Antibody–drug conjugate combined with chemoimmunotherapy: Redefining the neoadjuvant strategy for human epidermal growth factor receptor 2-overexpressing locally advanced gastric cancer

IF 3.1
Shulun Nie, Cunliang Wang, Xiaolan Cao, Shuyi Song, Yu Wang
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According to the 2022 global cancer statistics, approximately 968 000 new cases and 660 000 deaths from gastric cancer were reported, ranking fifth in both incidence and mortality among all malignancies.<span><sup>1</sup></span> China bears an especially heavy burden of gastric cancer, with 359 000 newly diagnosed cases and 260 000 deaths in 2022, accounting for 37% and 39% of the global totals, respectively.<span><sup>2</sup></span> Because early-stage disease is often clinically silent, most patients are diagnosed at a locally advanced or metastatic stage, resulting in an extremely poor prognosis. Although conventional cytotoxic chemotherapy can delay disease progression to some extent, its limited efficacy has accelerated the development of precision treatment strategies based on molecular classification in gastric cancer. Human epidermal growth factor receptor 2 (HER2) is one of the most clinically relevant and therapeutically actionable biomarkers in gastric cancer, with HER2 positivity detected in approximately 15% of gastric cancer.<span><sup>3</sup></span> HER2-positive gastric cancer is typically associated with increased tumour aggressiveness and inferior clinical outcomes.<span><sup>4</sup></span> Although trastuzumab plus chemotherapy has become the standard first-line regimen for advanced HER2-positive gastric cancer, the optimal perioperative and neoadjuvant treatment strategy for this subgroup remains undefined. Moreover, pathological response rates in previous exploratory studies have remained unsatisfactory; notably, the NEOHX trial reported a pathological complete response (pCR) rate of only 9.6% with perioperative trastuzumab combined with XELOX,<span><sup>5</sup></span> whereas neoadjuvant trastuzumab deruxtecan monotherapy in the EPOC2003 study achieved a pCR rate of merely 3.7% and a major pathological response (MPR) rate of 14.8%.<span><sup>6</sup></span> Accordingly, the development of more effective perioperative and neoadjuvant regimens aimed at improving R0 resection rates, reducing recurrence risk and enhancing long-term survival remains a major unmet clinical need.</p><p>Against this background, the study by Wang et al.<span><sup>7</sup></span> provides encouraging preliminary evidence for addressing these therapeutic challenges. The authors reported a novel triplet regimen consisting of the HER2-targeted antibody–drug conjugate (ADC) disitamab vedotin (DV, RC48), the programmed death-1 (PD-1) inhibitor camrelizumab and the oral fluoropyrimidine S-1 as neoadjuvant therapy for HER2-overexpressing locally advanced gastric or gastroesophageal junction (G/GEJ) cancer. Among the 24 patients who subsequently underwent D2 gastrectomy, the pCR rate reached 25.0%, the MPR rate was 45.8%, and the R0 resection rate was 100%; in the full analysis set, the objective response rate (ORR) reached 80.0%. Compared with previously reported historical data,<span><sup>5, 6</sup></span> these outcomes are particularly striking, suggesting that the integration of ADCs with immunotherapy and chemotherapy may represent an important advance in the neoadjuvant management of HER2-overexpressing G/GEJ cancer. In addition, although limited by the small sample size, the exploratory circulating tumour DNA (ctDNA) methylation analysis showed a dynamic decline in tumour fraction during treatment and demonstrated concordance between plasma ERBB2 copy number gain and tissue HER2 status, thereby supporting the potential utility of liquid biopsy for molecular response monitoring in this setting (Figure 1).</p><p>The biological rationale for combining an HER2-targeted ADC, a PD-1 inhibitor, and chemotherapy in the perioperative and neoadjuvant treatment of HER2-overexpressing G/GEJ cancer is compelling. RC48 delivers the microtubule-disrupting payload monomethyl auristatin E (MMAE) specifically to HER2-expressing tumour cells. Previous Phase II studies have shown that this agent has promising antitumour activity and a manageable safety profile in patients with HER2-overexpressing locally advanced or metastatic G/GEJ cancer.<span><sup>8</sup></span> Accumulating evidence further suggests that MMAE release may induce immunogenic cell death, promote dendritic cell maturation and enhance cross-presentation of tumour antigens, thereby reshaping the tumour immune microenvironment into a more immunologically favourable state.<span><sup>9, 10</sup></span> This mechanistic synergy may partly explain the favourable pathological response rates observed in the present study, particularly the comparable efficacy between HER2 immunohistochemistry (IHC) 2+ and IHC 3+ tumours, as well as the higher ORR among patients with PD-ligand-1 (PD-L1) combined positive score ≥1.