Keep on Talking! The Resilience of Multilateral Communications in EU Foreign Policy

IF 3.3 1区 社会学 Q1 ECONOMICS
Jcms-Journal of Common Market Studies Pub Date : 2026-04-06 Epub Date: 2024-09-26 DOI:10.1111/jcms.13691
Helene Sjursen, Federica Bicchi, Marianna Lovato
{"title":"Keep on Talking! The Resilience of Multilateral Communications in EU Foreign Policy","authors":"Helene Sjursen,&nbsp;Federica Bicchi,&nbsp;Marianna Lovato","doi":"10.1111/jcms.13691","DOIUrl":null,"url":null,"abstract":"<p>As argued in the introduction to this symposium, the current context of increased political uncertainty has triggered renewed interest in the importance of norms in international relations (Costa et. al. <span>2024</span>). Most particularly, research has debated to what extent norms are resilient when faced with increasing contestation (Deitelhoff and Zimmermann, <span>2020</span>; Wiener, <span>2014</span>; Zimmermann, <span>2017</span>). We contribute to this debate through an analysis of EU foreign policy. Weakly institutionalised and not legally enforceable, it is primarily held together through voluntary compliance with common norms. Scholars have argued that the rising contestation of foreign policy, particularly from populist right-wing governments, would likely threaten the EU's ability to negotiate – and enforce – decisions in the area of foreign policy (Balfour and Lehne, <span>2024</span>, p. 6).</p><p>One of the first symptoms of such a development would be the fragmentation of multilateral communications between member states and the break-up of the ‘community of information’ that exists amongst the EU-27 (de Schoutheete, <span>1980</span>). And yet, European diplomats have remained remarkably committed to a multilateral process of communication, despite the strong incentives to move to bilateral or ‘minilateral’ (Foster and Mosser, <span>2024</span>; Jørgensen, <span>2011</span>) communications, made all the easier by the flexibility and ‘shareability’ of digital communications (Adler-Nissen and Drieschova, <span>2019</span>). In this article, we ask: how this can be? How can we account for the resilience of multilateral communications between member states?</p><p>Pointing to the normative quality of procedural norms as the main reason for member states' commitment to multilateralism, we fill a gap in the literature on EU foreign policy as well as in that on the resilience of norms in international relations. The literature on norms in EU foreign policy tends to concentrate on the role of substantive norms, whilst it considers procedural norms only from a functional perspective. We argue instead that <i>procedural</i> norms in the EU have sustained multilateralism during a profound exogenous shock such as the digitalisation of communications.</p><p>Our findings are based on quantitative data on COREU traffic made available by the General Secretariat of the Council, as well as eight interviews with European correspondents based in member states' Ministries of Foreign Affairs (MFAs). The latter group can speak authoritatively on the multilateral nature of internal EU communications as they are in charge of receiving, sorting and transmitting messages from and to other capitals and EU institutions.\n1</p><p>The article proceeds in two steps. First, we outline our theoretical argument. We start by distinguishing between procedural and substantive norms, highlighting that procedural norms are engrained in the backbone of any international organisation. We further clarify what the procedural norms within EU foreign policy are and what role they play. Suggesting a move away from an understanding of procedural norms as having merely a functional role in EU foreign policy, we analyse their normative qualities and suggest they reflect basic criteria for a ‘due process’. In the second part of the article, we show how the COREU system, which has been carrying multilateral communications amongst EC/EU member states since the 1970s, established a process of communication that followed a ‘due process’. We then show how member states remained committed to this multilateral form of communication, even when the transition to digital means of communication threatened to erode this multilateral communication system. In the concluding part of the article, we return to the question of the resilience of procedural norms in EU foreign policy, questioning whether they can still survive systematic contestation in the long term, and indicating avenues for further research.</p><p>The EU is an unorthodox actor in international affairs. Whilst it disposes of limited means of coercion, it can sustain a common policy that allows it to impact on world affairs. How is it possible that European states, with their different histories, experiences, traditions and alliances manage to agree on a common foreign policy? Why does this foreign policy hang together in the face of increasing contestation? If EU foreign policy were held together merely through compromises, it would be unstable, as member states would defect when presented with more attractive alternatives. Whilst EU foreign policy remains more fragile than the rest of the EU, as compliance with decisions is voluntary, it has been surprisingly robust (Risse, <span>2011</span>; Sjursen, <span>2015</span>). This observation has brought scholars, coming from different theoretical perspectives, to consider that EU foreign policy is held together through something more than a ‘[…] mutual agreement about [its] advantageousness or through the use of coercive power’ (Eriksen and Weigård, <span>1997</span>, pp. 224–225).\n2</p><p>Starting out in the late 1960s with informal meetings in which the foreign ministers of member states discussed foreign policy matters of common interest, a set of specific ways of making foreign policy together has gradually developed (Gstöhl and Schunz, <span>2021</span>; Smith, <span>2004</span>). Sceptics to the notion that the EU would ever develop an actual foreign policy, held that it would never be more than a ‘talking shop’ (Hill, <span>1993</span>; Hyde-Price, <span>2006</span>; Menon, <span>2013</span>). Yet, the EU's response to Russia's war against Ukraine, amongst others through its sustained sanctions regime, testifies to the ability of member states to make collective decisions and act on them (Fiott, <span>2023</span>).