Hongyang Zan , Haozhou Wang , Xinyu Yu , Hongguang Pan , Li Li
{"title":"Fault estimation and self-healing control for actuator fault in dissolved oxygen control of wastewater treatment","authors":"Hongyang Zan , Haozhou Wang , Xinyu Yu , Hongguang Pan , Li Li","doi":"10.1016/j.jprocont.2025.103433","DOIUrl":null,"url":null,"abstract":"<div><div>Wastewater treatment processes (WWTPs) are inherently complex, characterized by various dynamic operations such as aerobic digestion, which critically depends on maintaining optimal dissolved oxygen (DO) levels. Actuator faults in WWTPs, particularly those affecting oxygen transfer systems, can disrupt this balance, leading to inefficiencies and safety hazards. This paper addresses the issue of fault estimation and self-healing control, specifically in the presence of additive actuator faults affecting the DO regulation. First, a low-order state-space model is introduced as a mechanistic alternative to the Benchmark Simulation Model No. 1 (BSM1) to model the dynamics of WWTPs. Second, the additive actuator fault is incorporated into the system state, and an adaptive proportional-integral observer (APIO) is designed to estimate these faults. Third, a self-healing controller based on sliding-mode control (SMC) is developed to restore the system’s performance and ensure stable DO levels. Finally, the performance of the proposed strategy is evaluated through simulations, which demonstrate its ability to accurately estimate faults and effectively restore system stability in the presence of actuator failures.</div></div>","PeriodicalId":50079,"journal":{"name":"Journal of Process Control","volume":"150 ","pages":"Article 103433"},"PeriodicalIF":3.3000,"publicationDate":"2025-04-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Process Control","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0959152425000617","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
Abstract
Wastewater treatment processes (WWTPs) are inherently complex, characterized by various dynamic operations such as aerobic digestion, which critically depends on maintaining optimal dissolved oxygen (DO) levels. Actuator faults in WWTPs, particularly those affecting oxygen transfer systems, can disrupt this balance, leading to inefficiencies and safety hazards. This paper addresses the issue of fault estimation and self-healing control, specifically in the presence of additive actuator faults affecting the DO regulation. First, a low-order state-space model is introduced as a mechanistic alternative to the Benchmark Simulation Model No. 1 (BSM1) to model the dynamics of WWTPs. Second, the additive actuator fault is incorporated into the system state, and an adaptive proportional-integral observer (APIO) is designed to estimate these faults. Third, a self-healing controller based on sliding-mode control (SMC) is developed to restore the system’s performance and ensure stable DO levels. Finally, the performance of the proposed strategy is evaluated through simulations, which demonstrate its ability to accurately estimate faults and effectively restore system stability in the presence of actuator failures.
期刊介绍:
This international journal covers the application of control theory, operations research, computer science and engineering principles to the solution of process control problems. In addition to the traditional chemical processing and manufacturing applications, the scope of process control problems involves a wide range of applications that includes energy processes, nano-technology, systems biology, bio-medical engineering, pharmaceutical processing technology, energy storage and conversion, smart grid, and data analytics among others.
Papers on the theory in these areas will also be accepted provided the theoretical contribution is aimed at the application and the development of process control techniques.
Topics covered include:
• Control applications• Process monitoring• Plant-wide control• Process control systems• Control techniques and algorithms• Process modelling and simulation• Design methods
Advanced design methods exclude well established and widely studied traditional design techniques such as PID tuning and its many variants. Applications in fields such as control of automotive engines, machinery and robotics are not deemed suitable unless a clear motivation for the relevance to process control is provided.