<span><sup>7</sup></span> These findings align with the growing recognition that ADCs may exert not only direct cytotoxic effects but also immunomodulatory activity, potentially converting immunologically ‘cold’ tumours into ‘hot’ tumours and thereby enhancing the efficacy of immune checkpoint blockade.<span><sup>9, 10</sup></span> A Phase I trial evaluating RC48 in combination with PD-1 blockade in HER2-expressing advanced solid tumours has also provided preliminary evidence supporting the safety and antitumour activity of this combinational approach.<span><sup>11</sup></span></p><p>Nevertheless, the authors appropriately acknowledged several important limitations, including the single-arm design, limited sample size and relatively short follow-up, all of which indicate that the current findings should still be regarded as preliminary. Notably, univariate logistic regression failed to identify significant predictors of pCR or MPR, underscoring the need for larger biomarker-stratified studies to improve patient selection and response prediction. Even so, this work remains conceptually important because it demonstrates the feasibility and potential therapeutic value of ADCs-based chemoimmunotherapy in the neoadjuvant setting for HER2-overexpressing G/GEJ cancer, while also extending treatment concepts established in advanced disease, including those from the KEYNOTE-811 trial,<span><sup>12</sup></span> into the perioperative and neoadjuvant treatment setting.</p><p>Beyond its direct efficacy findings, this study also prompts broader reconsideration of how perioperative and neoadjuvant HER2-driven G/GEJ cancer should be classified and managed. Historically, HER2-targeted therapy in gastric cancer has largely been restricted to advanced or metastatic disease, in part because early adjuvant studies yielded disappointing results. For example, subgroup analyses of the ToGA trial did not demonstrate a definitive survival benefit from trastuzumab in patients with HER2-positive locally advanced gastric cancer.<span><sup>13</sup></span> However, the treatment landscape is now evolving rapidly. The recent MATTERHORN trial showed that perioperative durvalumab combined with the 5-fluorouracil, leucovorin, oxaliplatin and docetaxel (FLOT) regimen improved event-free survival in patients with resectable G/GEJ cancer and increased the pCR rate from 7.2% to 19.2%.<span><sup>14</sup></span> In parallel, the INNOVATION trial is evaluating perioperative trastuzumab with or without pertuzumab in this setting.<span><sup>15</sup></span> Collectively, these studies suggest that multimodal strategies integrating targeted therapy and immunotherapy are emerging as a major direction in the management of resectable G/GEJ cancer. The incorporation of an ADC into the neoadjuvant setting in the present study further strengthens this evolving therapeutic paradigm.<span><sup>7</sup></span> The favourable pCR and MPR rates, together with the 100% R0 resection rate and 66.7% nodal downstaging rate, indicate that the combination of RC48, camrelizumab and S-1 may achieve an effective control of both the primary tumour and regional nodal disease, thereby potentially lowering the risks of local recurrence and distant dissemination (Figure 1).</p><p>Importantly, the regimen exhibited an overall manageable safety profile, with grade ≥3 treatment-related adverse events reported in 31.3% of patients, predominantly haematologic toxicities, and no perioperative surgical complications observed.<span><sup>7</sup></span> Although these findings require validation in larger cohorts, they nonetheless support the feasibility of applying this triplet strategy without delaying definitive surgery. In addition, although exploratory in nature, the ctDNA methylation analysis suggests that non-invasive molecular monitoring may dynamically reflect treatment-related reductions in tumour burden, offering a potential tool for early response assessment and minimal residual disease detection.<span><sup>16</sup></span> However, these observations should be interpreted with caution, as the limited sample size, single-centre design and lack of a control group in the ctDNA analysis restrict the generalizability of the findings. Future studies should therefore prioritize large-scale, multicentre, randomized controlled trial designs with extended survival follow-up and integrated biomarker programmes to prospectively validate predictive and pharmacodynamic markers, including ctDNA dynamics, tumour immune microenvironment features and HER2 heterogeneity.</p><p>Finally, this study highlights several important translational and clinical research directions worthy of further investigation. 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引用次数: 0