\n3 We suggest that the ‘mere talk’ between member states is not necessarily ‘cheap talk’ and should be further scrutinised, as it is through talking and practical engagement that member states can arrive at a common understanding of what to do. Building on existing insights into how EU foreign policy hangs together (cf. Brøgger, <span>2023</span>; Elgström and Smith, <span>2006</span>; Tonra, <span>2003</span>; Sjursen, <span>2015</span>; Risse, <span>2011</span>), we hold that it can be helpful to analyse how ‘talk’ and communications between states actually work, and to identify what kinds of procedural norms guide this communication.</p><p>The dedicated communication system developed within the CFSP well exemplifies the points above. The need not only for new information but also for the development of shared understandings in foreign affairs in-between meetings incentivized member states and EU institutions to develop the COREU network, short for CORrespondence EUropéenne. The COREU network is a cyphered sophisticated telex system that has been the backbone of official communications in the EU foreign policy system since 1973. As digital technologies evolved, however, the COREU system has proved to be often too slow and cumbersome for the ever-increasing pace of European diplomacy. Its use has thus declined dramatically (Bicchi and Lovato, <span>2023</span>, p. 200). Yet, the rigidly multilateral format that the COREU dictates has continued to structure newer forms of EU foreign policy communications. Transposed in email and texting communications, the same structure of communications has remained despite the potentially infinite possibilities for fragmentation that email, and texting could deliver. Instead of using the transition to a different digital system to weaken multilateral practices, actors in the EU foreign policy system have replicated the original COREU system with newer digital means. Procedural rules and due process have de facto provided the multilateral blueprint around which the new digital means of communications have coalesced. In what follows, we will provide a brief overview of the COREU network's multilateral features, before moving to the transition of EU foreign policy communications to email and texting.</p><p>Created shortly after the institutionalization of European Political Cooperation in 1970, the COREU network aimed at continuing consultations and exchange of information between member states in-between meetings (Bicchi and Carta, <span>2011</span>). It was an early example in which member states combined in-person and technologically mediated diplomatic exchanges. So-called European correspondents within each MFA were tasked with drafting summaries and monitoring the implementation of political co-operation. The COREU network soon expanded, not only circulating drafts, agendas and policy proposals but also allowing for negotiations and decision making via the silent assent procedure, according to which a proposal is adopted unless expressly vetoed by a participant in the system. It became a huge success, establishing a ‘community of practitioners’ sharing the practice of multilateral communication about EU foreign policy (Bicchi, <span>2011</span>).</p><p>The COREU network has always been rigidly multilateral. The system works by simultaneously ‘joining up’ existing national and EU communication networks at a single point of contact (the European correspondent) for each actor. In layman's terms, each member state has two main computers for receiving communications, one in the capital and one in the Permanent Representation in Brussels, whereas the other EU participants (the EEAS, the European Commission and the Council's General Secretariat) have only one. Over this network, the overwhelming majority of messages are sent to all the participants simultaneously. Communications then travel further through in-house channels according to local rules, even though the system makes it physically impossible to forward a COREU message, for security reasons. As a result, any actor in the COREU network can send at any point in time a secure, confidential and official message to all other actors in the EU foreign policy system, who will receive it simultaneously. The network does allow for one-to-one messages between the EEAS and the General Secretariat or between the EEAS and a single member state, but this option has hardly ever been used. The network does not allow for two member states to communicate separately.</p><p>Through the COREU system, member states became committed to multilateral communication partly due to the technical features of the system. Yet, the sustainability of this practice could not be taken for granted. Multilateralism is often assumed to be a form of insurance policy for small and mid-range powers, allowing them to somehow curb the power of the larger and more (materially) powerful states. From the perspective of the largest member states, one might expect such insistence on multilateralism to be unwanted, though. When interests and values collide, it would be reasonable to expect member states to choose to turn to like-minded states, to establish minilateral communications or to turn to bilateral channels of communication to discuss matters of importance and relevance. This has happened in some substantive conversations on which there is no EU agreement, such as on the Middle East Peace Process (cf. Aggestam and Bicchi, <span>2019</span>), and it could endanger multilateral communications in the EU foreign policy system.</p><p>At prima facie, this seems to explain the COREU's steep decline in relevance. Despite acquiring 10 new members in 2004, a further two in 2007 and one in 2013, and undergoing a further institutional change in the 2010 Lisbon Treaty, traffic on the COREU system plummeted to the level of the early 1980s. The lowest point was reached in 2021 with only 2013 messages, equivalent to less than 10 messages per day. The level of decline has been unequal, and particularly steep for member states, whereas the EEAS has become the main sender of COREU communications, issuing between a quarter to nearly half of messages issued in a year (Bicchi and Lovato, <span>2023</span>, p. 17).