An Auxiliary Hybrid Heuristic Approach for Objective Function Design Evaluation-Using Train Unit Scheduling as an Example.

SN operations research forum Pub Date : 2025-01-01 Epub Date: 2025-08-14 DOI:10.1007/s43069-025-00529-7
Li Lei, Raymond Kwan, Zhiyuan Lin
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Abstract

Real-world combinatorial optimization problems are mostly NP-hard, and often only near-optimal solutions can be obtained practically. To differentiate as fine-grained as possible the near-optimal solutions is therefore desirable. Moreover, a real-world problem may have numerous possible structural properties of concern to the practitioners, too numerous to be all elicited and incorporated as optimization criteria in an objective function. In contrast with pure heuristics, we consider hybrid (meta-)heuristics that utilize an exact solver iteratively to solve a series of significantly reduced problem instances converging to near-optimal solutions within practical time. To avoid the hybrid heuristic being stranded in a "poorly differentiated" solution space, an effective objective function design plays an important role. We propose a methodology to benchmark the effectiveness of alternative objective function designs. The main metric used is the structural similarity between the solutions obtained by the hybrid heuristic and by the exact solver. Several other solution features are also distilled and aggregated in the benchmark. This methodology is explained and demonstrated on a train unit scheduling problem tested with four alternative objective functions. The results show that two of them are significantly more effective than the others in differentiating solutions of different qualities and speeding up the solution process. Moreover, some criteria not modeled explicitly could also be satisfied implicitly in the effective objective designs.

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Abstract Image

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目标函数设计评价的辅助混合启发式方法——以列车单元调度为例。
现实世界的组合优化问题大多是np困难的,通常只能得到接近最优解。因此,为了区分尽可能细粒度的解决方案,我们需要接近最优的解决方案。此外,现实世界的问题可能有许多实践者关心的可能的结构属性,数量太多,无法全部引出并作为目标函数中的优化标准合并。与纯启发式相比,我们考虑混合(元)启发式,它利用精确求解器迭代地解决一系列显著减少的问题实例,在实际时间内收敛到接近最优解。为了避免混合启发式算法陷入“差微分”解空间,有效的目标函数设计起着重要的作用。我们提出了一种方法来基准替代目标函数设计的有效性。使用的主要度量是混合启发式和精确求解器得到的解之间的结构相似性。在基准测试中还对其他几个解决方案特性进行了提炼和汇总。该方法被解释和演示了一个列车单元调度问题,测试了四个可选的目标函数。结果表明,其中两种方法在区分不同质量的溶液和加快溶液过程方面明显优于其他方法。此外,在有效目标设计中,一些没有明确建模的标准也可以隐含地得到满足。
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