Abstract

Gastric cancer is one of the malignancies that pose a serious threat to human health worldwide. According to the 2022 global cancer statistics, approximately 968 000 new cases and 660 000 deaths from gastric cancer were reported, ranking fifth in both incidence and mortality among all malignancies.1 China bears an especially heavy burden of gastric cancer, with 359 000 newly diagnosed cases and 260 000 deaths in 2022, accounting for 37% and 39% of the global totals, respectively.2 Because early-stage disease is often clinically silent, most patients are diagnosed at a locally advanced or metastatic stage, resulting in an extremely poor prognosis. Although conventional cytotoxic chemotherapy can delay disease progression to some extent, its limited efficacy has accelerated the development of precision treatment strategies based on molecular classification in gastric cancer. Human epidermal growth factor receptor 2 (HER2) is one of the most clinically relevant and therapeutically actionable biomarkers in gastric cancer, with HER2 positivity detected in approximately 15% of gastric cancer.3 HER2-positive gastric cancer is typically associated with increased tumour aggressiveness and inferior clinical outcomes.4 Although trastuzumab plus chemotherapy has become the standard first-line regimen for advanced HER2-positive gastric cancer, the optimal perioperative and neoadjuvant treatment strategy for this subgroup remains undefined. Moreover, pathological response rates in previous exploratory studies have remained unsatisfactory; notably, the NEOHX trial reported a pathological complete response (pCR) rate of only 9.6% with perioperative trastuzumab combined with XELOX,5 whereas neoadjuvant trastuzumab deruxtecan monotherapy in the EPOC2003 study achieved a pCR rate of merely 3.7% and a major pathological response (MPR) rate of 14.8%.6 Accordingly, the development of more effective perioperative and neoadjuvant regimens aimed at improving R0 resection rates, reducing recurrence risk and enhancing long-term survival remains a major unmet clinical need.

Against this background, the study by Wang et al.7 provides encouraging preliminary evidence for addressing these therapeutic challenges. The authors reported a novel triplet regimen consisting of the HER2-targeted antibody–drug conjugate (ADC) disitamab vedotin (DV, RC48), the programmed death-1 (PD-1) inhibitor camrelizumab and the oral fluoropyrimidine S-1 as neoadjuvant therapy for HER2-overexpressing locally advanced gastric or gastroesophageal junction (G/GEJ) cancer. Among the 24 patients who subsequently underwent D2 gastrectomy, the pCR rate reached 25.0%, the MPR rate was 45.8%, and the R0 resection rate was 100%; in the full analysis set, the objective response rate (ORR) reached 80.0%. Compared with previously reported historical data,5, 6 these outcomes are particularly striking, suggesting that the integration of ADCs with immunotherapy and chemotherapy may represent an important advance in the neoadjuvant management of HER2-overexpressing G/GEJ cancer. In addition, although limited by the small sample size, the exploratory circulating tumour DNA (ctDNA) methylation analysis showed a dynamic decline in tumour fraction during treatment and demonstrated concordance between plasma ERBB2 copy number gain and tissue HER2 status, thereby supporting the potential utility of liquid biopsy for molecular response monitoring in this setting (Figure 1).