</p><p>A further element that could have played against the COREU's multilateralism is the disruption caused by the increasing reliance on digital means. With the increasing digitalisation of communications worldwide, the EU foreign policy system has long since embraced new digital tools. Email took off in the 1990s (Hanna et al., <span>2015</span>; Rudy, <span>1996</span>), cell phones further enhanced its use in the 2000s (Friedman, <span>2005</span>) and the emphasis on big data was further fuelled by increasing computing powers, as well as by expanding relevant of data (Kitchin, <span>2014</span>). In the EU foreign policy system, this cast a shadow on the COREU network, with all its old-fashioned analogue technological constraints, its strict security measures and its incompatibility with most member states' portable devices, be they laptops or smartphones.</p><p>The 2000s could thus look as a ‘long goodbye’ to the well-established multilateral practices of agreeing key EU foreign policy outputs (such as declarations, papers and reports) via the COREU system. However, the system – or rather, its procedural backbone – displayed an unexpected resilience, rooted in due process' key characteristics of equal access to information and equal right to speak.</p><p>Digitalization could have been a critical juncture for multilateral communication in EU foreign policy-making. As the rigidly multilateral COREU network was replaced by the more flexible digital platforms of communications, member states could have chosen to disengage from the multilateral format, abandoning the medium and the format at the same time. However, rather than disengaging and moving their conversations to groups of like-minded states, member states remained in the multilateral room. This is puzzling, not least in a context where populist, right-wing governments increasingly block common decisions. It would be reasonable to expect that such contestation would increase engagement amongst like-minded member states.</p><p>Suggesting a theoretical account of this puzzle, we have made a twofold move beyond existing literature on EU foreign policy. First, we have suggested that the procedural, and not only the substantive, norms of EU foreign policy have been constitutive of EU foreign policy. Second, we have suggested a link between the robustness of EU foreign policy and the normative quality of its procedural norms. We have suggested that the procedural norms of EU foreign policy reflect core requirements of a ‘due process’. These requirements may be operationalized as equal right to participation, equal right to speak and equal access to information, as well as a commitment to constructive dialogue. These procedural norms were established through trial and error, rather than due to deliberate and explicit normative design. Yet, these practices came to mimic requirements to a due process, thus also providing them with legitimacy. This makes it more difficult for norm-abiding member states to justify abandoning them. Doing so would both entail reneging on what it means to be a member of the EU and a further weakening the legitimacy of the foreign policy that they have committed themselves to.</p><p>Considering the key role of multilateral communication in holding EU foreign policy together, our account of the transition from COREU to digital means of communication also helps provide a better understanding of the general puzzle of why EU foreign policy has, so far, remained relatively robust in spite of enhanced contestation.</p><p>As we have suggested, procedural norms may be the most important in term of sustaining a common foreign policy and have so far been subject to less contestation than the substantive norms. Two caveats may however be introduced. On the one hand, we cannot assume that the procedural norms of EU foreign policy will be forever immune to contestation of its substantive norms. After all, in democratic systems, procedural and substantive norms are to some extent mutually dependent. The normative quality of procedures ‘… has to be justified with reference to substantive reasons such as equality, liberty and autonomy’ (Peters, <span>2005</span>, p. 101). Persistent contestations of the substantive norms of EU foreign policy are thus likely, at some point, also to affect the commitment to the procedural norms. In the absence of constitutional reforms, there is a risk that member states' willingness to uphold the core of these norms – the granting of equal rights to all member states – wither away and that multilateral communications gradually fragment.</p><p>On the other hand, a blind commitment to these procedures, which give parties veto power, may entail costs for the external legitimacy of EU foreign policy. The fact that all member states have an equal say in decisions makes it possible for a minority of states to hold its partners hostage. In a situation where decision-making is blocked, the norm abiding majority might feel compelled to soften their commitment to core substantive norms of EU foreign policy, in order to ensure agreement and protect the Union's capacity to deliver cohesive policy responses. Further research would however be required in order to find out to what extent, if at all, the commitment to substantive norms of EU foreign policy is already waning, under what circumstances, as well as how this connects with the Union's internal and external legitimacy.</p><p>Interview with European correspondent, videoconferencing platform, 11/06/2021.</p><p>Interview with European correspondent, videoconferencing platform, 07/06/2021.</p><p>Interview with European correspondent, videoconferencing platform, 15/06/2021.</p><p>Interview with European correspondent, videoconferencing platform, 02/07/2021.</p><p>Interview with European correspondent, phone, 15/07/2021.</p><p>Interview with European correspondent, videoconferencing platform, 26/07/2021.</p><p>Interview with European correspondent, videoconferencing platform, 30/07/2021.</p><p>Interview with European correspondent, videoconferencing platform, 20/09/2021.</p>","PeriodicalId":51369,"journal":{"name":"Jcms-Journal of Common Market Studies","volume":"64 3","pages":"1175-1189"},"PeriodicalIF":3.3000,"publicationDate":"2026-04-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/jcms.13691","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Jcms-Journal of Common Market Studies","FirstCategoryId":"96","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/jcms.13691","RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2024/9/26 0:00:00","PubModel":"Epub","JCR":"Q1","JCRName":"ECONOMICS","Score":null,"Total":0}
引用次数: 0

