Lost in Translation: Why Biologic Therapies for Intervertebral Disc Degeneration and Low Back Pain Have Not Reached the Clinic (Yet)

IF 3.9 3区 医学 Q1 ORTHOPEDICS
JOR Spine Pub Date : 2026-07-03 DOI:10.1002/jsp2.70187
Luca Ambrosio, Jordy Schol, Clara Ruiz-Fernandez, Vincenzo Denaro, Gianluca Vadalà, Daisuke Sakai
{"title":"Lost in Translation: Why Biologic Therapies for Intervertebral Disc Degeneration and Low Back Pain Have Not Reached the Clinic (Yet)","authors":"Luca Ambrosio,&nbsp;Jordy Schol,&nbsp;Clara Ruiz-Fernandez,&nbsp;Vincenzo Denaro,&nbsp;Gianluca Vadalà,&nbsp;Daisuke Sakai","doi":"10.1002/jsp2.70187","DOIUrl":null,"url":null,"abstract":"<p>Low back pain (LBP) is the leading cause of disability worldwide, imposing substantial social and economic burdens and affecting more than 600 million individuals globally. According to the Global Burden of Disease 2021 study [<span>1</span>], the prevalence of LBP is projected to increase by 36.4% during the next 25 years, with the most pronounced rises expected in Asia and Africa, largely driven by population growth. This anticipated surge, together with progressive population aging, will further amplify its socioeconomic impact, which is already comparable to that of cardiovascular diseases, cancer, and major mental health disorders [<span>2</span>].</p><p>Although most episodes of LBP are classified as “nonspecific”, intervertebral disc degeneration (IDD) is frequently implicated in discogenic LBP and considered a major contributing factor. In the context of IDD, the intervertebral disc (IVD) undergoes progressive cell loss and senescence, extracellular matrix (ECM) degradation with dehydration and disc height reduction, as well as pronounced neoangiogenesis and neoinnervation, immune cell infiltration, and deterioration of native biomechanical properties [<span>3</span>]. Despite these structural alterations, a substantial proportion of individuals with disc abnormalities remain asymptomatic [<span>4</span>]. While most pain flares resolve spontaneously in symptomatic cohorts, approximately 5%–10% of patients develop chronic LBP, the management of which remains challenging, as no conservative or surgical strategies directly target the underlying pathophysiological processes [<span>3</span>].</p><p>Over the past decades, several biologic therapies have been investigated in both preclinical and clinical settings, with the putative aim of regenerating the degenerative IVDs or, at minimum, inducing local reparative processes presumingly associated with alleviation of discogenic LBP. These approaches include cell-based therapies (particularly mesenchymal stromal cells [MSCs]), platelet-rich plasma (PRP), extracellular vesicles (EVs), biomaterials, growth factors, gene therapy, as well as their various combinations [<span>3, 5, 6</span>]. Although many of these strategies have demonstrated encouraging “regenerative” outcomes, translation from preclinical investigations to clinical trials has been inconsistent and limited to a small number of products. Nonetheless, despite a generally favorable safety profile, the application of these biologic therapies at the bedside has generally yielded only modest improvements in pain and function, with no consistent demonstration of structural repair on imaging [<span>7</span>]. At present, the disconnect between preclinical promise and clinical reality is tempering enthusiasm for biologics in spine care and underscores the need for a critical appraisal of the factors underlying the stalled translational pipeline.</p><p>Rather than revisiting the current literature on biologics (which has been extensively reviewed elsewhere [<span>3, 5-7</span>]), this study focuses on the determinants of their limited clinical translation. In particular, we examine the potential roles of patient selection, mechanistic targeting, and alignment between biological effects and clinical endpoints. Through systematic mapping of the biologic therapy landscape and thematic analysis of key failure drivers, we aim to provide an evidence-based assessment of current translational barriers. Building on this analysis, we propose a failure-informed roadmap that emphasizes refined patient stratification, improved concordance among mechanisms, models, and endpoints, optimization of clinical trial design, and clearer definition of the strategic role of biologics within spine care.</p><p>This review is therefore positioned not as further advocacy for biologic therapies, but as a critical evaluation of the factors that have thus far limited their clinical impact, with the aim of fostering more rigorous, evidence-based research and advancing precision medicine–oriented approaches for LBP.</p><p>Despite extensive preclinical research on biologic strategies for IDD, important uncertainties remain regarding the mechanisms these therapies aim to target. A central issue is the frequent conflation of repair and regeneration. Many biologic interventions are described as regenerative, yet their effects often resemble partial repair or mitigation of tissue damage rather than true restoration of disc structure and function. This distinction is critical because the adult IVD has limited intrinsic regenerative capacity, particularly at advanced stages of IDD.</p><p>For example, the formation of cartilage-like tissue within the IVD does not necessarily restore the specialized NP matrix, which contains substantially higher proteoglycan-to–type II collagen ratios than articular cartilage [<span>50, 51</span>]. Although MSCs can differentiate toward a chondrogenic phenotype, this does not ensure production of the unique ECM required to restore native tissue architecture and biomechanical function. Such approaches may nevertheless provide clinical benefit by slowing IDD progression or replacing the degenerative tissue with a less catabolic or less nociceptive phenotype [<span>52</span>]. However, these outcomes are more accurately described as repair or functional replacement rather than true regeneration.</p><p>Another unresolved question is which structural alterations within the IVD remain biologically reversible. While early biochemical changes in IDD may retain some degree of plasticity, later structural abnormalities such as annular fissures or cartilaginous endplate (CEP) sclerosis likely represent largely irreversible pathologies. During normal development and maturation, increasing mechanical demands are accommodated through coordinated alignment of cells and ECM components regulated by biochemical and mechanical signals [<span>53</span>]. Degeneration disrupts this organization and alters the native mechanical environment, generating aberrant cues that may impair cellular responses and tissue remodeling [<span>54</span>]. Whether biologic therapies can overcome these chronic mechanical disturbances remains uncertain. In parallel, aging and IDD are associated with increased cellular senescence and apoptosis, resulting in both reduced cell numbers and a higher proportion of metabolically unresponsive cells [<span>53, 55-57</span>]. As a consequence, biologic agents that depend on resident cell responsiveness, such as growth factors, PRP, or EV-based therapies, may have limited efficacy in advanced IDD due to the reduced availability of viable target cells.</p><p>The nutritional microenvironment of the IVD represents an additional constraint [<span>58-60</span>]. As the largest avascular tissue in the body, the disc relies on diffusion through the CEPs to supply oxygen and glucose while removing metabolic waste. IDD compromises this transport system through CEP calcification, reduced CEP permeability, and declining proteoglycan content, collectively limiting nutrient diffusion and promoting an acidic microenvironment [<span>55, 61, 62</span>]. Computational and patient-specific diffusion modeling suggest that nutrient availability in many degenerated IVDs may already approach the threshold required to sustain cell viability. Under these conditions, therapies that increase cell density or metabolic activity may further elevate demand within an already constrained niche [<span>63-65</span>]. While the degenerative IVD reportedly contains approximately 1–2 million cells/mL, the number of cells delivered in clinical studies varies widely, ranging from near-physiological levels to more than 60-fold higher concentrations [<span>7, 47</span>]. Such variability raises critical questions regarding cell survival in the nutrient-limited IVD environment and the potential biological consequences of widespread cell death, including the release of intracellular byproducts following starvation or apoptosis. Despite these concerns, these aspects remain poorly characterized in the available literature.</p><p>Timing may represent another critical yet scarcely defined variable. Clinically, patients with chronic LBP rarely present during early degenerative stages, meaning structural damage is often already established at the time of treatment. A therapeutic window likely exists in which biologic interventions can meaningfully influence disease progression. Early stages, characterized by viable cell populations and partially preserved ECM architecture, may remain responsive to biologic modulation, whereas advanced IDD marked by fibrosis, structural collapse, and mechanical instability likely exceeds the reparative capacity of such approaches. Consequently, the mechanistic basis of many biologic therapies for IDD remains incompletely understood [<span>66</span>], highlighting the need to better define the limits of tissue reversibility, the influence of the disc microenvironment, and the relationship between structural modification and clinical outcomes. These mechanistic uncertainties complicate the rational design of biologic therapies and may partly explain why promising preclinical findings have not consistently translated into clinical success.