risk assessment. Synthetic adult clinic datasets were derived from the synthetic HDSS by introducing graded, field-specific error patterns via controlled probabilistic perturbations, creating conditions to evaluate RL models. Supervised models (logistic regression, random forest, gradient boosting, support vector machines) and an ensemble meta-classifier were trained and compared on these synthetic linkage tasks.

Results: The synthetic HDSS dataset preserved key demographic structures and multivariate dependencies, while deterministic masking eliminated direct identifiers. Across increasingly noisy error scenarios, supervised and ensemble models maintained strong match-nonmatch discrimination, with ensemble methods exhibiting the highest robustness as data quality deteriorated.

Conclusion: CTGAN-derived synthetic HDSS data combined with deterministic name masking provides a secure testbed for machine-learning-based RL, enabling ethical, reproducible, and governance-aligned population data linkage research in LMICs.

人口数据系统中的隐私保护记录链接:利用合成HDSS数据和机器学习模型的确定性标识符屏蔽。
背景:链接基于人口的数据集需要可识别的属性,这会引起隐私和治理问题。在低收入和中等收入国家,卫生和人口监测系统(HDSS)是纵向人口数据的主要来源。合成数据为开发和评估记录链接(RL)方法提供了一种保护隐私的途径,而不会暴露敏感的微数据。本研究引入了一个框架,该框架利用条件表格生成对抗网络(CTGAN)生成的合成HDSS数据和确定性名称屏蔽来支持道德强化学习以及监督和集成机器学习链接模型的开发。方法:采用基于ctgan的管道来清理和协调Kisesa HDSS数据,以生成具有统计可比性的合成数据集,而特定性别的确定性名称屏蔽确保了标识符的完全替换。使用分布相似性、关系保存和隐私风险评估来评估合成数据的质量。合成成人临床数据集来自合成HDSS,通过控制概率扰动引入分级、特定领域的误差模式,为评估RL模型创造条件。监督模型(逻辑回归、随机森林、梯度增强、支持向量机)和集成元分类器在这些综合链接任务上进行了训练和比较。结果:合成HDSS数据集保留了关键的人口结构和多变量依赖关系,而确定性屏蔽消除了直接标识符。在噪声越来越大的误差场景中,监督模型和集成模型保持了很强的匹配-非匹配判别,随着数据质量的恶化,集成方法表现出最高的鲁棒性。结论:ctgan衍生的合成HDSS数据与确定性名称屏蔽相结合,为基于机器学习的强化学习提供了一个安全的测试平台,使中低收入国家的人口数据链接研究具有伦理性、可重复性和治理一致性。
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来源期刊
CiteScore
2.50
自引率
0.00%
发文量
386
审稿时长
20 weeks
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