Abstract

As argued in the introduction to this symposium, the current context of increased political uncertainty has triggered renewed interest in the importance of norms in international relations (Costa et. al. 2024). Most particularly, research has debated to what extent norms are resilient when faced with increasing contestation (Deitelhoff and Zimmermann, 2020; Wiener, 2014; Zimmermann, 2017). We contribute to this debate through an analysis of EU foreign policy. Weakly institutionalised and not legally enforceable, it is primarily held together through voluntary compliance with common norms. Scholars have argued that the rising contestation of foreign policy, particularly from populist right-wing governments, would likely threaten the EU's ability to negotiate – and enforce – decisions in the area of foreign policy (Balfour and Lehne, 2024, p. 6).

One of the first symptoms of such a development would be the fragmentation of multilateral communications between member states and the break-up of the ‘community of information’ that exists amongst the EU-27 (de Schoutheete, 1980). And yet, European diplomats have remained remarkably committed to a multilateral process of communication, despite the strong incentives to move to bilateral or ‘minilateral’ (Foster and Mosser, 2024; Jørgensen, 2011) communications, made all the easier by the flexibility and ‘shareability’ of digital communications (Adler-Nissen and Drieschova, 2019). In this article, we ask: how this can be? How can we account for the resilience of multilateral communications between member states?

Pointing to the normative quality of procedural norms as the main reason for member states' commitment to multilateralism, we fill a gap in the literature on EU foreign policy as well as in that on the resilience of norms in international relations. The literature on norms in EU foreign policy tends to concentrate on the role of substantive norms, whilst it considers procedural norms only from a functional perspective. We argue instead that procedural norms in the EU have sustained multilateralism during a profound exogenous shock such as the digitalisation of communications.

Our findings are based on quantitative data on COREU traffic made available by the General Secretariat of the Council, as well as eight interviews with European correspondents based in member states' Ministries of Foreign Affairs (MFAs). The latter group can speak authoritatively on the multilateral nature of internal EU communications as they are in charge of receiving, sorting and transmitting messages from and to other capitals and EU institutions. 1

The article proceeds in two steps. First, we outline our theoretical argument. We start by distinguishing between procedural and substantive norms, highlighting that procedural norms are engrained in the backbone of any international organisation. We further clarify what the procedural norms within EU foreign policy are and what role they play. Suggesting a move away from an understanding of procedural norms as having merely a functional role in EU foreign policy, we analyse their normative qualities and suggest they reflect basic criteria for a ‘due process’. In the second part of the article, we show how the COREU system, which has been carrying multilateral communications amongst EC/EU member states since the 1970s, established a process of communication that followed a ‘due process’. We then show how member states remained committed to this multilateral form of communication, even when the transition to digital means of communication threatened to erode this multilateral communication system. In the concluding part of the article, we return to the question of the resilience of procedural norms in EU foreign policy, questioning whether they can still survive systematic contestation in the long term, and indicating avenues for further research.

The EU is an unorthodox actor in international affairs. Whilst it disposes of limited means of coercion, it can sustain a common policy that allows it to impact on world affairs. How is it possible that European states, with their different histories, experiences, traditions and alliances manage to agree on a common foreign policy? Why does this foreign policy hang together in the face of increasing contestation? If EU foreign policy were held together merely through compromises, it would be unstable, as member states would defect when presented with more attractive alternatives. Whilst EU foreign policy remains more fragile than the rest of the EU, as compliance with decisions is voluntary, it has been surprisingly robust (Risse, 2011; Sjursen, 2015). This observation has brought scholars, coming from different theoretical perspectives, to consider that EU foreign policy is held together through something more than a ‘[…] mutual agreement about [its] advantageousness or through the use of coercive power’ (Eriksen and Weigård, 1997, pp. 224–225). 2

Starting out in the late 1960s with informal meetings in which the foreign ministers of member states discussed foreign policy matters of common interest, a set of specific ways of making foreign policy together has gradually developed (Gstöhl and Schunz, 2021; Smith, 2004). Sceptics to the notion that the EU would ever develop an actual foreign policy, held that it would never be more than a ‘talking shop’ (Hill, 1993; Hyde-Price, 2006; Menon, 2013). Yet, the EU's response to Russia's war against Ukraine, amongst others through its sustained sanctions regime, testifies to the ability of member states to make collective decisions and act on them (Fiott, 2023). 3 We suggest that the ‘mere talk’ between member states is not necessarily ‘cheap talk’ and should be further scrutinised, as it is through talking and practical engagement that member states can arrive at a common understanding of what to do. Building on existing insights into how EU foreign policy hangs together (cf. Brøgger, 2023; Elgström and Smith, 2006; Tonra, 2003; Sjursen, 2015; Risse, 2011), we hold that it can be helpful to analyse how ‘talk’ and communications between states actually work, and to identify what kinds of procedural norms guide this communication.

The dedicated communication system developed within the CFSP well exemplifies the points above. The need not only for new information but also for the development of shared understandings in foreign affairs in-between meetings incentivized member states and EU institutions to develop the COREU network, short for CORrespondence EUropéenne. The COREU network is a cyphered sophisticated telex system that has been the backbone of official communications in the EU foreign policy system since 1973. As digital technologies evolved, however, the COREU system has proved to be often too slow and cumbersome for the ever-increasing pace of European diplomacy. Its use has thus declined dramatically (Bicchi and Lovato, 2023, p. 200). Yet, the rigidly multilateral format that the COREU dictates has continued to structure newer forms of EU foreign policy communications. Transposed in email and texting communications, the same structure of communications has remained despite the potentially infinite possibilities for fragmentation that email, and texting could deliver. Instead of using the transition to a different digital system to weaken multilateral practices, actors in the EU foreign policy system have replicated the original COREU system with newer digital means. Procedural rules and due process have de facto provided the multilateral blueprint around which the new digital means of communications have coalesced. In what follows, we will provide a brief overview of the COREU network's multilateral features, before moving to the transition of EU foreign policy communications to email and texting.