</p><p>A central limitation of IDD preclinical research is species-specific disc biology, which can profoundly shape degeneration kinetics, repair capacity, and the success of investigational therapies. Many widely used small animal models, like mice or rats, offer established experimental control and behavioral testing options, yet typically retain notochordal cells into adulthood and differ from humans in IVD size, biomechanics, and transport properties, factors that may limit direct extrapolation to adult human IDD [<span>16, 67, 68</span>]. Rabbits, commonly used for puncture-induced IDD because of procedural accessibility and disc size, likewise retain notochordal cells and may exhibit relatively robust intrinsic healing, making them valuable for early-stage assessment, but are likely too optimistic for translation [<span>69</span>]. In contrast, large-animal models (e.g., sheep, goat) better approximate human IVD dimensions, CEP morphology, and mechanical environment, supporting surgical reproducibility and implant or biomaterial testing, albeit with greater cost, longer time courses, and higher regulatory burden [<span>70, 71</span>]. Likewise, porcine models can provide relevant loading environments and biochemical similarities, yet notochordal cell retention may persist depending on breed, and practical constraints often confine their use to later-stage validation [<span>16, 23, 72</span>]. Importantly, canine models illustrate how species selection can either hinder or enhance clinical relevance: non-chondrodystrophic breeds maintain a notochordal-rich, gelatinous NP longer and are less representative of adult human IDD [<span>73</span>], whereas chondrodystrophic breeds develop more human-like, age-associated IDD and are increasingly viewed as a clinically relevant intermediate-sized model, particularly for questions involving pain-related outcomes [<span>74, 75</span>]. Nevertheless, small animal models remain widely used due to cost efficiency, regulatory expectations, and the requirement for efficacy data in these systems before progression to large animal studies, despite their recognized limitations.</p><p>Even when degeneration is successfully induced, many models reproduce IDD without faithfully modeling discogenic LBP, not differently from their human counterpart. In discogenic pain research specifically, most studies are performed in rodents, supported by established behavioral testing batteries; however, their translational potential to humans remains limited, and conventional imaging, although a gold standard for structural change, cannot reliably identify disc-related pain [<span>43, 76</span>].</p><p>A related challenge is that widely used induction paradigms, particularly puncture-based injury models, often create an acute, externally applied (“outside-in”) insult that differs from the chronic, spontaneous (“inside-out”) trajectory often implicated clinically. Such models may disproportionately emphasize the role of the AF and NP while underrepresenting contributions from CEPs, vertebral bone, and posterior elements, tissues that can be relevant to human IDD and pain biology. Therefore, they should be better regarded as models of acute injury rather than chronic degeneration. Methodological heterogeneity (e.g., needle gauge, depth, dwell time, number and site of punctures, among others) further complicates cross-study comparison and reproducibility [<span>23</span>].</p><p>Finally, many preclinical studies foreground short-term outcomes and surrogate readouts (e.g., histology scores, MRI, or biomarker panels) while providing limited evidence for durability and functional relevance. Structural improvement does not necessarily imply restoration of disc mechanical performance, stabilization of the motion segment, or sustained modulation of nociceptive signaling [<span>16</span>]. Recent work emphasizes that behavioral assays are informative but can be confounded by stress, anxiety, and environmental conditions, reinforcing the need for integrated outcome frameworks that combine structure, biology, biomechanics, and pain-related function over clinically meaningful timeframes [<span>23, 67</span>]. Collectively, these limitations argue for a stricter alignment among model choice, disease mechanism, and endpoint selection, and for prioritizing disease models and study designs that better capture human-relevant disc biology, pain-relevant pathways, and durable functional outcomes rather than short-term structural surrogates alone.</p><p>As with other investigational medical products, biologic therapies targeting IDD are expected to progress through the conventional translational pathway and demonstrate safety and efficacy across Phase 1–3 clinical trials before being adopted into routine clinical practice. Yet the likelihood of successful translation is notoriously low. It is estimated that approximately 95% of drug candidates entering human trials ultimately fail, with nearly half of these failures occurring during already advanced Phase 3 studies. Consequently, only a very small proportion of experimental therapies successfully translate from bench to bedside, approximately 0.1% [<span>77</span>]. Notably, while the vast majority of biologic therapies investigated in vitro and in preclinical models of IDD have never reached clinical testing, many of the products that have entered clinical practice have been evaluated primarily in non-comparative cohort studies rather than in rigorous randomized controlled trials (RCTs).</p><p>To date, MSCs represent the biologic therapy supported by the largest body of clinical evidence, with 5 RCTs published to date (including Phase 2a, Phase 2b, and Phase 3 studies) [<span>78-82</span>]. Early uncontrolled reports consistently described substantial improvements in LBP severity following treatment, occasionally accompanied by modest structural changes on imaging. However, these encouraging results were markedly attenuated in randomized controlled settings. In several RCTs, the differences between MSC-treated and sham-treated groups were small, and although statistical significance was occasionally achieved, the observed improvements frequently failed to surpass the minimal clinically important difference (MCID) for key outcome measures [<span>6</span>]. Regarding other cell types, the recently published Phase 1/2 DiscGenics trial did not show any significant differences between the treatment (high- and low-dose NP progenitor cells) and control groups (vehicle only and saline) [<span>83</span>]. Likewise, the few RCTs investigating the efficacy of intradiscal PRP were characterized by low sample sizes and often demonstrated no significant differences compared to control groups [<span>84-86</span>]. Two NP graft strategies, NOVOCART Disc and VIA Disc NP, have also been evaluated in RCTs. NOVOCART Disc consists of a two-stage procedure in which autologous NP cells are first harvested during discectomy for lumbar disc herniation, expanded, and subsequently injected upon resuspension in a matrix composed of human albumin, hyaluronic acid, and a cross-linking agent. Although treatment resulted in modest reductions of pain scores, these improvements were transient and not accompanied by meaningful structural changes on imaging. Consequently, clinical development of this approach was ultimately discontinued [<span>52, 87, 88</span>]. Conversely, the VIA Disc NP, an injectable human NP allograft, was evaluated in an RCT compared with saline. Both groups demonstrated clinically meaningful improvements in Visual Analogue Scale (VAS) and Oswestry Disability Index (ODI) scores, with a significantly higher responder rate (and number of adverse events) in the VIA Disc NP group [<span>89</span>].</p><p>Despite the scarcity of published high-level clinical evidence, international trial registries such as ClinicalTrials.gov list dozens of protocols investigating biologic therapies for IDD. In a previous analysis from our group, we reported that only 26.9% of registered clinical trials had ultimately resulted in a peer-reviewed publication [<span>90</span>]. Despite the recent publication of four additional RCTs [<span>79-81, 83</span>], the proportion of trials failing to reach completion or publication remains substantial. From a clinical trial design perspective, this may reflect several factors.</p><p>First, neglecting the inconsistent association between LBP and IDD in most clinical trials creates a substantial risk of selection bias. Many studies enroll patients with imaging evidence of IDD without definitively establishing the discogenic origin of pain, thereby potentially including individuals with non-discogenic LBP and incidental IDD findings. As a result, the likelihood of enrolling patients whose symptoms arise from alternative pain generators despite concomitant IDD is considerable, introducing significant confounding. In this context, the administration of intradiscal biologic therapies may lead to biased estimates of treatment efficacy, as the targeted tissue pathology may not represent the true source of pain.</p><p>Second, difficulties in patient recruitment and high attrition rates may further compromise study feasibility and statistical validity, possibly leading to early termination or critical lack of statistical power. Among published trials, loss to follow-up rates range from 9% [<span>52</span>] to 34% [<span>79</span>], posing a substantial threat to the internal validity of reported outcomes. Beyond the burden imposed on participants (often including repeated imaging examinations, blood sampling, and lengthy questionnaire completion), trial attrition may also be influenced by placebo and nocebo effects [<span>91</span>]. These phenomena are particularly relevant in populations with chronic LBP, where, as mentioned, psychological distress and anxiety are common, especially in patients with nociplastic pain features [<span>46</span>].</p><p>With regard to study endpoints, most trials rely primarily on patient-reported outcome measures (PROMs), including pain intensity (e.g., VAS), disability (e.g., ODI), and quality of life (e.g., EuroQol [EQ]-5D and Short Form [SF]-36). Structural outcomes, including disc height and NP hydration on MRI, are frequently assessed, though they are often inadequately reported [<span>6, 7</span>]. PROMs are inherently subjective and susceptible to multiple psychological and contextual influences, but remain necessary to determine treatment success or failure in a real-world scenario [<span>92</span>]. At present, no validated surrogate endpoint of pain exists. Although approaches such as quantitative sensory testing, neuroimaging, or inflammatory biomarkers have been explored, none have demonstrated sufficient validity or reliability to replace PROMs of pain in clinical trials [<span>93</span>]. In the IDD field, imaging parameters have long been proposed as surrogate outcomes, yet clinical trials have reported only sporadic cases of disc height preservation or increased disc hydration [<span>6, 7</span>]. Whether such structural changes can be reliably detected (or even occur) within the relatively short duration of most clinical studies remains uncertain. For example, modeling studies suggest that, even under optimistic assumptions of a linear relationship between injected cell number and glycosaminoglycan (GAG) synthesis, administration of 10 × 10<sup>6</sup> cells would restore only about 65% of the GAG content of a Pfirrmann grade 2 IVD over approximately ten years when applied to a Pfirrmann grade 3 IVD [<span>63</span>]. Such prolonged timeframes are fundamentally misaligned with the duration of most clinical trials and pose a significant translational constraint, apart from having doubtful clinical relevance [<span>66</span>]. Taken together, these observations illustrate a fundamental paradox: clinical trials in IDD rely on subjective measures to evaluate therapies whose objective structural effects are not necessarily associated with their outcomes.