Navigating Funding Cliffs: An Exploration of the Dynamic Contextual Factors That Influence Evidence-Based Practice Sustainment

Kerry M. Lindquist BA, Sapna J. Mendon-Plasek PhD, George T. Timmins MPH, MPhil, Alex R. Dopp PhD, Sarah B. Hunter PhD
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Abstract

Objective

Contextual factors exert dynamic influences on sustainment of evidence-based practice (EBP) after grant funding ends (ie, funding cliffs), but how these factors change over time remains poorly understood. Exploring the factors that affect EBP sustainment trajectories can help explain how community-based treatment organizations navigate funding cliffs.

Method

The study sample comprised 51 community-based treatment organizations drawn from national cohorts that completed federal grants to implement the Adolescent Community Reinforcement Approach (A-CRA), a youth substance use EBP. Interviews were conducted with clinical staff (N = 129) across 2 or 3 annual waves. Interviews focused on staff perspectives about A-CRA sustainment. Based on interview field notes, a longitudinal thematic analysis was conducted to identify influences on organizational sustainment trajectories (ie, pivotal moments, transitions, driving forces, and slow burn processes).

Results

The end of grant funding triggered numerous sustainment challenges. Pivotal moment events, such as receiving additional funding for A-CRA, helped mitigate the consequences of funding cliffs. Transitions, such as staff turnover, generally impeded sustainment, as organizations had to reinvest in A-CRA-trained staff. Other factors exerted effects that were either directly connected to A-CRA (driving forces), such as committed leadership that fostered staff buy-in, or were more indirectly related (slow burns), such as client population characteristics that made A-CRA delivery challenging.

Conclusion

These results illustrate how interrelated processes influence EBP sustainment trajectories. Although organizations may exhibit a pattern of supports for sustainment of EBP, these factors can change over time and do not guarantee future sustainment. These findings also can inform strategies for strengthening EBP sustainment.

Plain language summary

This study interviewed providers from 51 treatment organizations on steps taken to ensure sustainment, or continuing use, of their evidence-based substance use treatment programs. Findings showed that no single factor guarantees or negates future sustainment – rather, it was a complex process that unfolds over time and follows a variety of pathways. For example, “pivotal moment” events like receiving additional funding were often key to sustaining treatment over time; whereas “transitions” like having providers leave the organization were threats to sustainment unless resources were available to involve additional providers. These findings suggest opportunities for policy and program supports.
导航资金悬崖:影响循证实践维持的动态背景因素的探索
背景因素在资助结束(即资助悬崖)后对循证实践(EBP)的维持产生动态影响,但这些因素如何随时间变化仍知之甚少。探索影响EBP维持轨迹的因素可以帮助解释社区治疗组织如何克服资金悬崖。研究样本包括51个社区治疗组织,这些组织来自完成联邦拨款实施青少年社区强化方法(a - cra)的国家队列,这是一项青少年物质使用EBP。对临床工作人员(N = 129)进行了2 - 3次年度访谈。访谈的重点是工作人员对A-CRA维持的看法。基于实地访谈记录,进行了纵向专题分析,以确定对组织维持轨迹的影响(即关键时刻、过渡、驱动力和缓慢燃烧过程)。结果赠款资金的终止引发了许多持续挑战。关键时刻的事件,例如为A-CRA获得额外资金,有助于减轻资金悬崖的后果。工作人员更替等过渡通常会阻碍维持,因为各组织必须重新投资于经a - ra培训的工作人员。其他因素要么直接与A-CRA(驱动力)相关,例如促进员工参与的忠诚领导,要么更间接相关(缓慢燃烧),例如使A-CRA交付具有挑战性的客户群体特征。结论这些结果说明了相互关联的过程如何影响EBP的维持轨迹。尽管组织可能表现出支持EBP持续的模式,但这些因素可能随着时间的推移而改变,并不能保证未来的持续。这些发现也可以为加强EBP维持的策略提供信息。本研究采访了来自51家治疗机构的提供者,询问他们采取了哪些措施来确保维持或继续使用基于证据的药物使用治疗方案。研究结果表明,没有单一的因素保证或否定未来的持续——相反,这是一个复杂的过程,随着时间的推移,遵循各种途径。例如,获得额外资金等“关键时刻”事件往往是长期维持治疗的关键;然而,像让提供者离开组织这样的“过渡”是对可持续性的威胁,除非有资源可以让其他提供者参与进来。这些发现为政策和项目支持提供了机会。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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JAACAP open
JAACAP open Psychiatry and Mental Health
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