Created shortly after the institutionalization of European Political Cooperation in 1970, the COREU network aimed at continuing consultations and exchange of information between member states in-between meetings (Bicchi and Carta, 2011). It was an early example in which member states combined in-person and technologically mediated diplomatic exchanges. So-called European correspondents within each MFA were tasked with drafting summaries and monitoring the implementation of political co-operation. The COREU network soon expanded, not only circulating drafts, agendas and policy proposals but also allowing for negotiations and decision making via the silent assent procedure, according to which a proposal is adopted unless expressly vetoed by a participant in the system. It became a huge success, establishing a ‘community of practitioners’ sharing the practice of multilateral communication about EU foreign policy (Bicchi, 2011).

The COREU network has always been rigidly multilateral. The system works by simultaneously ‘joining up’ existing national and EU communication networks at a single point of contact (the European correspondent) for each actor. In layman's terms, each member state has two main computers for receiving communications, one in the capital and one in the Permanent Representation in Brussels, whereas the other EU participants (the EEAS, the European Commission and the Council's General Secretariat) have only one. Over this network, the overwhelming majority of messages are sent to all the participants simultaneously. Communications then travel further through in-house channels according to local rules, even though the system makes it physically impossible to forward a COREU message, for security reasons. As a result, any actor in the COREU network can send at any point in time a secure, confidential and official message to all other actors in the EU foreign policy system, who will receive it simultaneously. The network does allow for one-to-one messages between the EEAS and the General Secretariat or between the EEAS and a single member state, but this option has hardly ever been used. The network does not allow for two member states to communicate separately.

Through the COREU system, member states became committed to multilateral communication partly due to the technical features of the system. Yet, the sustainability of this practice could not be taken for granted. Multilateralism is often assumed to be a form of insurance policy for small and mid-range powers, allowing them to somehow curb the power of the larger and more (materially) powerful states. From the perspective of the largest member states, one might expect such insistence on multilateralism to be unwanted, though. When interests and values collide, it would be reasonable to expect member states to choose to turn to like-minded states, to establish minilateral communications or to turn to bilateral channels of communication to discuss matters of importance and relevance. This has happened in some substantive conversations on which there is no EU agreement, such as on the Middle East Peace Process (cf. Aggestam and Bicchi, 2019), and it could endanger multilateral communications in the EU foreign policy system.

At prima facie, this seems to explain the COREU's steep decline in relevance. Despite acquiring 10 new members in 2004, a further two in 2007 and one in 2013, and undergoing a further institutional change in the 2010 Lisbon Treaty, traffic on the COREU system plummeted to the level of the early 1980s. The lowest point was reached in 2021 with only 2013 messages, equivalent to less than 10 messages per day. The level of decline has been unequal, and particularly steep for member states, whereas the EEAS has become the main sender of COREU communications, issuing between a quarter to nearly half of messages issued in a year (Bicchi and Lovato, 2023, p. 17).

A further element that could have played against the COREU's multilateralism is the disruption caused by the increasing reliance on digital means. With the increasing digitalisation of communications worldwide, the EU foreign policy system has long since embraced new digital tools. Email took off in the 1990s (Hanna et al., 2015; Rudy, 1996), cell phones further enhanced its use in the 2000s (Friedman, 2005) and the emphasis on big data was further fuelled by increasing computing powers, as well as by expanding relevant of data (Kitchin, 2014). In the EU foreign policy system, this cast a shadow on the COREU network, with all its old-fashioned analogue technological constraints, its strict security measures and its incompatibility with most member states' portable devices, be they laptops or smartphones.

The 2000s could thus look as a ‘long goodbye’ to the well-established multilateral practices of agreeing key EU foreign policy outputs (such as declarations, papers and reports) via the COREU system. However, the system – or rather, its procedural backbone – displayed an unexpected resilience, rooted in due process' key characteristics of equal access to information and equal right to speak.

Digitalization could have been a critical juncture for multilateral communication in EU foreign policy-making. As the rigidly multilateral COREU network was replaced by the more flexible digital platforms of communications, member states could have chosen to disengage from the multilateral format, abandoning the medium and the format at the same time. However, rather than disengaging and moving their conversations to groups of like-minded states, member states remained in the multilateral room. This is puzzling, not least in a context where populist, right-wing governments increasingly block common decisions. It would be reasonable to expect that such contestation would increase engagement amongst like-minded member states.

Suggesting a theoretical account of this puzzle, we have made a twofold move beyond existing literature on EU foreign policy. First, we have suggested that the procedural, and not only the substantive, norms of EU foreign policy have been constitutive of EU foreign policy. Second, we have suggested a link between the robustness of EU foreign policy and the normative quality of its procedural norms. We have suggested that the procedural norms of EU foreign policy reflect core requirements of a ‘due process’. These requirements may be operationalized as equal right to participation, equal right to speak and equal access to information, as well as a commitment to constructive dialogue. These procedural norms were established through trial and error, rather than due to deliberate and explicit normative design. Yet, these practices came to mimic requirements to a due process, thus also providing them with legitimacy. This makes it more difficult for norm-abiding member states to justify abandoning them. Doing so would both entail reneging on what it means to be a member of the EU and a further weakening the legitimacy of the foreign policy that they have committed themselves to.

