{"title":"In-depth exploration on dynamic-controlled principal component analysis: Algorithm properties and its applications in pattern control and optimisation","authors":"Niannian Zheng , Yuri A.W. Shardt , Xiaoli Luan , Fei Liu","doi":"10.1016/j.jfranklin.2025.107696","DOIUrl":null,"url":null,"abstract":"<div><div>Recently, significant attention has been directed towards extracting latent pattern from measured variables to characterise the operational status of processes. Notably, dynamic-controlled principal component analysis (DCPCA) has been developed to explicitly model the dynamic causality between control inputs and the pattern. However, studies on the mathematical properties of DCPCA are still absent, which hinders understanding and limits its applications. To bridge this gap, this paper analyses the properties of the optimisation problem and solution algorithm for DCPCA, as well as showing the geometric characteristics of DCPCA models. Consequently, the method by which DCPCA is solved and its working principle are explained. Based on these theoretical explorations, a framework for DCPCA-based pattern control and optimisation is designed and discussed to highlight a standard paradigm and show the significance of DCPCA for engineering applications. Finally, a numerical example is presented to validate the effectiveness of DCPCA, which explicitly captures the dynamic-controlled relationships of the process and directly regulates the pattern for process control. Additionally, a benchmark case study using the Tennessee Eastman process shows that DCPCA has a better detection-accuracy rate than dynamic-inner PCA (DIPCA).</div></div>","PeriodicalId":17283,"journal":{"name":"Journal of The Franklin Institute-engineering and Applied Mathematics","volume":"362 8","pages":"Article 107696"},"PeriodicalIF":3.7000,"publicationDate":"2025-04-10","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of The Franklin Institute-engineering and Applied Mathematics","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0016003225001899","RegionNum":3,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
Recently, significant attention has been directed towards extracting latent pattern from measured variables to characterise the operational status of processes. Notably, dynamic-controlled principal component analysis (DCPCA) has been developed to explicitly model the dynamic causality between control inputs and the pattern. However, studies on the mathematical properties of DCPCA are still absent, which hinders understanding and limits its applications. To bridge this gap, this paper analyses the properties of the optimisation problem and solution algorithm for DCPCA, as well as showing the geometric characteristics of DCPCA models. Consequently, the method by which DCPCA is solved and its working principle are explained. Based on these theoretical explorations, a framework for DCPCA-based pattern control and optimisation is designed and discussed to highlight a standard paradigm and show the significance of DCPCA for engineering applications. Finally, a numerical example is presented to validate the effectiveness of DCPCA, which explicitly captures the dynamic-controlled relationships of the process and directly regulates the pattern for process control. Additionally, a benchmark case study using the Tennessee Eastman process shows that DCPCA has a better detection-accuracy rate than dynamic-inner PCA (DIPCA).
期刊介绍:
The Journal of The Franklin Institute has an established reputation for publishing high-quality papers in the field of engineering and applied mathematics. Its current focus is on control systems, complex networks and dynamic systems, signal processing and communications and their applications. All submitted papers are peer-reviewed. The Journal will publish original research papers and research review papers of substance. Papers and special focus issues are judged upon possible lasting value, which has been and continues to be the strength of the Journal of The Franklin Institute.