The biological rationale for combining an HER2-targeted ADC, a PD-1 inhibitor, and chemotherapy in the perioperative and neoadjuvant treatment of HER2-overexpressing G/GEJ cancer is compelling. RC48 delivers the microtubule-disrupting payload monomethyl auristatin E (MMAE) specifically to HER2-expressing tumour cells. Previous Phase II studies have shown that this agent has promising antitumour activity and a manageable safety profile in patients with HER2-overexpressing locally advanced or metastatic G/GEJ cancer.8 Accumulating evidence further suggests that MMAE release may induce immunogenic cell death, promote dendritic cell maturation and enhance cross-presentation of tumour antigens, thereby reshaping the tumour immune microenvironment into a more immunologically favourable state.9, 10 This mechanistic synergy may partly explain the favourable pathological response rates observed in the present study, particularly the comparable efficacy between HER2 immunohistochemistry (IHC) 2+ and IHC 3+ tumours, as well as the higher ORR among patients with PD-ligand-1 (PD-L1) combined positive score ≥1.7 These findings align with the growing recognition that ADCs may exert not only direct cytotoxic effects but also immunomodulatory activity, potentially converting immunologically ‘cold’ tumours into ‘hot’ tumours and thereby enhancing the efficacy of immune checkpoint blockade.9, 10 A Phase I trial evaluating RC48 in combination with PD-1 blockade in HER2-expressing advanced solid tumours has also provided preliminary evidence supporting the safety and antitumour activity of this combinational approach.11

Nevertheless, the authors appropriately acknowledged several important limitations, including the single-arm design, limited sample size and relatively short follow-up, all of which indicate that the current findings should still be regarded as preliminary. Notably, univariate logistic regression failed to identify significant predictors of pCR or MPR, underscoring the need for larger biomarker-stratified studies to improve patient selection and response prediction. Even so, this work remains conceptually important because it demonstrates the feasibility and potential therapeutic value of ADCs-based chemoimmunotherapy in the neoadjuvant setting for HER2-overexpressing G/GEJ cancer, while also extending treatment concepts established in advanced disease, including those from the KEYNOTE-811 trial,12 into the perioperative and neoadjuvant treatment setting.

Beyond its direct efficacy findings, this study also prompts broader reconsideration of how perioperative and neoadjuvant HER2-driven G/GEJ cancer should be classified and managed. Historically, HER2-targeted therapy in gastric cancer has largely been restricted to advanced or metastatic disease, in part because early adjuvant studies yielded disappointing results. For example, subgroup analyses of the ToGA trial did not demonstrate a definitive survival benefit from trastuzumab in patients with HER2-positive locally advanced gastric cancer.13 However, the treatment landscape is now evolving rapidly. The recent MATTERHORN trial showed that perioperative durvalumab combined with the 5-fluorouracil, leucovorin, oxaliplatin and docetaxel (FLOT) regimen improved event-free survival in patients with resectable G/GEJ cancer and increased the pCR rate from 7.2% to 19.2%.14 In parallel, the INNOVATION trial is evaluating perioperative trastuzumab with or without pertuzumab in this setting.15 Collectively, these studies suggest that multimodal strategies integrating targeted therapy and immunotherapy are emerging as a major direction in the management of resectable G/GEJ cancer. The incorporation of an ADC into the neoadjuvant setting in the present study further strengthens this evolving therapeutic paradigm.7 The favourable pCR and MPR rates, together with the 100% R0 resection rate and 66.7% nodal downstaging rate, indicate that the combination of RC48, camrelizumab and S-1 may achieve an effective control of both the primary tumour and regional nodal disease, thereby potentially lowering the risks of local recurrence and distant dissemination (Figure 1).