Considering the key role of multilateral communication in holding EU foreign policy together, our account of the transition from COREU to digital means of communication also helps provide a better understanding of the general puzzle of why EU foreign policy has, so far, remained relatively robust in spite of enhanced contestation.

As we have suggested, procedural norms may be the most important in term of sustaining a common foreign policy and have so far been subject to less contestation than the substantive norms. Two caveats may however be introduced. On the one hand, we cannot assume that the procedural norms of EU foreign policy will be forever immune to contestation of its substantive norms. After all, in democratic systems, procedural and substantive norms are to some extent mutually dependent. The normative quality of procedures ‘… has to be justified with reference to substantive reasons such as equality, liberty and autonomy’ (Peters, 2005, p. 101). Persistent contestations of the substantive norms of EU foreign policy are thus likely, at some point, also to affect the commitment to the procedural norms. In the absence of constitutional reforms, there is a risk that member states' willingness to uphold the core of these norms – the granting of equal rights to all member states – wither away and that multilateral communications gradually fragment.

On the other hand, a blind commitment to these procedures, which give parties veto power, may entail costs for the external legitimacy of EU foreign policy. The fact that all member states have an equal say in decisions makes it possible for a minority of states to hold its partners hostage. In a situation where decision-making is blocked, the norm abiding majority might feel compelled to soften their commitment to core substantive norms of EU foreign policy, in order to ensure agreement and protect the Union's capacity to deliver cohesive policy responses. Further research would however be required in order to find out to what extent, if at all, the commitment to substantive norms of EU foreign policy is already waning, under what circumstances, as well as how this connects with the Union's internal and external legitimacy.

Interview with European correspondent, videoconferencing platform, 11/06/2021.

Interview with European correspondent, videoconferencing platform, 07/06/2021.

Interview with European correspondent, videoconferencing platform, 15/06/2021.

Interview with European correspondent, videoconferencing platform, 02/07/2021.

Interview with European correspondent, phone, 15/07/2021.

Interview with European correspondent, videoconferencing platform, 26/07/2021.

Interview with European correspondent, videoconferencing platform, 30/07/2021.

Interview with European correspondent, videoconferencing platform, 20/09/2021.

