Reviewer recommendations and editorial outcomes in peer review: a longitudinal analysis of agreement and disagreement across review rounds.

IF 9.6 Q1 ETHICS
Carlos De Las Cuevas
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引用次数: 0

Abstract

Background: Peer review is often portrayed as a consensus-driven process in which reviewer recommendations largely determine editorial decisions. However, manuscript-level evidence describing how reviewer disagreement unfolds across review rounds-and how it is resolved in routine editorial practice-remains limited.

Methods: We conducted a meta-research analysis of anonymized editorial data from Healthcare (MDPI, Basel, Switzerland; ISSN 2227-9032) (2021-2025), including manuscripts that were ultimately published and manuscripts rejected after external peer review. Reviewer recommendations (accept, minor revision, major revision, reject) were examined at the manuscript level across review rounds. Alignment between reviewer recommendations and editorial outcomes was assessed primarily using the majority recommendation in the final review round, applying a conservative tie-breaking rule (reject > major > minor > accept). Reviewer discordance was defined as the presence of two or more distinct recommendation categories within a review round. Longitudinal trajectories from first to final round were analyzed, with sensitivity analyses using alternative definitions of unfavorable recommendations. The analysis was conducted using anonymized editorial records. The author did not access identifiable reviewer or author information, and the dataset was analyzed in aggregated form to minimize the risk of re-identification.

Results: The analysis included 12,187 published manuscripts and 3,819 rejected manuscripts, corresponding to 21,497 and 5,189 review-round records, respectively. Reviewer discordance was common in the first round for both published and rejected manuscripts (74.8% and 85.8%). Across rounds, discordance declined markedly among published manuscripts (to 29.3% in the final round) but remained high among rejected manuscripts (71.4%). Overall alignment between the majority recommendation in the final round and the editorial outcome was high (≈88%) but not absolute: 6.3% of published manuscripts had a majority recommendation of rejection in the final round, and 8.0% retained at least one rejection recommendation. Longitudinally, discordance was frequently resolved among published manuscripts (53.1% transitioned from discordant to concordant), whereas it often persisted among rejected manuscripts (61.4% remained discordant).

Conclusions: In routine practice, peer review functions less as a voting mechanism and more as an adjudicative process in which editorial judgment integrates heterogeneous reviewer input. The asymmetric resolution of disagreement across outcomes underscores the central role of editorial decision-making when reviewer recommendations diverge.

同行评议中的审稿人建议和编辑结果:跨审评轮一致和不一致的纵向分析。
背景:同行评议通常被描述为一个共识驱动的过程,在这个过程中,审稿人的建议在很大程度上决定了编辑的决定。然而,描述审稿人意见分歧如何在审稿轮中展开以及如何在日常编辑实践中解决的手稿级证据仍然有限。方法:我们对来自Healthcare (MDPI, Basel, Switzerland; ISSN 2227-9032)(2021-2025)的匿名编辑数据进行了荟萃研究分析,包括最终发表的稿件和外部同行评审后被拒绝的稿件。审稿人的建议(接受、小修改、大修改、拒绝)在审稿阶段进行审查。审稿人建议和编辑结果之间的一致性评估主要使用最后一轮评审中的多数建议,采用保守的平局规则(拒绝>主要>次要>接受)。审稿人不一致被定义为在一轮评审中存在两个或两个以上不同的推荐类别。从第一轮到最后一轮的纵向轨迹进行了分析,并使用不利建议的替代定义进行了敏感性分析。分析是使用匿名编辑记录进行的。作者没有访问可识别的审稿人或作者信息,数据集以汇总形式进行分析,以尽量减少重新识别的风险。结果:共纳入12187篇已发表稿件和3819篇被拒稿,分别对应21497篇和5189篇审稿记录。第一轮审稿人不一致在已发表稿件和被拒稿件中都很常见(分别为74.8%和85.8%)。在几轮中,已发表稿件的不一致性显著下降(最后一轮为29.3%),但被拒稿件的不一致性仍然很高(71.4%)。最后一轮的多数建议与编辑结果之间的总体一致性很高(≈88%),但不是绝对的:6.3%的已发表论文在最后一轮中有多数建议拒绝,8.0%保留至少一个拒绝建议。纵向上,已发表稿件的不一致性得到了解决(53.1%的稿件从不一致性过渡到一致性),而被拒绝稿件的不一致性经常持续存在(61.4%的稿件仍然不一致性)。结论:在日常实践中,同行评议与其说是一种投票机制,不如说是一种评审过程,在这一过程中,编辑判断整合了异质审稿人的意见。结果分歧的不对称解决强调了审稿人建议分歧时编辑决策的核心作用。
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