Importantly, the regimen exhibited an overall manageable safety profile, with grade ≥3 treatment-related adverse events reported in 31.3% of patients, predominantly haematologic toxicities, and no perioperative surgical complications observed.7 Although these findings require validation in larger cohorts, they nonetheless support the feasibility of applying this triplet strategy without delaying definitive surgery. In addition, although exploratory in nature, the ctDNA methylation analysis suggests that non-invasive molecular monitoring may dynamically reflect treatment-related reductions in tumour burden, offering a potential tool for early response assessment and minimal residual disease detection.16 However, these observations should be interpreted with caution, as the limited sample size, single-centre design and lack of a control group in the ctDNA analysis restrict the generalizability of the findings. Future studies should therefore prioritize large-scale, multicentre, randomized controlled trial designs with extended survival follow-up and integrated biomarker programmes to prospectively validate predictive and pharmacodynamic markers, including ctDNA dynamics, tumour immune microenvironment features and HER2 heterogeneity.

Finally, this study highlights several important translational and clinical research directions worthy of further investigation. First, the responses observed in patients with HER2 IHC 2+ tumours, who are traditionally considered less suitable for standard anti-HER2 therapy, suggest that ADCs-based approaches may broaden the therapeutic scope beyond the conventional HER2-amplified population.11 Second, incorporating ctDNA methylation analysis into perioperative and neoadjuvant trials may facilitate adaptive treatment strategies based on molecular response, allowing real-time intensification or de-intensification according to residual disease status.16 Furthermore, the combination of ADCs and PD-1 inhibitors raises an important hypothesis for future study: The immunomodulatory properties of ADCs may enhance immunotherapy efficacy even in PD-L1-low or microsatellite stable/mismatch repair proficient tumours.17 As perioperative and neoadjuvant treatment strategies for G/GEJ cancer continue to evolve toward precision oncology, the major challenge lies not only in developing more effective therapeutic regimens, but also in identifying the most appropriate treatment combinations for the right patients at the optimal stage of therapy.18 Studies such as this provide an important foundation for achieving that goal. In summary, Wang et al.7 conducted a timely and well-designed translational study that offers a promising neoadjuvant strategy and preliminary supportive evidence for HER2-overexpressing G/GEJ cancer. Although confirmation in larger randomized studies is still required, this work represents a meaningful advance in the perioperative and neoadjuvant management of this complex disease and further promotes the development of more effective, biomarker-guided and biologically rational treatment strategies (Figure 1).

Shulun Nie and Yu Wang jointly wrote the original draft. Cunliang Wang and Xiaolan Cao contributed to the review and editing of the final manuscript. Shuyi Song was responsible for figure preparation and layout. All authors reviewed and approved the final version of the manuscript.

The authors declare no conflicts of interest.

No external funding was received for this study.

This is an Invited Letter and does not involve original human or animal research.

Not applicable, as this manuscript does not contain any data from individual persons in any form.

No new data were generated or analysed in this study.

