Facial Action Units as a Joint Dataset Training Bridge for Facial Expression Recognition

Abstract

Label biases in facial expression recognition (FER) datasets, caused by annotators' subjectivity, pose challenges in improving the performance of target datasets when auxiliary labeled data are used. Moreover, training with multiple datasets can lead to visible degradations in the target dataset. To address these issues, we propose a novel framework called the AU-aware Vision Transformer (AU-ViT), which leverages unified action unit (AU) information and discards expression annotations of auxiliary data. AU-ViT integrates an elaborately designed AU branch in the middle part of a master ViT to enhance representation learning during training. Through qualitative and quantitative analyses, we demonstrate that AU-ViT effectively captures expression regions and is robust to real-world occlusions. Additionally, we observe that AU-ViT also yields performance improvements on the target dataset, even without auxiliary data, by utilizing pseudo AU labels. Our AU-ViT achieves performances superior to, or comparable to, that of the state-of-the-art methods on FERPlus, RAFDB, AffectNet, LSD and the other three occlusion test datasets.