</p><p>Another methodological aspect that complicates the interpretation of the results of these clinical trials is the use of composite and responder-based endpoints. In addition to (or instead of) reporting mean changes and standard deviations of pain or disability scores, several studies present outcomes as the categories of participants reporting a certain score range, the proportion of patients achieving predefined thresholds of improvement, or the combination of multiple outcomes into composite measures [<span>78-80, 89</span>]. While these approaches may increase statistical power and provide clinically interpretable categories of therapeutic response, they may also complicate the interpretation of treatment effects, particularly when the overall mean differences between treatment groups are small [<span>94</span>]. Methodological studies have highlighted that composite endpoints may amplify the apparent magnitude of benefit when driven by less clinically meaningful components or when thresholds are selected post hoc [<span>95, 96</span>]. In conditions such as chronic LBP, where placebo responses are substantial and treatment effects are often modest, such analytical strategies may contribute to apparently positive findings despite limited absolute differences between intervention and control groups.</p><p>Taken together, the most critical limitation is inadequate patient selection, as enrolling heterogeneous populations without confirming a dominant discogenic pain source likely dilutes mechanism-specific treatment effects. This is compounded by reliance on subjective PROMs without validated objective correlates, particularly with the strong placebo responses, and by the mismatch between slow biological repair and short trial durations. In addition, incomplete reporting, including the use of composite endpoints and limited structural outcome data, further limits interpretability. Addressing these factors collectively is likely to yield the greatest improvements in trial validity and near-term translational potential.</p><p>Beyond biological and clinical uncertainties, the translation of disc biologic therapies is also constrained by substantial practical, regulatory, and economic barriers. Even when promising signals emerge from preclinical studies or early-phase clinical trials, these challenges can significantly delay or prevent broader clinical adoption [<span>90-97</span>].</p><p>Manufacturing complexity represents one of the most significant practical obstacles. Many biologic approaches, particularly cell-based or cell-derived therapies, require highly specialized production processes that must meet strict standards for sterility, consistency, and quality control [<span>97-99</span>]. Autologous therapies typically involve multistep workflows including cell harvesting, expansion, characterization, and reimplantation, each introducing logistical challenges, variability, and costs. In addition, the potency of these products may be affected by patient factors, as individuals with chronic LBP are often older and present with comorbidities that may impair the regenerative capacity of harvested cells [<span>100, 101</span>]. On the other hand, allogeneic approaches may offer greater scalability but introduce additional concerns related to immunogenicity, storage conditions, and long-term safety [<span>97</span>].</p><p>Regulatory pathways for biologic therapies are also more complex than those for conventional pharmaceuticals or medical devices. Many disc biologic interventions fall within hybrid regulatory categories such as advanced therapy medicinal products or combination products [<span>98, 102</span>]. These classifications require evaluation of both the biologic component and the delivery system, which may include injectable carriers, biomaterial scaffolds, or surgical transplantation techniques. Navigating these frameworks is often time-consuming and costly, particularly when long-term safety monitoring is required, and clinically meaningful endpoints remain difficult to define.</p><p>Risk–benefit considerations further complicate regulatory and clinical adoption. Discogenic LBP is not a life-threatening condition, and symptom severity often fluctuates over time. Consequently, regulatory agencies and stakeholders typically require strong evidence of safety and durable clinical benefit before accepting invasive or costly biologic interventions. Even relatively small risks related to immune reactions or unintended tissue responses may be viewed cautiously when established treatments such as rehabilitation, pharmacologic therapy, or surgery remain available. Demonstrating therapeutic efficacy is also challenging, as structural imaging changes do not consistently correlate with symptoms, while patient-reported outcomes remain subjective and highly susceptible to placebo effects [<span>103-105</span>].</p><p>Economic considerations add another layer of complexity. As biologic therapies frequently involve high development and manufacturing costs (translating into substantial treatment prices), healthcare systems and payers might be reluctant to reimburse such treatments without convincing evidence of long-term cost-effectiveness. Such a challenge is further amplified by the modest, delayed, or difficult-to-quantify clinical benefits assessed with conventional outcome measures. Furthermore, the absence of clear reimbursement pathways introduces uncertainty regarding commercial viability and may limit investments from industry and private stakeholders.</p><p>These considerations suggest that practical, regulatory, and economic barriers are not independent obstacles but rather downstream manifestations of unresolved biological questions and suboptimal trial design. Even when biological plausibility and early clinical promise exist, successful implementation of disc biologic therapies requires coordinated progress across scientific, regulatory, and health economic domains. Despite the large patient population and substantial market potential associated with such therapeutic tools, these challenges continue to limit the translation of regenerative medicine into widely adopted clinical pipelines.</p><p>At present, the field of disc regeneration is wandering in the dark, fearsome “valley of death” of clinical translation [<span>77</span>]. While the remarkable efforts of basic scientists have elucidated key aspects of IDD and laid the foundation for early translational attempts, several critical challenges persist. These include the need for more physiologically relevant in vitro systems, improved ex vivo models that accurately replicate the disc microenvironment and biomechanics, and in vivo models that better reflect the human condition.</p><p>Concurrently, clinical research must advance toward a more precise characterization of LBP, with the aim of aligning disc biology, clinical presentation, and stage of degeneration. The integration of clinical, imaging, and molecular data, supported by explainable and ethically robust AI frameworks, holds significant promise in this regard. Such approaches may ultimately reveal that biologic therapies for IDD are most effective within carefully selected patient subgroups, rather than broadly applicable across the heterogeneous chronic LBP population. In parallel, clinical trial methodology requires further refinement to account for the complexity of LBP phenotypes, particularly those influenced by psychosocial factors, which may introduce substantial confounding [<span>90</span>]. The adoption of stratified and adaptive trial designs may help mitigate these limitations and improve the detection of true treatment effects while reducing the risk of bias. Equally important is the need to enhance transparency, standardization, and methodological rigor in trial design and reporting. The implementation and widespread adoption of structured reporting frameworks, such as VERTEBRA [<span>171</span>], may facilitate reproducibility and enable more meaningful comparisons across studies.</p><p>Despite significant advances, key aspects of disc biology and treatment response remain poorly understood or assessed, underscoring the need for continued rigorous, collaborative research to translate biologic therapies into reliable clinical therapeutics. This decisive step may prompt researchers to reconsider the “regeneration dream”, as the complete restoration of the native IVD phenotype, irrespective of microenvironmental, structural, and neuroinflammatory changes occurring over decades, is likely unattainable, and its clinical relevance remains uncertain. Instead, the field should resignedly shift toward the concept of “repair”, intended as functional stabilization combined with targeted modulation of the biological processes underlying discogenic LBP.</p><p><b>Daisuke Sakai:</b> writing – review and editing, supervision. <b>Luca Ambrosio:</b> conceptualization, investigation, writing – original draft, writing – review and editing, methodology, project administration. <b>Gianluca Vadalà:</b> writing – review and editing, supervision, funding acquisition. <b>Jordy Schol:</b> conceptualization, investigation, writing – original draft, writing – review and editing, methodology, project administration. <b>Clara Ruiz-Fernandez:</b> investigation, writing – original draft, writing – review and editing. <b>Vincenzo Denaro:</b> writing – review and editing, supervision.</p><p>This work was supported by NextGenerationEU, NRRP PNC-E3-2022-23683269 PNC-HLS-TA (CUP code: F83C22002880001).</p><p>Jordy Schol, Gianluca Vadalà, and Daisuke Sakai are Editorial Board members of JOR Spine and co-authors of this article. To minimize bias, they were excluded from all editorial decision-making related to the acceptance of this article for publication.</p><p>Data sharing not applicable to this article as no datasets were generated or analysed during the current study.</p>","PeriodicalId":14876,"journal":{"name":"JOR Spine","volume":"9 3","pages":""},"PeriodicalIF":3.9000,"publicationDate":"2026-07-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1002/jsp2.70187","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"JOR Spine","FirstCategoryId":"3","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1002/jsp2.70187","RegionNum":3,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ORTHOPEDICS","Score":null,"Total":0}
引用次数: 0