Abstract Image

Abstract Image

继续说!欧盟外交政策中多边沟通的弹性
正如在本次研讨会的引言中所述,当前政治不确定性增加的背景引发了人们对国际关系规范重要性的重新关注(Costa et. al. 2024)。最特别的是,研究一直在争论规范在面对日益激烈的争论时在多大程度上具有弹性(Deitelhoff和Zimmermann, 2020; Wiener, 2014; Zimmermann, 2017)。我们通过对欧盟外交政策的分析,为这场辩论做出贡献。它的制度化程度很弱,也没有法律上的强制性,主要是通过自愿遵守共同规范来维系的。学者们认为,对外交政策日益激烈的争论,特别是来自民粹主义右翼政府的争论,可能会威胁到欧盟在外交政策领域谈判和执行决策的能力(Balfour和Lehne, 2024,第6页)。这种发展的最初症状之一将是成员国之间多边交流的碎片化,以及欧盟27国之间存在的“信息共同体”的解体(de Schoutheete, 1980年)。然而,尽管有强烈的动机转向双边或“多边”(Foster And Mosser, 2024; Jørgensen, 2011)沟通,但欧洲外交官仍然非常致力于多边沟通进程,数字通信的灵活性和“可共享性”使一切变得更加容易(Adler-Nissen And Drieschova, 2019)。在这篇文章中,我们要问:这怎么可能?我们如何解释成员国间多边沟通的弹性?指出程序规范的规范性质量是成员国承诺多边主义的主要原因,我们填补了关于欧盟外交政策以及关于规范在国际关系中的弹性的文献中的空白。关于欧盟外交政策规范的文献往往侧重于实质性规范的作用,而仅从功能角度考虑程序规范。相反,我们认为,欧盟的程序规范在通信数字化等深刻的外部冲击中维持了多边主义。我们的研究结果基于理事会总秘书处提供的关于COREU流量的定量数据,以及对驻成员国外交部(MFAs)的欧洲记者的八次采访。后者可以就欧盟内部沟通的多边性质发表权威言论,因为他们负责接收、整理和发送来自其他国家首都和欧盟机构的信息。这篇文章分两步进行。首先,我们概述我们的理论论点。我们首先区分程序性规范和实质性规范,强调程序性规范根植于任何国际组织的核心。我们进一步澄清了欧盟外交政策中的程序规范是什么以及它们发挥的作用。我们建议摆脱程序规范在欧盟外交政策中仅仅具有功能性作用的理解,我们分析了它们的规范性品质,并建议它们反映了“正当程序”的基本标准。在文章的第二部分,我们展示了自20世纪70年代以来一直在欧共体/欧盟成员国之间进行多边沟通的COREU系统如何建立了遵循“正当程序”的沟通过程。然后,我们展示了成员国如何继续致力于这种多边形式的交流,即使向数字通信手段的过渡有可能侵蚀这种多边通信系统。在文章的最后部分,我们回到欧盟外交政策程序规范的弹性问题,质疑它们是否仍能在长期的系统争论中幸存下来,并指出进一步研究的途径。欧盟在国际事务中是一个非正统的角色。尽管它只能动用有限的强制手段,但它可以维持一种共同政策,使其能够对世界事务产生影响。历史、经历、传统和联盟各不相同的欧洲国家,怎么可能就共同的外交政策达成一致?面对越来越多的争议,为什么这一外交政策还能坚持下去?如果欧盟的外交政策仅仅是通过妥协来维系,那么它将是不稳定的,因为成员国在面对更有吸引力的替代方案时可能会叛变。虽然欧盟的外交政策仍然比欧盟其他国家更脆弱,因为遵守决策是自愿的,但它却出人意料地强劲(Risse, 2011; Sjursen, 2015)。这一观察结果促使来自不同理论视角的学者们考虑到,欧盟外交政策是通过某种不仅仅是“关于(其)优势的相互协议或通过使用强制权力”的方式维系在一起的(Eriksen和weig<s:1> rd, 1997,第224-225页)。 2从20世纪60年代末成员国外交部长讨论共同关心的外交政策问题的非正式会议开始,逐渐发展出一套共同制定外交政策的具体方式(Gstöhl and Schunz, 2021; Smith, 2004)。持怀疑态度的人认为,欧盟永远不会制定真正的外交政策,认为它永远不会超过一个“清谈店”(Hill, 1993; Hyde-Price, 2006; Menon, 2013)。然而,欧盟对俄罗斯对乌克兰的战争的反应,其中包括通过其持续的制裁制度,证明了成员国做出集体决策并采取行动的能力(Fiott, 2023)我们建议,成员国之间的“纯粹谈话”不一定是“廉价谈话”,应该进一步审查,因为只有通过谈话和实际参与,成员国才能就该做什么达成共识。基于对欧盟外交政策如何联系在一起的现有见解(参见Brøgger, 2023; Elgström and Smith, 2006; Tonra, 2003; Sjursen, 2015; Risse, 2011),我们认为,分析国家之间的“谈话”和沟通实际上是如何运作的,并确定哪些程序规范指导这种沟通,可能会有所帮助。CFSP内部开发的专用通信系统很好地说明了上述几点。不仅需要新信息,而且需要在会议间隙就外交事务达成共识,这促使成员国和欧盟机构发展COREU网络,即欧共体通讯的简称。COREU网络是一个复杂的加密电传系统,自1973年以来一直是欧盟外交政策系统官方通信的支柱。然而,随着数字技术的发展,事实证明,COREU系统对于日益加快的欧洲外交步伐来说,往往过于缓慢和繁琐。因此,它的使用急剧减少(Bicchi和Lovato, 2023年,第200页)。然而,COREU规定的严格多边形式继续构成欧盟外交政策沟通的新形式。在电子邮件和短信交流中,尽管电子邮件和短信可能带来无限的碎片化可能性,但同样的交流结构仍然存在。欧盟外交政策体系中的参与者没有利用向不同数字系统的过渡来削弱多边实践,而是用更新的数字手段复制了原始的COREU系统。程序规则和正当程序实际上提供了多边蓝图,新的数字通信手段围绕这一蓝图融合在一起。接下来,我们将简要概述COREU网络的多边特征,然后再转向欧盟外交政策沟通向电子邮件和短信的过渡。COREU网络是在1970年欧洲政治合作制度化后不久创建的,旨在成员国之间在会议间隙继续进行磋商和信息交流(Bicchi和Carta, 2011)。这是成员国将面对面的外交交流与技术手段相结合的早期例子。每个外交部内所谓的欧洲通讯员的任务是起草摘要并监督政治合作的实施。COREU网络很快扩大,不仅分发草案、议程和政策建议,而且允许通过沉默同意程序进行谈判和决策,根据该程序,除非系统中某个参与者明确否决,否则提案将被通过。它取得了巨大的成功,建立了一个“从业者社区”,分享有关欧盟外交政策的多边沟通实践(Bicchi, 2011)。