{"title":"A compensation-oriented algorithm for difference-driven identification under binary-valued observations and data packet dropout","authors":"Tianning Han , Ying Wang , Jin Guo , Yanlong Zhao","doi":"10.1016/j.automatica.2025.112604","DOIUrl":null,"url":null,"abstract":"<div><div>This paper investigates the identification problem for finite impulse response (FIR) systems with binary-valued observations under event-triggered communication mechanism and data packet dropout. The challenge lies in the inability to distinguish between untriggered events and packet loss when no information is received, which prevents us from obtaining the statistical properties of the binary-valued sequence. A compensation-oriented difference-driven identification (CODD) algorithm is proposed to estimate the parameter by recovering the mean of the original binary-valued sequence, where different values for the observation estimates are assigned when receiving 0, 1 or nothing. Even though, the convergence analysis of the parameter estimate is still challenging since the assigned values are dependent. To tackle this difficulty, the estimate error is divided into two parts: an initial assigned value related part, which is demonstrated to be convergent through the construction of an auxiliary set, and the remaining component, which happens to be a convergent martingale-difference sequence. As a result, the almost sure convergence and the asymptotic normality of the CODD algorithm are established when data packet loss probability is less than <span><math><mfrac><mrow><mn>1</mn></mrow><mrow><mn>2</mn></mrow></mfrac></math></span>. By calculating the communication rate, it is proven that the difference-driven mechanism can save 50% of the communication cost compared to original binary-valued systems. Furthermore, when data packet loss probability is high, an <span><math><mi>m</mi></math></span>-channel compensation-oriented identification (<span><math><mi>m</mi></math></span>-CODD) algorithm is constructed by utilizing retransmission of the each observation for <span><math><mi>m</mi></math></span> times, which is designed based on the packet loss probability. The properties of <span><math><mi>m</mi></math></span>-CODD algorithm including convergence, asymptotic normality and communication rate are established. Numerical simulations are illustrated to show the theoretical results.</div></div>","PeriodicalId":55413,"journal":{"name":"Automatica","volume":"183 ","pages":"Article 112604"},"PeriodicalIF":5.9000,"publicationDate":"2025-09-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Automatica","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0005109825004996","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
This paper investigates the identification problem for finite impulse response (FIR) systems with binary-valued observations under event-triggered communication mechanism and data packet dropout. The challenge lies in the inability to distinguish between untriggered events and packet loss when no information is received, which prevents us from obtaining the statistical properties of the binary-valued sequence. A compensation-oriented difference-driven identification (CODD) algorithm is proposed to estimate the parameter by recovering the mean of the original binary-valued sequence, where different values for the observation estimates are assigned when receiving 0, 1 or nothing. Even though, the convergence analysis of the parameter estimate is still challenging since the assigned values are dependent. To tackle this difficulty, the estimate error is divided into two parts: an initial assigned value related part, which is demonstrated to be convergent through the construction of an auxiliary set, and the remaining component, which happens to be a convergent martingale-difference sequence. As a result, the almost sure convergence and the asymptotic normality of the CODD algorithm are established when data packet loss probability is less than . By calculating the communication rate, it is proven that the difference-driven mechanism can save 50% of the communication cost compared to original binary-valued systems. Furthermore, when data packet loss probability is high, an -channel compensation-oriented identification (-CODD) algorithm is constructed by utilizing retransmission of the each observation for times, which is designed based on the packet loss probability. The properties of -CODD algorithm including convergence, asymptotic normality and communication rate are established. Numerical simulations are illustrated to show the theoretical results.
期刊介绍:
Automatica is a leading archival publication in the field of systems and control. The field encompasses today a broad set of areas and topics, and is thriving not only within itself but also in terms of its impact on other fields, such as communications, computers, biology, energy and economics. Since its inception in 1963, Automatica has kept abreast with the evolution of the field over the years, and has emerged as a leading publication driving the trends in the field.
After being founded in 1963, Automatica became a journal of the International Federation of Automatic Control (IFAC) in 1969. It features a characteristic blend of theoretical and applied papers of archival, lasting value, reporting cutting edge research results by authors across the globe. It features articles in distinct categories, including regular, brief and survey papers, technical communiqués, correspondence items, as well as reviews on published books of interest to the readership. It occasionally publishes special issues on emerging new topics or established mature topics of interest to a broad audience.
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