Abstract

Low back pain (LBP) is the leading cause of disability worldwide, imposing substantial social and economic burdens and affecting more than 600 million individuals globally. According to the Global Burden of Disease 2021 study [1], the prevalence of LBP is projected to increase by 36.4% during the next 25 years, with the most pronounced rises expected in Asia and Africa, largely driven by population growth. This anticipated surge, together with progressive population aging, will further amplify its socioeconomic impact, which is already comparable to that of cardiovascular diseases, cancer, and major mental health disorders [2].

Although most episodes of LBP are classified as “nonspecific”, intervertebral disc degeneration (IDD) is frequently implicated in discogenic LBP and considered a major contributing factor. In the context of IDD, the intervertebral disc (IVD) undergoes progressive cell loss and senescence, extracellular matrix (ECM) degradation with dehydration and disc height reduction, as well as pronounced neoangiogenesis and neoinnervation, immune cell infiltration, and deterioration of native biomechanical properties [3]. Despite these structural alterations, a substantial proportion of individuals with disc abnormalities remain asymptomatic [4]. While most pain flares resolve spontaneously in symptomatic cohorts, approximately 5%–10% of patients develop chronic LBP, the management of which remains challenging, as no conservative or surgical strategies directly target the underlying pathophysiological processes [3].

Over the past decades, several biologic therapies have been investigated in both preclinical and clinical settings, with the putative aim of regenerating the degenerative IVDs or, at minimum, inducing local reparative processes presumingly associated with alleviation of discogenic LBP. These approaches include cell-based therapies (particularly mesenchymal stromal cells [MSCs]), platelet-rich plasma (PRP), extracellular vesicles (EVs), biomaterials, growth factors, gene therapy, as well as their various combinations [3, 5, 6]. Although many of these strategies have demonstrated encouraging “regenerative” outcomes, translation from preclinical investigations to clinical trials has been inconsistent and limited to a small number of products. Nonetheless, despite a generally favorable safety profile, the application of these biologic therapies at the bedside has generally yielded only modest improvements in pain and function, with no consistent demonstration of structural repair on imaging [7]. At present, the disconnect between preclinical promise and clinical reality is tempering enthusiasm for biologics in spine care and underscores the need for a critical appraisal of the factors underlying the stalled translational pipeline.

Rather than revisiting the current literature on biologics (which has been extensively reviewed elsewhere [3, 5-7]), this study focuses on the determinants of their limited clinical translation. In particular, we examine the potential roles of patient selection, mechanistic targeting, and alignment between biological effects and clinical endpoints. Through systematic mapping of the biologic therapy landscape and thematic analysis of key failure drivers, we aim to provide an evidence-based assessment of current translational barriers. Building on this analysis, we propose a failure-informed roadmap that emphasizes refined patient stratification, improved concordance among mechanisms, models, and endpoints, optimization of clinical trial design, and clearer definition of the strategic role of biologics within spine care.

This review is therefore positioned not as further advocacy for biologic therapies, but as a critical evaluation of the factors that have thus far limited their clinical impact, with the aim of fostering more rigorous, evidence-based research and advancing precision medicine–oriented approaches for LBP.

Despite extensive preclinical research on biologic strategies for IDD, important uncertainties remain regarding the mechanisms these therapies aim to target. A central issue is the frequent conflation of repair and regeneration. Many biologic interventions are described as regenerative, yet their effects often resemble partial repair or mitigation of tissue damage rather than true restoration of disc structure and function. This distinction is critical because the adult IVD has limited intrinsic regenerative capacity, particularly at advanced stages of IDD.

For example, the formation of cartilage-like tissue within the IVD does not necessarily restore the specialized NP matrix, which contains substantially higher proteoglycan-to–type II collagen ratios than articular cartilage [50, 51]. Although MSCs can differentiate toward a chondrogenic phenotype, this does not ensure production of the unique ECM required to restore native tissue architecture and biomechanical function. Such approaches may nevertheless provide clinical benefit by slowing IDD progression or replacing the degenerative tissue with a less catabolic or less nociceptive phenotype [52]. However, these outcomes are more accurately described as repair or functional replacement rather than true regeneration.

Another unresolved question is which structural alterations within the IVD remain biologically reversible. While early biochemical changes in IDD may retain some degree of plasticity, later structural abnormalities such as annular fissures or cartilaginous endplate (CEP) sclerosis likely represent largely irreversible pathologies. During normal development and maturation, increasing mechanical demands are accommodated through coordinated alignment of cells and ECM components regulated by biochemical and mechanical signals [53]. Degeneration disrupts this organization and alters the native mechanical environment, generating aberrant cues that may impair cellular responses and tissue remodeling [54]. Whether biologic therapies can overcome these chronic mechanical disturbances remains uncertain. In parallel, aging and IDD are associated with increased cellular senescence and apoptosis, resulting in both reduced cell numbers and a higher proportion of metabolically unresponsive cells [53, 55-57]. As a consequence, biologic agents that depend on resident cell responsiveness, such as growth factors, PRP, or EV-based therapies, may have limited efficacy in advanced IDD due to the reduced availability of viable target cells.

The nutritional microenvironment of the IVD represents an additional constraint [58-60]. As the largest avascular tissue in the body, the disc relies on diffusion through the CEPs to supply oxygen and glucose while removing metabolic waste. IDD compromises this transport system through CEP calcification, reduced CEP permeability, and declining proteoglycan content, collectively limiting nutrient diffusion and promoting an acidic microenvironment [55, 61, 62]. Computational and patient-specific diffusion modeling suggest that nutrient availability in many degenerated IVDs may already approach the threshold required to sustain cell viability. Under these conditions, therapies that increase cell density or metabolic activity may further elevate demand within an already constrained niche [63-65]. While the degenerative IVD reportedly contains approximately 1–2 million cells/mL, the number of cells delivered in clinical studies varies widely, ranging from near-physiological levels to more than 60-fold higher concentrations [7, 47]. Such variability raises critical questions regarding cell survival in the nutrient-limited IVD environment and the potential biological consequences of widespread cell death, including the release of intracellular byproducts following starvation or apoptosis. Despite these concerns, these aspects remain poorly characterized in the available literature.

Timing may represent another critical yet scarcely defined variable. Clinically, patients with chronic LBP rarely present during early degenerative stages, meaning structural damage is often already established at the time of treatment. A therapeutic window likely exists in which biologic interventions can meaningfully influence disease progression. Early stages, characterized by viable cell populations and partially preserved ECM architecture, may remain responsive to biologic modulation, whereas advanced IDD marked by fibrosis, structural collapse, and mechanical instability likely exceeds the reparative capacity of such approaches. Consequently, the mechanistic basis of many biologic therapies for IDD remains incompletely understood [66], highlighting the need to better define the limits of tissue reversibility, the influence of the disc microenvironment, and the relationship between structural modification and clinical outcomes. These mechanistic uncertainties complicate the rational design of biologic therapies and may partly explain why promising preclinical findings have not consistently translated into clinical success.

A central limitation of IDD preclinical research is species-specific disc biology, which can profoundly shape degeneration kinetics, repair capacity, and the success of investigational therapies. Many widely used small animal models, like mice or rats, offer established experimental control and behavioral testing options, yet typically retain notochordal cells into adulthood and differ from humans in IVD size, biomechanics, and transport properties, factors that may limit direct extrapolation to adult human IDD [16, 67, 68]. Rabbits, commonly used for puncture-induced IDD because of procedural accessibility and disc size, likewise retain notochordal cells and may exhibit relatively robust intrinsic healing, making them valuable for early-stage assessment, but are likely too optimistic for translation [69]. In contrast, large-animal models (e.g., sheep, goat) better approximate human IVD dimensions, CEP morphology, and mechanical environment, supporting surgical reproducibility and implant or biomaterial testing, albeit with greater cost, longer time courses, and higher regulatory burden [70, 71]. Likewise, porcine models can provide relevant loading environments and biochemical similarities, yet notochordal cell retention may persist depending on breed, and practical constraints often confine their use to later-stage validation [16, 23, 72]. Importantly, canine models illustrate how species selection can either hinder or enhance clinical relevance: non-chondrodystrophic breeds maintain a notochordal-rich, gelatinous NP longer and are less representative of adult human IDD [73], whereas chondrodystrophic breeds develop more human-like, age-associated IDD and are increasingly viewed as a clinically relevant intermediate-sized model, particularly for questions involving pain-related outcomes [74, 75]. Nevertheless, small animal models remain widely used due to cost efficiency, regulatory expectations, and the requirement for efficacy data in these systems before progression to large animal studies, despite their recognized limitations.

Even when degeneration is successfully induced, many models reproduce IDD without faithfully modeling discogenic LBP, not differently from their human counterpart. In discogenic pain research specifically, most studies are performed in rodents, supported by established behavioral testing batteries; however, their translational potential to humans remains limited, and conventional imaging, although a gold standard for structural change, cannot reliably identify disc-related pain [43, 76].

A related challenge is that widely used induction paradigms, particularly puncture-based injury models, often create an acute, externally applied (“outside-in”) insult that differs from the chronic, spontaneous (“inside-out”) trajectory often implicated clinically. Such models may disproportionately emphasize the role of the AF and NP while underrepresenting contributions from CEPs, vertebral bone, and posterior elements, tissues that can be relevant to human IDD and pain biology. Therefore, they should be better regarded as models of acute injury rather than chronic degeneration. Methodological heterogeneity (e.g., needle gauge, depth, dwell time, number and site of punctures, among others) further complicates cross-study comparison and reproducibility [23].

Finally, many preclinical studies foreground short-term outcomes and surrogate readouts (e.g., histology scores, MRI, or biomarker panels) while providing limited evidence for durability and functional relevance. Structural improvement does not necessarily imply restoration of disc mechanical performance, stabilization of the motion segment, or sustained modulation of nociceptive signaling [16]. Recent work emphasizes that behavioral assays are informative but can be confounded by stress, anxiety, and environmental conditions, reinforcing the need for integrated outcome frameworks that combine structure, biology, biomechanics, and pain-related function over clinically meaningful timeframes [23, 67]. Collectively, these limitations argue for a stricter alignment among model choice, disease mechanism, and endpoint selection, and for prioritizing disease models and study designs that better capture human-relevant disc biology, pain-relevant pathways, and durable functional outcomes rather than short-term structural surrogates alone.

