{"title":"Temporal supervised generative adversarial functional causal model for root cause diagnosis","authors":"Qiang Liu, Fengnian Zhao, Chao Yang, Jinliang Ding","doi":"10.1016/j.jprocont.2026.103652","DOIUrl":null,"url":null,"abstract":"<div><div>In this paper, a novel causal inference model, called temporal supervised generative adversarial functional causal model (TSGA-FCM), is established for root cause diagnosis of industrial processes. First, a causal generation module (CGM) for multivariate time-series data is developed to infer causal relationships through a functional causal mechanism loss. Moreover, a temporal supervised generative adversarial network is established for joint training of the CGM. The parameters of the CGM are optimized via a combination of functional causal mechanism loss, reconstruction loss, and temporal supervised loss. The capability in temporal feature extraction is enhanced by reducing temporal distribution feature differences between generated data and original data. Using both the extracted static and temporal features, a directed acyclic causality graph is derived to pinpoint the root cause. Finally, a benchmark process and a real industrial process are utilized to validate the effectiveness of the proposed TSGA-FCM. Using the temporal supervised generative adversarial network, the proposed TSGA-FCM effectively extracts temporal feature-based causal inference to avoid unnecessary symmetry assumption of the traditional autoregressive-based root cause diagnosis (RCD) methods. The proposed method makes novel contributions to data-driven causal inference and demonstrates practical application value in an important heavy-plate rolling process.</div></div>","PeriodicalId":50079,"journal":{"name":"Journal of Process Control","volume":"159 ","pages":"Article 103652"},"PeriodicalIF":3.9000,"publicationDate":"2026-03-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Process Control","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0959152426000351","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2026/2/5 0:00:00","PubModel":"Epub","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
In this paper, a novel causal inference model, called temporal supervised generative adversarial functional causal model (TSGA-FCM), is established for root cause diagnosis of industrial processes. First, a causal generation module (CGM) for multivariate time-series data is developed to infer causal relationships through a functional causal mechanism loss. Moreover, a temporal supervised generative adversarial network is established for joint training of the CGM. The parameters of the CGM are optimized via a combination of functional causal mechanism loss, reconstruction loss, and temporal supervised loss. The capability in temporal feature extraction is enhanced by reducing temporal distribution feature differences between generated data and original data. Using both the extracted static and temporal features, a directed acyclic causality graph is derived to pinpoint the root cause. Finally, a benchmark process and a real industrial process are utilized to validate the effectiveness of the proposed TSGA-FCM. Using the temporal supervised generative adversarial network, the proposed TSGA-FCM effectively extracts temporal feature-based causal inference to avoid unnecessary symmetry assumption of the traditional autoregressive-based root cause diagnosis (RCD) methods. The proposed method makes novel contributions to data-driven causal inference and demonstrates practical application value in an important heavy-plate rolling process.
期刊介绍:
This international journal covers the application of control theory, operations research, computer science and engineering principles to the solution of process control problems. In addition to the traditional chemical processing and manufacturing applications, the scope of process control problems involves a wide range of applications that includes energy processes, nano-technology, systems biology, bio-medical engineering, pharmaceutical processing technology, energy storage and conversion, smart grid, and data analytics among others.
Papers on the theory in these areas will also be accepted provided the theoretical contribution is aimed at the application and the development of process control techniques.
Topics covered include:
• Control applications• Process monitoring• Plant-wide control• Process control systems• Control techniques and algorithms• Process modelling and simulation• Design methods
Advanced design methods exclude well established and widely studied traditional design techniques such as PID tuning and its many variants. Applications in fields such as control of automotive engines, machinery and robotics are not deemed suitable unless a clear motivation for the relevance to process control is provided.