COREU网络一直是严格的多边网络。该系统的工作原理是在单个接触点(欧洲通讯员)为每个参与者同时“加入”现有的国家和欧盟通信网络。通俗地说,每个成员国都有两台接收通信的主计算机,一台在首都,一台在布鲁塞尔的常驻代表,而其他欧盟参与者(欧洲经济区、欧洲委员会和理事会总秘书处)只有一台。在这个网络中,绝大多数消息同时发送给所有参与者。然后,根据当地规则,通信通过内部渠道进一步传播,尽管出于安全原因,该系统在物理上不可能转发COREU消息。因此,COREU网络中的任何参与者都可以在任何时间点向欧盟外交政策体系中的所有其他参与者发送安全、机密和官方信息,这些参与者将同时收到该信息。该网络确实允许EEAS与总秘书处之间或EEAS与单个成员国之间进行一对一的消息传递,但这种选择几乎从未使用过。 该网络不允许两个成员国单独通信。通过COREU系统,成员国开始致力于多边交流,部分原因是该系统的技术特点。然而,这种做法的可持续性不能被视为理所当然。多边主义通常被认为是中小国家的一种保险政策,使它们能够以某种方式遏制更大、更强大(物质上)的国家的权力。然而,从最大的成员国的角度来看,人们可能会认为这种对多边主义的坚持是不受欢迎的。当利益和价值观发生冲突时,我们有理由期待成员国选择与志同道合的国家进行沟通,建立多边沟通,或通过双边沟通渠道讨论重要和相关的问题。这种情况发生在一些没有欧盟协议的实质性对话中,例如中东和平进程(参见Aggestam和Bicchi, 2019),它可能危及欧盟外交政策体系中的多边沟通。乍一看,这似乎解释了COREU相关性急剧下降的原因。尽管在2004年获得了10个新成员,2007年又增加了两个,2013年又增加了一个,并在2010年的《里斯本条约》中进行了进一步的制度改革,但COREU系统的交通量暴跌至20世纪80年代初的水平。在2021年达到最低点,只有2013条消息,相当于每天不到10条消息。下降的程度是不平等的,对成员国来说尤其陡峭,而EEAS已成为COREU通信的主要发送者,发布的信息占一年内发布的信息的四分之一到近一半(Bicchi和Lovato, 2023,第17页)。另一个可能不利于COREU多边主义的因素是对数字手段的日益依赖造成的破坏。随着全球通信数字化程度的提高,欧盟外交政策体系早就接受了新的数字化工具。电子邮件在20世纪90年代起飞(Hanna et al., 2015; Rudy, 1996),手机在2000年代进一步加强了它的使用(Friedman, 2005),对大数据的强调进一步推动了计算能力的提高,以及通过扩大数据的相关性(Kitchin, 2014)。在欧盟的外交政策体系中,这给COREU网络蒙上了一层阴影,因为它有各种老式的模拟技术限制,严格的安全措施,而且与大多数成员国的便携式设备(无论是笔记本电脑还是智能手机)不兼容。因此,通过COREU系统就欧盟关键外交政策产出(如声明、文件和报告)达成一致的成熟多边做法,本世纪头十年可能看起来是一个“漫长的告别”。然而,该制度——或者更确切地说,它的程序支柱——显示出意想不到的弹性,其根源在于正当程序的关键特征,即平等获取信息和平等的发言权。数字化本可以成为欧盟外交政策制定中多边沟通的关键节点。由于较为灵活的数字通信平台取代了严格的多边《准则》网络,会员国本可以选择脱离多边格式,同时放弃媒介和格式。然而,成员国并没有脱离谈判,将对话转移到志同道合的国家群体,而是留在了多边领域。这令人费解,尤其是在民粹主义、右翼政府日益阻挠共同决策的背景下。我们有理由期待,这样的争论将增进志同道合的成员国之间的接触。我们提出了一种对这一难题的理论解释,在现有的欧盟外交政策文献之外,我们做出了双重举动。首先,我们认为欧盟外交政策的程序规范,而不仅仅是实质性规范,是欧盟外交政策的组成部分。其次,我们提出了欧盟外交政策的稳健性与其程序规范的规范性质量之间的联系。我们建议,欧盟外交政策的程序规范反映了“正当程序”的核心要求。这些要求可以落实为平等的参与权、平等的发言权、平等的获取信息的机会以及对建设性对话的承诺。这些程序规范是通过试错建立的,而不是经过深思熟虑和明确的规范设计。然而,这些实践将需求模仿到一个适当的过程中,因此也为它们提供了合法性。这使得遵守规则的成员国更难以证明放弃它们是合理的。这样做既会违背欧盟成员国的意义,也会进一步削弱他们所承诺的外交政策的合法性。 考虑到多边沟通在保持欧盟外交政策一致方面的关键作用,我们对从COREU到数字沟通手段的过渡的描述也有助于更好地理解欧盟外交政策迄今为止尽管争议加剧,但仍然相对稳健的总体困惑。正如我们所建议的那样,在维持共同外交政策方面,程序规范可能是最重要的,迄今为止受到的争议比实质性规范少。不过,有两点需要注意。一方面,我们不能假设欧盟外交政策的程序规范将永远不受其实质性规范的争议。毕竟,在民主制度中,程序规范和实质规范在某种程度上是相互依存的。程序的规范性质量“……必须以平等、自由和自治等实质性原因为依据”(Peters, 2005,第101页)。因此,对欧盟外交政策实质性规范的持续争论,在某种程度上可能也会影响对程序规范的承诺。在不进行宪法改革的情况下,成员国维护这些准则核心——赋予所有成员国平等权利——的意愿可能会逐渐消退,多边沟通也会逐渐分裂。另一方面,对这些赋予各政党否决权的程序的盲目承诺,可能会让欧盟外交政策的外部合法性付出代价。所有成员国在决策中都有平等的发言权,这一事实使得少数国家有可能将其伙伴挟持为人质。在决策受阻的情况下,遵守规范的多数可能会感到有必要软化他们对欧盟外交政策核心实质性规范的承诺,以确保达成一致并保护欧盟提供连贯政策回应的能力。然而,需要进一步的研究,以找出在多大程度上,如果有的话,对欧盟外交政策实质性规范的承诺已经减弱,在什么情况下,以及这与欧盟的内部和外部合法性有何联系。采访欧洲记者,视频会议平台,11/06/2021。采访欧洲记者,视频会议平台,07/06/2021。采访欧洲记者,视频会议平台,15/06/2021。采访欧洲记者,视频会议平台,2/07/2021。对欧洲记者的电话采访,15/07/2021。对欧洲记者的采访,视频会议平台,26/07/2021。采访欧洲记者,视频会议平台,30/07/2021。采访欧洲记者,视频会议平台,20/09/2021。
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来源期刊
CiteScore
5.30
自引率
18.20%
发文量
137
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