As with other investigational medical products, biologic therapies targeting IDD are expected to progress through the conventional translational pathway and demonstrate safety and efficacy across Phase 1–3 clinical trials before being adopted into routine clinical practice. Yet the likelihood of successful translation is notoriously low. It is estimated that approximately 95% of drug candidates entering human trials ultimately fail, with nearly half of these failures occurring during already advanced Phase 3 studies. Consequently, only a very small proportion of experimental therapies successfully translate from bench to bedside, approximately 0.1% [77]. Notably, while the vast majority of biologic therapies investigated in vitro and in preclinical models of IDD have never reached clinical testing, many of the products that have entered clinical practice have been evaluated primarily in non-comparative cohort studies rather than in rigorous randomized controlled trials (RCTs).

To date, MSCs represent the biologic therapy supported by the largest body of clinical evidence, with 5 RCTs published to date (including Phase 2a, Phase 2b, and Phase 3 studies) [78-82]. Early uncontrolled reports consistently described substantial improvements in LBP severity following treatment, occasionally accompanied by modest structural changes on imaging. However, these encouraging results were markedly attenuated in randomized controlled settings. In several RCTs, the differences between MSC-treated and sham-treated groups were small, and although statistical significance was occasionally achieved, the observed improvements frequently failed to surpass the minimal clinically important difference (MCID) for key outcome measures [6]. Regarding other cell types, the recently published Phase 1/2 DiscGenics trial did not show any significant differences between the treatment (high- and low-dose NP progenitor cells) and control groups (vehicle only and saline) [83]. Likewise, the few RCTs investigating the efficacy of intradiscal PRP were characterized by low sample sizes and often demonstrated no significant differences compared to control groups [84-86]. Two NP graft strategies, NOVOCART Disc and VIA Disc NP, have also been evaluated in RCTs. NOVOCART Disc consists of a two-stage procedure in which autologous NP cells are first harvested during discectomy for lumbar disc herniation, expanded, and subsequently injected upon resuspension in a matrix composed of human albumin, hyaluronic acid, and a cross-linking agent. Although treatment resulted in modest reductions of pain scores, these improvements were transient and not accompanied by meaningful structural changes on imaging. Consequently, clinical development of this approach was ultimately discontinued [52, 87, 88]. Conversely, the VIA Disc NP, an injectable human NP allograft, was evaluated in an RCT compared with saline. Both groups demonstrated clinically meaningful improvements in Visual Analogue Scale (VAS) and Oswestry Disability Index (ODI) scores, with a significantly higher responder rate (and number of adverse events) in the VIA Disc NP group [89].

Despite the scarcity of published high-level clinical evidence, international trial registries such as ClinicalTrials.gov list dozens of protocols investigating biologic therapies for IDD. In a previous analysis from our group, we reported that only 26.9% of registered clinical trials had ultimately resulted in a peer-reviewed publication [90]. Despite the recent publication of four additional RCTs [79-81, 83], the proportion of trials failing to reach completion or publication remains substantial. From a clinical trial design perspective, this may reflect several factors.

First, neglecting the inconsistent association between LBP and IDD in most clinical trials creates a substantial risk of selection bias. Many studies enroll patients with imaging evidence of IDD without definitively establishing the discogenic origin of pain, thereby potentially including individuals with non-discogenic LBP and incidental IDD findings. As a result, the likelihood of enrolling patients whose symptoms arise from alternative pain generators despite concomitant IDD is considerable, introducing significant confounding. In this context, the administration of intradiscal biologic therapies may lead to biased estimates of treatment efficacy, as the targeted tissue pathology may not represent the true source of pain.

Second, difficulties in patient recruitment and high attrition rates may further compromise study feasibility and statistical validity, possibly leading to early termination or critical lack of statistical power. Among published trials, loss to follow-up rates range from 9% [52] to 34% [79], posing a substantial threat to the internal validity of reported outcomes. Beyond the burden imposed on participants (often including repeated imaging examinations, blood sampling, and lengthy questionnaire completion), trial attrition may also be influenced by placebo and nocebo effects [91]. These phenomena are particularly relevant in populations with chronic LBP, where, as mentioned, psychological distress and anxiety are common, especially in patients with nociplastic pain features [46].

With regard to study endpoints, most trials rely primarily on patient-reported outcome measures (PROMs), including pain intensity (e.g., VAS), disability (e.g., ODI), and quality of life (e.g., EuroQol [EQ]-5D and Short Form [SF]-36). Structural outcomes, including disc height and NP hydration on MRI, are frequently assessed, though they are often inadequately reported [6, 7]. PROMs are inherently subjective and susceptible to multiple psychological and contextual influences, but remain necessary to determine treatment success or failure in a real-world scenario [92]. At present, no validated surrogate endpoint of pain exists. Although approaches such as quantitative sensory testing, neuroimaging, or inflammatory biomarkers have been explored, none have demonstrated sufficient validity or reliability to replace PROMs of pain in clinical trials [93]. In the IDD field, imaging parameters have long been proposed as surrogate outcomes, yet clinical trials have reported only sporadic cases of disc height preservation or increased disc hydration [6, 7]. Whether such structural changes can be reliably detected (or even occur) within the relatively short duration of most clinical studies remains uncertain. For example, modeling studies suggest that, even under optimistic assumptions of a linear relationship between injected cell number and glycosaminoglycan (GAG) synthesis, administration of 10 × 106 cells would restore only about 65% of the GAG content of a Pfirrmann grade 2 IVD over approximately ten years when applied to a Pfirrmann grade 3 IVD [63]. Such prolonged timeframes are fundamentally misaligned with the duration of most clinical trials and pose a significant translational constraint, apart from having doubtful clinical relevance [66]. Taken together, these observations illustrate a fundamental paradox: clinical trials in IDD rely on subjective measures to evaluate therapies whose objective structural effects are not necessarily associated with their outcomes.

Another methodological aspect that complicates the interpretation of the results of these clinical trials is the use of composite and responder-based endpoints. In addition to (or instead of) reporting mean changes and standard deviations of pain or disability scores, several studies present outcomes as the categories of participants reporting a certain score range, the proportion of patients achieving predefined thresholds of improvement, or the combination of multiple outcomes into composite measures [78-80, 89]. While these approaches may increase statistical power and provide clinically interpretable categories of therapeutic response, they may also complicate the interpretation of treatment effects, particularly when the overall mean differences between treatment groups are small [94]. Methodological studies have highlighted that composite endpoints may amplify the apparent magnitude of benefit when driven by less clinically meaningful components or when thresholds are selected post hoc [95, 96]. In conditions such as chronic LBP, where placebo responses are substantial and treatment effects are often modest, such analytical strategies may contribute to apparently positive findings despite limited absolute differences between intervention and control groups.

Taken together, the most critical limitation is inadequate patient selection, as enrolling heterogeneous populations without confirming a dominant discogenic pain source likely dilutes mechanism-specific treatment effects. This is compounded by reliance on subjective PROMs without validated objective correlates, particularly with the strong placebo responses, and by the mismatch between slow biological repair and short trial durations. In addition, incomplete reporting, including the use of composite endpoints and limited structural outcome data, further limits interpretability. Addressing these factors collectively is likely to yield the greatest improvements in trial validity and near-term translational potential.

Beyond biological and clinical uncertainties, the translation of disc biologic therapies is also constrained by substantial practical, regulatory, and economic barriers. Even when promising signals emerge from preclinical studies or early-phase clinical trials, these challenges can significantly delay or prevent broader clinical adoption [90-97].

Manufacturing complexity represents one of the most significant practical obstacles. Many biologic approaches, particularly cell-based or cell-derived therapies, require highly specialized production processes that must meet strict standards for sterility, consistency, and quality control [97-99]. Autologous therapies typically involve multistep workflows including cell harvesting, expansion, characterization, and reimplantation, each introducing logistical challenges, variability, and costs. In addition, the potency of these products may be affected by patient factors, as individuals with chronic LBP are often older and present with comorbidities that may impair the regenerative capacity of harvested cells [100, 101]. On the other hand, allogeneic approaches may offer greater scalability but introduce additional concerns related to immunogenicity, storage conditions, and long-term safety [97].

Regulatory pathways for biologic therapies are also more complex than those for conventional pharmaceuticals or medical devices. Many disc biologic interventions fall within hybrid regulatory categories such as advanced therapy medicinal products or combination products [98, 102]. These classifications require evaluation of both the biologic component and the delivery system, which may include injectable carriers, biomaterial scaffolds, or surgical transplantation techniques. Navigating these frameworks is often time-consuming and costly, particularly when long-term safety monitoring is required, and clinically meaningful endpoints remain difficult to define.

