{"title":"An effective MW-PCP-based intermittent fault detection method via sparse matrix factorization and noise reduction","authors":"Jiayi Chen, Zhangming He, Juhui Wei, Jiongqi Wang, Xuanying Zhou","doi":"10.1016/j.chemolab.2025.105439","DOIUrl":null,"url":null,"abstract":"<div><div>Intermittent faults (IFs) usually have significant impact on systems, and the detection of IFs is faced with challenges because of their short duration and randomness. At present, IFs detection has received widespread attention, but few studies have focused on leveraging IFs’ unique characteristics. IFs exhibit sparsity in the process data matrix due to its short and limited duration. This paper proposes an effective Moving Window-Principal Component Pursuit (MW-PCP)-based IFs detection method aiming at utilizing the sparsity of IFs to accurately detect them. Firstly, PCP method is used to decompose the process data matrix and resulting in a sparse matrix that encompasses IFs and sparse process noise. Secondly, MW technique is combined with PCP to lower the interference of noise and accurately capture fault information. And then Hotelling’s <span><math><msup><mrow><mi>T</mi></mrow><mrow><mn>2</mn></mrow></msup></math></span> statistic is used to achieve efficient IFs detection. Especially, we provide the detectability analysis of IFs under the proposed method with detailed proof, including its definition and the necessary and sufficient conditions. Finally, several experiments show that the MW-PCP-based method outperforms existing methods, including Principal Component Analysis (PCA), MW-PCA, PCP, etc. Specifically, it achieved Fault Detection Rates (FDRs) of 97.3<span><math><mtext>%</mtext></math></span>, 85.8<span><math><mtext>%</mtext></math></span>, and 75<span><math><mtext>%</mtext></math></span> in numerical simulation, the CSTR process, and the Cranfield Multiphase Flow Facility dataset, respectively.</div></div>","PeriodicalId":9774,"journal":{"name":"Chemometrics and Intelligent Laboratory Systems","volume":"264 ","pages":"Article 105439"},"PeriodicalIF":3.7000,"publicationDate":"2025-06-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Chemometrics and Intelligent Laboratory Systems","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0169743925001248","RegionNum":2,"RegionCategory":"化学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
Intermittent faults (IFs) usually have significant impact on systems, and the detection of IFs is faced with challenges because of their short duration and randomness. At present, IFs detection has received widespread attention, but few studies have focused on leveraging IFs’ unique characteristics. IFs exhibit sparsity in the process data matrix due to its short and limited duration. This paper proposes an effective Moving Window-Principal Component Pursuit (MW-PCP)-based IFs detection method aiming at utilizing the sparsity of IFs to accurately detect them. Firstly, PCP method is used to decompose the process data matrix and resulting in a sparse matrix that encompasses IFs and sparse process noise. Secondly, MW technique is combined with PCP to lower the interference of noise and accurately capture fault information. And then Hotelling’s statistic is used to achieve efficient IFs detection. Especially, we provide the detectability analysis of IFs under the proposed method with detailed proof, including its definition and the necessary and sufficient conditions. Finally, several experiments show that the MW-PCP-based method outperforms existing methods, including Principal Component Analysis (PCA), MW-PCA, PCP, etc. Specifically, it achieved Fault Detection Rates (FDRs) of 97.3, 85.8, and 75 in numerical simulation, the CSTR process, and the Cranfield Multiphase Flow Facility dataset, respectively.
期刊介绍:
Chemometrics and Intelligent Laboratory Systems publishes original research papers, short communications, reviews, tutorials and Original Software Publications reporting on development of novel statistical, mathematical, or computer techniques in Chemistry and related disciplines.
Chemometrics is the chemical discipline that uses mathematical and statistical methods to design or select optimal procedures and experiments, and to provide maximum chemical information by analysing chemical data.
The journal deals with the following topics:
1) Development of new statistical, mathematical and chemometrical methods for Chemistry and related fields (Environmental Chemistry, Biochemistry, Toxicology, System Biology, -Omics, etc.)
2) Novel applications of chemometrics to all branches of Chemistry and related fields (typical domains of interest are: process data analysis, experimental design, data mining, signal processing, supervised modelling, decision making, robust statistics, mixture analysis, multivariate calibration etc.) Routine applications of established chemometrical techniques will not be considered.
3) Development of new software that provides novel tools or truly advances the use of chemometrical methods.
4) Well characterized data sets to test performance for the new methods and software.
The journal complies with International Committee of Medical Journal Editors'' Uniform requirements for manuscripts.