{"title":"A Novel Privacy Enhancement Scheme with Dynamic Quantization for Federated Learning","authors":"Yifan Wang;Xianghui Cao;Shi Jin;Mo-Yuen Chow","doi":"10.1109/TSP.2026.3653846","DOIUrl":null,"url":null,"abstract":"Federated learning (FL) has been widely regarded as a promising paradigm for privacy preservation of raw data in machine learning. Although data privacy in FL is locally protected to some extent, it is still a desideratum to enhance privacy and alleviate communication overhead caused by repetitively transmitting model parameters. Typically, these challenges are addressed separately, or jointly via a unified scheme that consists of noise-injected privacy mechanism and communication compression, which may lead to model corruption due to the introduced composite noise. In this work, we propose a novel model-splitting privacy-preserving FL (MSP-FL) scheme to achieve private FL with precise accuracy guarantee. Based upon MSP-FL, we further propose a model-splitting privacy-preserving FL with dynamic quantization (MSPDQ-FL) to mitigate the communication overhead, which incorporates a shrinking quantization interval to reduce the quantization error. We provide privacy and convergence analysis for both MSP-FL and MSPDQ-FL under non-i.i.d. dataset, partial clients participation and finite quantization level. Numerical results are presented to validate the superiority of the proposed schemes.","PeriodicalId":13330,"journal":{"name":"IEEE Transactions on Signal Processing","volume":"74 ","pages":"453-470"},"PeriodicalIF":5.5000,"publicationDate":"2026-01-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Signal Processing","FirstCategoryId":"5","ListUrlMain":"https://ieeexplore.ieee.org/document/11347523/","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
引用次数: 0
Abstract
Federated learning (FL) has been widely regarded as a promising paradigm for privacy preservation of raw data in machine learning. Although data privacy in FL is locally protected to some extent, it is still a desideratum to enhance privacy and alleviate communication overhead caused by repetitively transmitting model parameters. Typically, these challenges are addressed separately, or jointly via a unified scheme that consists of noise-injected privacy mechanism and communication compression, which may lead to model corruption due to the introduced composite noise. In this work, we propose a novel model-splitting privacy-preserving FL (MSP-FL) scheme to achieve private FL with precise accuracy guarantee. Based upon MSP-FL, we further propose a model-splitting privacy-preserving FL with dynamic quantization (MSPDQ-FL) to mitigate the communication overhead, which incorporates a shrinking quantization interval to reduce the quantization error. We provide privacy and convergence analysis for both MSP-FL and MSPDQ-FL under non-i.i.d. dataset, partial clients participation and finite quantization level. Numerical results are presented to validate the superiority of the proposed schemes.
期刊介绍:
The IEEE Transactions on Signal Processing covers novel theory, algorithms, performance analyses and applications of techniques for the processing, understanding, learning, retrieval, mining, and extraction of information from signals. The term “signal” includes, among others, audio, video, speech, image, communication, geophysical, sonar, radar, medical and musical signals. Examples of topics of interest include, but are not limited to, information processing and the theory and application of filtering, coding, transmitting, estimating, detecting, analyzing, recognizing, synthesizing, recording, and reproducing signals.