Risk–benefit considerations further complicate regulatory and clinical adoption. Discogenic LBP is not a life-threatening condition, and symptom severity often fluctuates over time. Consequently, regulatory agencies and stakeholders typically require strong evidence of safety and durable clinical benefit before accepting invasive or costly biologic interventions. Even relatively small risks related to immune reactions or unintended tissue responses may be viewed cautiously when established treatments such as rehabilitation, pharmacologic therapy, or surgery remain available. Demonstrating therapeutic efficacy is also challenging, as structural imaging changes do not consistently correlate with symptoms, while patient-reported outcomes remain subjective and highly susceptible to placebo effects [103-105].

Economic considerations add another layer of complexity. As biologic therapies frequently involve high development and manufacturing costs (translating into substantial treatment prices), healthcare systems and payers might be reluctant to reimburse such treatments without convincing evidence of long-term cost-effectiveness. Such a challenge is further amplified by the modest, delayed, or difficult-to-quantify clinical benefits assessed with conventional outcome measures. Furthermore, the absence of clear reimbursement pathways introduces uncertainty regarding commercial viability and may limit investments from industry and private stakeholders.

These considerations suggest that practical, regulatory, and economic barriers are not independent obstacles but rather downstream manifestations of unresolved biological questions and suboptimal trial design. Even when biological plausibility and early clinical promise exist, successful implementation of disc biologic therapies requires coordinated progress across scientific, regulatory, and health economic domains. Despite the large patient population and substantial market potential associated with such therapeutic tools, these challenges continue to limit the translation of regenerative medicine into widely adopted clinical pipelines.

At present, the field of disc regeneration is wandering in the dark, fearsome “valley of death” of clinical translation [77]. While the remarkable efforts of basic scientists have elucidated key aspects of IDD and laid the foundation for early translational attempts, several critical challenges persist. These include the need for more physiologically relevant in vitro systems, improved ex vivo models that accurately replicate the disc microenvironment and biomechanics, and in vivo models that better reflect the human condition.

Concurrently, clinical research must advance toward a more precise characterization of LBP, with the aim of aligning disc biology, clinical presentation, and stage of degeneration. The integration of clinical, imaging, and molecular data, supported by explainable and ethically robust AI frameworks, holds significant promise in this regard. Such approaches may ultimately reveal that biologic therapies for IDD are most effective within carefully selected patient subgroups, rather than broadly applicable across the heterogeneous chronic LBP population. In parallel, clinical trial methodology requires further refinement to account for the complexity of LBP phenotypes, particularly those influenced by psychosocial factors, which may introduce substantial confounding [90]. The adoption of stratified and adaptive trial designs may help mitigate these limitations and improve the detection of true treatment effects while reducing the risk of bias. Equally important is the need to enhance transparency, standardization, and methodological rigor in trial design and reporting. The implementation and widespread adoption of structured reporting frameworks, such as VERTEBRA [171], may facilitate reproducibility and enable more meaningful comparisons across studies.

Despite significant advances, key aspects of disc biology and treatment response remain poorly understood or assessed, underscoring the need for continued rigorous, collaborative research to translate biologic therapies into reliable clinical therapeutics. This decisive step may prompt researchers to reconsider the “regeneration dream”, as the complete restoration of the native IVD phenotype, irrespective of microenvironmental, structural, and neuroinflammatory changes occurring over decades, is likely unattainable, and its clinical relevance remains uncertain. Instead, the field should resignedly shift toward the concept of “repair”, intended as functional stabilization combined with targeted modulation of the biological processes underlying discogenic LBP.

Daisuke Sakai: writing – review and editing, supervision. Luca Ambrosio: conceptualization, investigation, writing – original draft, writing – review and editing, methodology, project administration. Gianluca Vadalà: writing – review and editing, supervision, funding acquisition. Jordy Schol: conceptualization, investigation, writing – original draft, writing – review and editing, methodology, project administration. Clara Ruiz-Fernandez: investigation, writing – original draft, writing – review and editing. Vincenzo Denaro: writing – review and editing, supervision.

This work was supported by NextGenerationEU, NRRP PNC-E3-2022-23683269 PNC-HLS-TA (CUP code: F83C22002880001).

Jordy Schol, Gianluca Vadalà, and Daisuke Sakai are Editorial Board members of JOR Spine and co-authors of this article. To minimize bias, they were excluded from all editorial decision-making related to the acceptance of this article for publication.

Data sharing not applicable to this article as no datasets were generated or analysed during the current study.