Abstract Image

抗体-药物结合化学免疫治疗:重新定义人表皮生长因子受体2过表达的局部晚期胃癌的新辅助策略
9,10一项评估RC48联合PD-1阻断治疗表达her2的晚期实体瘤的I期试验也提供了初步证据,支持这种联合治疗方法的安全性和抗肿瘤活性。然而,作者适当地承认了一些重要的局限性,包括单臂设计、有限的样本量和相对较短的随访,所有这些都表明目前的研究结果仍应被视为初步的。值得注意的是,单变量逻辑回归未能确定pCR或MPR的重要预测因子,这强调了需要更大规模的生物标志物分层研究来改善患者选择和反应预测。即便如此,这项工作在概念上仍然很重要,因为它证明了基于adcs的化学免疫治疗在her2过表达的G/GEJ癌的新辅助治疗中的可行性和潜在治疗价值,同时也将晚期疾病的治疗概念(包括KEYNOTE-811试验)扩展到围手术期和新辅助治疗环境。除了直接的疗效发现外,这项研究还促使人们更广泛地重新考虑如何对围手术期和新辅助her2驱动的G/GEJ癌进行分类和治疗。从历史上看,胃癌的her2靶向治疗在很大程度上仅限于晚期或转移性疾病,部分原因是早期辅助研究的结果令人失望。例如,ToGA试验的亚组分析并没有证明曲妥珠单抗对her2阳性局部晚期胃癌患者有明确的生存获益然而,治疗前景正在迅速发展。最近的MATTERHORN试验显示,围手术期durvalumab联合5-氟尿嘧啶、亚叶酸钙、奥沙利铂和多西紫杉醇(FLOT)方案改善了可切除的G/GEJ癌患者的无事件生存率,并将pCR率从7.2%提高到19.2%与此同时,创新试验正在评估围手术期曲妥珠单抗联合或不联合帕妥珠单抗的情况总的来说,这些研究表明,结合靶向治疗和免疫治疗的多模式策略正在成为可切除G/GEJ癌治疗的主要方向。在目前的研究中,将ADC纳入新辅助治疗进一步加强了这种不断发展的治疗模式良好的pCR和MPR率,以及100%的R0切除率和66.7%的淋巴结降期率,表明RC48、camrelizumab和S-1联合使用可以有效控制原发肿瘤和区域淋巴结疾病,从而降低局部复发和远处传播的风险(图1)。重要的是,该方案显示出总体可控的安全性,31.3%的患者报告了≥3级治疗相关不良事件,主要是血液学毒性,未观察到围手术期手术并发症尽管这些发现需要在更大的队列中进行验证,但它们仍然支持在不延迟最终手术的情况下应用这种三胞胎策略的可行性。此外,尽管ctDNA甲基化分析本质上是探索性的,但它表明,非侵入性分子监测可能动态地反映与治疗相关的肿瘤负担减少,为早期反应评估和最小残留疾病检测提供了一种潜在的工具然而,这些观察结果应该谨慎解释,因为有限的样本量、单中心设计和ctDNA分析中缺乏对照组限制了研究结果的普遍性。因此,未来的研究应优先考虑大规模,多中心,随机对照试验设计,延长生存随访和综合生物标志物计划,以前瞻性地验证预测和药效学标志物,包括ctDNA动力学,肿瘤免疫微环境特征和HER2异质性。最后,本研究强调了值得进一步研究的几个重要的转化和临床研究方向。首先,在传统上被认为不太适合标准抗HER2治疗的HER2 IHC 2+肿瘤患者中观察到的反应表明,基于adc的方法可能会拓宽治疗范围,超出传统的HER2扩增人群其次,将ctDNA甲基化分析纳入围手术期和新辅助试验可能有助于基于分子反应的适应性治疗策略,允许根据残留疾病状态实时强化或去强化此外,adc与PD-1抑制剂的结合为未来的研究提出了一个重要的假设:adc的免疫调节特性可能会提高pd - l1低或微卫星稳定/错配修复熟练肿瘤的免疫治疗效果。 随着G/GEJ癌的围手术期和新辅助治疗策略不断向精确肿瘤学发展,主要的挑战不仅在于开发更有效的治疗方案,而且在于确定在最佳治疗阶段为合适的患者提供最合适的治疗组合诸如此类的研究为实现这一目标提供了重要的基础。综上所述,Wang等人7进行了一项及时且设计良好的转化研究,为her2过表达的G/GEJ癌提供了一种有希望的新辅助治疗策略和初步的支持性证据。虽然还需要更大规模的随机研究来证实,但这项工作代表了这种复杂疾病的围手术期和新辅助治疗的有意义的进步,并进一步促进了更有效、生物标志物引导和生物合理治疗策略的发展(图1)。聂树伦和王宇共同撰写了初稿。王存良、曹晓兰参与了定稿的审核和编辑。宋舒一负责人物的准备和布置。所有作者都审阅并批准了手稿的最终版本。作者声明无利益冲突。本研究未收到外部资助。这是一封邀请信,不涉及原始的人类或动物研究。不适用,因为本手稿不包含任何形式的个人数据。本研究没有产生或分析新的数据。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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