Hanwen Zhang , Qingqing Liu , Jianxun Zhang , Jun Shang
{"title":"Robust recursive transformed component statistical analysis for incipient industrial fault detection with missing data","authors":"Hanwen Zhang , Qingqing Liu , Jianxun Zhang , Jun Shang","doi":"10.1016/j.jprocont.2025.103470","DOIUrl":null,"url":null,"abstract":"<div><div>In practical industrial processes, data integrity is often compromised by sensor malfunctions or issues in data management. Furthermore, incipient faults, which can escalate into severe accidents, are typically challenging to detect due to their subtle nature. This paper introduces a robust recursive transformed component statistical analysis method for detecting incipient faults in industrial processes with missing data. Within a sliding window, missing data are restored by minimizing the detection index in a recursive way, and the converged statistical model is then used for fault detection. The detectability of the proposed method is analyzed theoretically in scenarios with incomplete data. To validate the effectiveness of the proposed method, experiments are conducted on both a numerical case study and the Tennessee Eastman process. The results demonstrate robust performance under incomplete training and testing data, enabling accurate detection of incipient faults in industrial settings. Furthermore, compared to existing methods, the proposed approach achieves significant improvements in fault detection under missing-data conditions, attaining a detection rate close to 100% for most fault scenarios while maintaining a near-zero false alarm rate.</div></div>","PeriodicalId":50079,"journal":{"name":"Journal of Process Control","volume":"152 ","pages":"Article 103470"},"PeriodicalIF":3.3000,"publicationDate":"2025-06-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Process Control","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0959152425000988","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
In practical industrial processes, data integrity is often compromised by sensor malfunctions or issues in data management. Furthermore, incipient faults, which can escalate into severe accidents, are typically challenging to detect due to their subtle nature. This paper introduces a robust recursive transformed component statistical analysis method for detecting incipient faults in industrial processes with missing data. Within a sliding window, missing data are restored by minimizing the detection index in a recursive way, and the converged statistical model is then used for fault detection. The detectability of the proposed method is analyzed theoretically in scenarios with incomplete data. To validate the effectiveness of the proposed method, experiments are conducted on both a numerical case study and the Tennessee Eastman process. The results demonstrate robust performance under incomplete training and testing data, enabling accurate detection of incipient faults in industrial settings. Furthermore, compared to existing methods, the proposed approach achieves significant improvements in fault detection under missing-data conditions, attaining a detection rate close to 100% for most fault scenarios while maintaining a near-zero false alarm rate.
期刊介绍:
This international journal covers the application of control theory, operations research, computer science and engineering principles to the solution of process control problems. In addition to the traditional chemical processing and manufacturing applications, the scope of process control problems involves a wide range of applications that includes energy processes, nano-technology, systems biology, bio-medical engineering, pharmaceutical processing technology, energy storage and conversion, smart grid, and data analytics among others.
Papers on the theory in these areas will also be accepted provided the theoretical contribution is aimed at the application and the development of process control techniques.
Topics covered include:
• Control applications• Process monitoring• Plant-wide control• Process control systems• Control techniques and algorithms• Process modelling and simulation• Design methods
Advanced design methods exclude well established and widely studied traditional design techniques such as PID tuning and its many variants. Applications in fields such as control of automotive engines, machinery and robotics are not deemed suitable unless a clear motivation for the relevance to process control is provided.