Abstract Image

迷失在翻译中:为什么椎间盘退变和腰痛的生物疗法尚未进入临床(尚未)
腰痛是世界范围内致残的主要原因,造成了巨大的社会和经济负担,影响了全球超过6亿人。根据《2021年全球疾病负担》研究报告,预计在未来25年内,腰痛的患病率将增加36.4%,其中亚洲和非洲的增幅预计最为明显,主要受人口增长的推动。这种预期的激增,加上人口逐步老龄化,将进一步扩大其社会经济影响,其影响已经可与心血管疾病、癌症和主要精神健康障碍相提并论。虽然大多数腰痛发作被归类为“非特异性”,但椎间盘退变(IDD)经常与椎间盘源性腰痛有关,并被认为是一个主要因素。在IDD的背景下,椎间盘(IVD)经历进行性细胞损失和衰老,细胞外基质(ECM)降解,脱水和椎间盘高度降低,以及明显的新血管生成和新神经形成,免疫细胞浸润和天然生物力学性能恶化[3]。尽管有这些结构改变,很大比例的椎间盘异常患者仍然没有症状。虽然在有症状的人群中,大多数疼痛会自发消退,但大约5%-10%的患者会发展为慢性腰痛,其管理仍然具有挑战性,因为没有任何保守或手术策略直接针对潜在的病理生理过程[3]。在过去的几十年里,几种生物疗法已经在临床前和临床环境中进行了研究,目的是再生退行性ivd,或者至少是诱导与椎间盘源性腰痛减轻相关的局部修复过程。这些方法包括基于细胞的治疗(特别是间充质基质细胞[MSCs])、富血小板血浆(PRP)、细胞外囊泡(ev)、生物材料、生长因子、基因治疗以及它们的各种组合[3,5,6]。尽管这些策略中的许多已经显示出令人鼓舞的“再生”结果,但从临床前研究到临床试验的转化一直不一致,并且仅限于少数产品。然而,尽管具有良好的安全性,但这些生物疗法在床边的应用通常只对疼痛和功能产生了适度的改善,在影像学上没有一致的结构修复证明。目前,临床前承诺和临床现实之间的脱节正在缓和对脊柱护理生物制剂的热情,并强调需要对停滞不前的转化管道背后的因素进行批判性评估。而不是重新审视当前的文献关于生物制剂(已在其他地方广泛审查[3,5 -7]),本研究侧重于其有限的临床翻译的决定因素。特别是,我们研究了患者选择、机制靶向以及生物学效应和临床终点之间的一致性的潜在作用。通过系统地绘制生物治疗景观和关键失败驱动因素的专题分析,我们的目标是提供当前翻译障碍的循证评估。在此分析的基础上,我们提出了一个失败知情的路线图,强调细化患者分层,改善机制、模型和终点之间的一致性,优化临床试验设计,并更清晰地定义生物制剂在脊柱护理中的战略作用。因此,这篇综述的定位不是进一步支持生物疗法,而是对迄今为止限制其临床影响的因素进行批判性评估,目的是促进更严格的、基于证据的研究,并推进以精确医学为导向的LBP治疗方法。尽管对IDD的生物学策略进行了广泛的临床前研究,但这些疗法的靶向机制仍然存在重要的不确定性。一个核心问题是修复和再生的频繁合并。许多生物干预被描述为再生,但其效果往往类似于部分修复或减轻组织损伤,而不是真正恢复椎间盘结构和功能。这种区别是至关重要的,因为成人IVD具有有限的内在再生能力,特别是在IDD的晚期。例如,IVD内软骨样组织的形成并不一定能恢复特殊的NP基质,其含有比关节软骨高得多的蛋白聚糖与II型胶原比例[50,51]。虽然间充质干细胞可以分化成软骨细胞表型,但这并不能保证产生恢复原始组织结构和生物力学功能所需的独特ECM。 然而,这些方法可能通过减缓IDD进展或用较少分解代谢或较少伤害性表型[52]替代退行性组织提供临床益处。然而,这些结果更准确地描述为修复或功能替代,而不是真正的再生。另一个未解决的问题是,IVD内哪些结构改变在生物学上是可逆的。虽然IDD的早期生化变化可能保留一定程度的可塑性,但后来的结构异常,如环裂或软骨终板(CEP)硬化可能在很大程度上代表了不可逆的病理。在正常发育和成熟过程中,通过生化和机械信号[53]调节的细胞和ECM成分的协调排列来适应不断增加的机械需求。变性破坏了这种组织,改变了原有的机械环境,产生了可能损害细胞反应和组织重塑的异常信号。生物疗法是否能克服这些慢性机械障碍仍不确定。与此同时,衰老和IDD与细胞衰老和凋亡增加有关,导致细胞数量减少和代谢无反应细胞比例增加[53,55 -57]。因此,依赖于驻留细胞反应性的生物制剂,如生长因子、PRP或基于ev的治疗,由于可活靶细胞的可用性减少,可能对晚期IDD的疗效有限。IVD的营养微环境是另一个限制因素[58-60]。作为体内最大的无血管组织,椎间盘依靠通过cep的扩散提供氧气和葡萄糖,同时清除代谢废物。IDD通过CEP钙化、CEP渗透性降低和蛋白聚糖含量下降破坏了这种转运系统,共同限制了营养物质的扩散,促进了酸性微环境[55,61,62]。计算和患者特异性扩散模型表明,许多退化ivd的营养可用性可能已经接近维持细胞活力所需的阈值。在这种情况下,增加细胞密度或代谢活动的疗法可能会进一步提高已经受到限制的生态位的需求[63-65]。虽然据报道退行性IVD含有大约1-2百万个细胞/mL,但临床研究中传递的细胞数量差异很大,从接近生理水平到超过60倍的浓度不等[7,47]。这种可变性提出了关于营养受限IVD环境下细胞存活的关键问题,以及广泛细胞死亡的潜在生物学后果,包括饥饿或凋亡后细胞内副产物的释放。尽管存在这些问题,但在现有文献中,这些方面的特征仍然很差。时间可能是另一个关键但几乎没有定义的变量。临床上,慢性腰痛患者很少出现在早期退行性阶段,这意味着结构损伤通常在治疗时已经建立。可能存在一个治疗窗口期,其中生物干预可以有意义地影响疾病进展。早期阶段,以活细胞群和部分保存的ECM结构为特征,可能仍然对生物调节有反应,而以纤维化、结构崩溃和机械不稳定为特征的晚期IDD可能超过了这种方法的修复能力。因此,许多IDD生物疗法的机制基础仍然不完全清楚[66],这突出表明需要更好地定义组织可逆性的极限、椎间盘微环境的影响以及结构改变与临床结果之间的关系。这些机制上的不确定性使生物疗法的合理设计复杂化,并可能部分解释为什么有希望的临床前研究结果没有始终转化为临床成功。IDD临床前研究的一个主要限制是物种特异性椎间盘生物学,它可以深刻地影响退变动力学、修复能力和研究治疗的成功。许多广泛使用的小动物模型,如小鼠或大鼠,提供了既定的实验控制和行为测试选项,但通常保留脊索细胞到成年期,并且在IVD大小、生物力学和运输特性上与人类不同,这些因素可能限制直接推断成人IDD[16,67,68]。由于程序可及性和椎间盘大小,兔子通常用于穿刺性IDD,同样保留脊索细胞并可能表现出相对强大的内在愈合,使其对早期评估有价值,但对于翻译可能过于乐观[69]。相比之下,大型动物模型(如: 绵羊、山羊)更接近人类IVD尺寸、CEP形态和机械环境,支持手术重复性和植入物或生物材料测试,尽管成本更高、时间更长、监管负担更高[70,71]。同样,猪模型可以提供相关的加载环境和生化相似性,但脊索细胞保留可能会根据品种而持续存在,并且实际限制通常将其用于后期验证[16,23,72]。重要的是,犬类模型说明了物种选择是如何阻碍或增强临床相关性的:非软骨营养不良品种维持脊索丰富的凝胶状NP的时间更长,并且不太具有成人IDD的代表性[73],而软骨营养不良品种则更像人类,与年龄相关的IDD,并且越来越多地被视为临床相关的中等大小模型,特别是涉及疼痛相关结果的问题[74,75]。尽管存在公认的局限性,但由于成本效益、监管期望以及在进行大型动物研究之前对这些系统的功效数据的要求,小动物模型仍然被广泛使用。即使成功诱导变性,许多模型复制IDD时也没有忠实地模拟椎间盘源性腰痛,这与人类模型没有什么不同。在椎间盘源性疼痛的研究中,大多数研究都是在啮齿动物身上进行的,并得到了已建立的行为测试电池的支持;然而,它们对人类的转化潜力仍然有限,传统成像虽然是结构变化的金标准,但不能可靠地识别椎间盘相关疼痛[43,76]。一个相关的挑战是,广泛使用的诱导模式,特别是基于穿刺的损伤模型,通常会造成急性的、外部施加的(“由外至内”)损伤,这与临床经常涉及的慢性、自发的(“由内至外”)轨迹不同。这些模型可能过分强调AF和NP的作用,而低估了cep、椎骨和后部元素的作用,这些组织可能与人类IDD和疼痛生物学有关。因此,它们更应该被视为急性损伤的模型,而不是慢性退化的模型。方法学的异质性(如针规、深度、停留时间、穿刺次数和位置等)进一步使交叉研究比较和可重复性复杂化。最后,许多临床前研究前景短期结果和替代读数(如组织学评分、MRI或生物标志物面板),而提供的耐久性和功能相关性的证据有限。结构的改善并不一定意味着椎间盘力学性能的恢复、运动节段的稳定或伤害性信号[16]的持续调节。最近的研究强调,行为分析可以提供信息,但可能受到压力、焦虑和环境条件的影响,因此需要在临床有意义的时间框架内,将结构、生物学、生物力学和疼痛相关功能结合起来,建立综合结果框架[23,67]。总的来说,这些限制要求在模型选择、疾病机制和终点选择之间进行更严格的协调,并优先考虑疾病模型和研究设计,以更好地捕获与人类相关的椎间盘生物学、疼痛相关的途径和持久的功能结果,而不是单独的短期结构替代品。与其他研究性医疗产品一样,针对IDD的生物疗法预计将通过传统的转化途径取得进展,并在进入常规临床实践之前通过1-3期临床试验证明安全性和有效性。然而,成功翻译的可能性是出了名的低。据估计,大约95%进入人体试验的候选药物最终失败,其中近一半的失败发生在已经进入晚期的3期研究中。因此,只有非常小比例的实验疗法成功地从实验室转化为临床,约为0.1%[77]。值得注意的是,尽管在IDD的体外和临床前模型中研究的绝大多数生物疗法从未进入临床试验,但许多已进入临床实践的产品主要是在非比较队列研究中进行评估,而不是在严格的随机对照试验(rct)中进行评估。迄今为止,MSCs是得到最大临床证据支持的生物疗法,迄今已发表的5项随机对照试验(包括2a期、2b期和3期研究)[78-82]。早期不受控制的报告一致地描述了治疗后LBP严重程度的实质性改善,偶尔伴有影像学上适度的结构改变。然而,这些令人鼓舞的结果在随机对照环境中明显减弱。 在一些随机对照试验中,msc治疗组和假治疗组之间的差异很小,尽管偶尔会达到统计学意义,但观察到的改善往往不能超过关键结局测量bb0的最小临床重要差异(MCID)。关于其他细胞类型,最近发表的1/2期DiscGenics试验未显示治疗组(高剂量和低剂量NP祖细胞)和对照组(仅用培养皿和生理盐水)之间有任何显著差异[83]。同样,研究椎间盘内PRP疗效的少数随机对照试验的特点是样本量小,与对照组相比往往没有显着差异[84-86]。两种NP移植策略,NOVOCART椎间盘和VIA椎间盘NP,也在随机对照试验中进行了评估。NOVOCART椎间盘包括两个阶段的过程,首先在腰椎间盘突出症椎间盘切除术期间收集自体NP细胞,扩大,然后在由人白蛋白、透明质酸和交联剂组成的基质中重悬后注射。虽然治疗导致疼痛评分适度降低,但这些改善是短暂的,并且在影像学上没有伴随有意义的结构改变。因此,这种方法的临床开发最终停止了[52,87,88]。相反,VIA Disc NP是一种可注射的人类NP异体移植物,在随机对照试验中与生理盐水进行了比较。两组在视觉模拟量表(VAS)和Oswestry残疾指数(ODI)评分方面均有临床意义的改善,VIA Disc NP组的应答率(和不良事件数量)明显更高[89]。尽管缺乏已发表的高水平临床证据,ClinicalTrials.gov等国际试验登记处列出了数十种研究IDD生物疗法的方案。在我们小组之前的一项分析中,我们报道只有26.9%的注册临床试验最终发表了同行评议的论文[90]。尽管最近发表了另外四项rct[79- 81,83],但未能完成或发表的试验比例仍然很大。从临床试验设计的角度来看,这可能反映了几个因素。首先,在大多数临床试验中忽略了腰痛和IDD之间不一致的关联,这会产生很大的选择偏倚风险。许多研究纳入了有影像学证据的IDD患者,但没有明确确定椎间盘源性疼痛的起源,因此可能包括非椎间盘源性腰痛和偶发IDD的患者。因此,纳入患者的可能性是相当大的,这些患者的症状是由其他疼痛源引起的,尽管伴有IDD,但这导致了严重的混淆。在这种情况下,椎间盘内生物治疗可能导致治疗效果的估计有偏差,因为目标组织病理可能不能代表疼痛的真正来源。其次,患者招募困难和高损耗率可能进一步影响研究的可行性和统计有效性,可能导致早期终止或严重缺乏统计效力。在已发表的试验中,随访失踪率从9%至34%不等[79],这对报告结果的内部有效性构成了重大威胁。除了给参与者带来的负担(通常包括反复的影像学检查、血液采样和冗长的问卷填写),试验损耗也可能受到安慰剂和反安慰剂效应的影响[91]。这些现象与慢性腰痛人群尤其相关,如前所述,心理困扰和焦虑是常见的,特别是在具有伤害性疼痛特征[46]的患者中。关于研究终点,大多数试验主要依赖于患者报告的结果测量(PROMs),包括疼痛强度(如VAS)、残疾(如ODI)和生活质量(如EuroQol [EQ]-5D和Short Form [SF]-36)。结构结果,包括MRI上的椎间盘高度和NP水化,经常被评估,尽管它们通常没有得到充分的报道[6,7]。PROMs本质上是主观的,容易受到多种心理和环境的影响,但在现实世界中仍然是决定治疗成功或失败的必要条件[92]。目前,尚无有效的替代疼痛终点。虽然已经探索了定量感觉测试、神经成像或炎症生物标志物等方法,但在临床试验中,没有一种方法显示出足够的有效性或可靠性来取代疼痛的PROMs[93]。在IDD领域,影像学参数一直被认为是替代结果,但临床试验仅报道了零星的椎间盘高度保持或椎间盘水化增加的病例[6,7]。 在大多数临床研究中,这种结构变化能否在相对较短的时间内被可靠地检测到(甚至发生)仍不确定。例如,建模研究表明,即使在注射细胞数量与糖胺聚糖(GAG)合成之间存在线性关系的乐观假设下,当应用于Pfirrmann 3级IVD时,10 × 106个细胞在大约十年的时间内只能恢复Pfirrmann 2级IVD中约65%的GAG含量[63]。这种延长的时间框架从根本上与大多数临床试验的持续时间不一致,除了具有可疑的临床相关性外,还构成了重大的转化限制[66]。综上所述,这些观察结果说明了一个基本的悖论:IDD的临床试验依赖于主观测量来评估治疗,其客观结构效应与结果不一定相关。另一个使这些临床试验结果解释复杂化的方法学方面是复合终点和基于应答者终点的使用。除了(或不)报告疼痛或残疾评分的平均变化和标准差外,一些研究将结局作为报告一定评分范围的参与者类别,达到预定义改善阈值的患者比例,或将多个结局组合为复合测量[78- 80,89]。虽然这些方法可能会增加统计效力,并提供临床可解释的治疗反应分类,但它们也可能使治疗效果的解释复杂化,特别是当治疗组之间的总体平均差异很小时[94]。方法学研究强调,当由临床意义较低的成分驱动时,或者当阈值是临时选择时,复合终点可能会放大获益的表观幅度[95,96]。在慢性腰痛等情况下,安慰剂反应明显,治疗效果一般,尽管干预组和对照组之间的绝对差异有限,但这种分析策略可能有助于明显的积极发现。总之,最关键的限制是患者选择不足,因为在没有确认主要椎间盘源性疼痛源的情况下招募异质人群可能会稀释机制特异性治疗效果。这是由于依赖主观的PROMs而没有经过验证的客观相关性,特别是强烈的安慰剂反应,以及缓慢的生物修复和短暂的试验持续时间之间的不匹配而加剧的。此外,不完整的报告,包括使用复合终点和有限的结构性结局数据,进一步限制了可解释性。共同解决这些因素可能会在试验效度和近期转化潜力方面产生最大的改进。除了生物学和临床的不确定性,椎间盘生物疗法的翻译也受到实际、监管和经济障碍的限制。即使在临床前研究或早期临床试验中出现了有希望的信号,这些挑战也会显著延迟或阻碍更广泛的临床应用[90-97]。制造的复杂性是最重要的实际障碍之一。许多生物疗法,特别是基于细胞或细胞衍生的疗法,需要高度专业化的生产过程,必须满足严格的无菌性、一致性和质量控制标准[97-99]。自体治疗通常涉及多步工作流程,包括细胞收集、扩增、表征和重新植入,每一步都会带来后勤挑战、可变性和成本。此外,这些产品的效力可能受到患者因素的影响,因为慢性腰痛患者通常年龄较大,并且存在可能损害收获细胞再生能力的合并症[100,101]。另一方面,同种异体方法可能提供更大的可扩展性,但引入了与免疫原性、储存条件和长期安全性相关的额外问题[97]。生物疗法的调控途径也比传统药物或医疗器械的更为复杂。许多椎间盘生物干预措施属于混合调节类别,如先进治疗药物或联合产品[98,102]。这些分类需要对生物成分和递送系统进行评估,其中可能包括可注射载体、生物材料支架或外科移植技术。在这些框架中导航通常是耗时和昂贵的,特别是在需要长期安全监测的情况下,而且临床有意义的终点仍然难以确定。风险收益方面的考虑使监管和临床应用进一步复杂化。 椎间盘源性腰痛不是危及生命的疾病,症状的严重程度往往随时间而波动。因此,在接受侵入性或昂贵的生物干预之前,监管机构和利益相关者通常需要强有力的安全性和持久临床益处的证据。即使是与免疫反应或意外组织反应相关的相对较小的风险,在现有的治疗方法(如康复、药物治疗或手术)仍然可用时,也应谨慎看待。证明治疗效果也具有挑战性,因为结构成像变化并不总是与症状相关,而患者报告的结果仍然是主观的,并且非常容易受到安慰剂效应的影响[103-105]。经济方面的考虑增加了另一层复杂性。由于生物疗法通常涉及高开发和制造成本(转化为可观的治疗价格),医疗保健系统和付款人可能不愿意在没有令人信服的长期成本效益证据的情况下报销此类治疗。这一挑战被常规结果测量评估的适度、延迟或难以量化的临床获益进一步放大。此外,由于缺乏明确的报销途径,对商业可行性产生了不确定性,并可能限制工业和私人利益相关者的投资。这些考虑表明,实际、监管和经济障碍不是独立的障碍,而是未解决的生物学问题和次优试验设计的下游表现。即使存在生物学上的合理性和早期临床前景,椎间盘生物疗法的成功实施也需要科学、监管和卫生经济领域的协调进展。尽管与这些治疗工具相关的大量患者和巨大的市场潜力,这些挑战继续限制再生医学转化为广泛采用的临床管道。目前,椎间盘再生领域徘徊在临床翻译的黑暗、可怕的“死亡之谷”中[77]。虽然基础科学家的卓越努力已经阐明了缺乏症的关键方面,并为早期的转化尝试奠定了基础,但仍存在一些关键挑战。这些包括需要更多的生理相关的体外系统,改进的离体模型,准确地复制椎间盘微环境和生物力学,以及更好地反映人类状况的体内模型。与此同时,临床研究必须朝着更精确的下腰痛特征发展,目的是将椎间盘生物学、临床表现和退变阶段结合起来。临床、影像和分子数据的整合,在可解释和道德健全的人工智能框架的支持下,在这方面具有重要的前景。这些方法可能最终揭示,IDD的生物疗法在精心挑选的患者亚组中最有效,而不是广泛适用于异质性慢性LBP人群。与此同时,临床试验方法需要进一步完善,以解释腰痛表型的复杂性,特别是那些受社会心理因素影响的表型,这可能会带来大量的混淆[90]。采用分层和适应性试验设计可能有助于减轻这些限制,提高对真正治疗效果的检测,同时降低偏倚的风险。同样重要的是需要提高试验设计和报告的透明度、标准化和方法严谨性。结构化报告框架的实施和广泛采用,如VERTEBRA[171],可以促进再现性,并使研究之间的比较更有意义。尽管取得了重大进展,但椎间盘生物学和治疗反应的关键方面仍然缺乏了解或评估,强调需要继续进行严格的合作研究,将生物疗法转化为可靠的临床治疗方法。这一决定性的步骤可能促使研究人员重新考虑“再生梦想”,因为完全恢复原生IVD表型,不考虑几十年来发生的微环境、结构和神经炎症变化,可能是不可能实现的,其临床相关性仍然不确定。相反,该领域应该顺从地转向“修复”的概念,即功能稳定与椎间盘源性腰痛生物过程的靶向调节相结合。酒井大辅:写作——审稿、编辑、监督。卢卡·安布罗西奥:概念化,调查,写作-原稿,写作-审查和编辑,方法论,项目管理。Gianluca vadalou:写作-审查和编辑,监督,资金获取。 乔迪学派:概念、调查、写作-原稿、写作-审查与编辑、方法论、项目管理。克拉拉·鲁伊兹-费尔南德斯:调查,写作-原稿,写作-审查和编辑。文森佐·德纳罗:写作——审查、编辑、监督。本工作得到NextGenerationEU的支持,NRRP PNC-E3-2022-23683269 PNC-HLS-TA (CUP代码:F83C22002880001)。Jordy school、Gianluca vadal<e:1>和Daisuke Sakai是JOR Spine的编辑委员会成员,也是本文的共同作者。为了尽量减少偏倚,他们被排除在与接受这篇文章发表有关的所有编辑决策之外。数据共享不适用于本文,因为在当前研究期间没有生成或分析数据集。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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来源期刊
JOR Spine
JOR Spine ORTHOPEDICS-
CiteScore
6.40
自引率
18.90%
发文量
42
审稿时长
10 weeks
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