Co-Occurring Extremes of PM2.5 and Ozone in Warm Seasons of the Yangtze River Delta of China: Insights from Explainable Machine Learning

Yan Lyu*, Danni Wu, Fuliang Han, Huiying Zhang, Fengmao Lv, Azhen Kang, Yijia Hu and Xiaobing Pang, 
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Abstract

Recently, summertime PM2.5 and ozone extremes were reported to frequently co-occur in southern China. In this study, we further demonstrate that their co-occurring extremes can spread into warm seasons in the Yangtze River Delta (YRD) region of China. The annual co-occurrence frequency ranged from 26% to 50% in the YRD from 2015 to 2022, with higher frequencies observed in coastal cities. Notably, the co-occurrence frequency was higher during the COVID-19 pandemic, implying that such co-occurrence may be more spatially widespread with continuous PM2.5 reduction in China. Taking the pandemic period as an example, we leveraged a machine learning algorithm (i.e., Random Forest) coupled with SHapley Additive ExPlanation (SHAP) to identify higher relative importance of solar radiation-related variables (e.g., surface net solar radiation) during co-occurrence periods compared to non-co-occurrence periods in the YRD. Additionally, incorporating volatile organic compounds (VOCs) measurements, we further showed the higher relative importance of VOCs to the extremes of ozone and PM2.5 through a case study at Shaoxing (a typical city in the YRD). Overall, the findings highlight the increasing potentials for co-occurring extremes with ongoing PM2.5 reductions in the YRD and suggest that reducing VOCs (e.g., halocarbons) may help mitigate these extremes in the future.

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中国长江三角洲暖季PM2.5和臭氧同时发生的极端事件:来自可解释机器学习的见解
最近,据报道,夏季PM2.5和臭氧极端事件在中国南方频繁同时发生。在本研究中,我们进一步证明了这两种极端现象在中国长三角地区可以扩散到暖季。2015 - 2022年,长三角地区的年共现频率在26% - 50%之间,沿海城市的共现频率更高。值得注意的是,在COVID-19大流行期间,共现频率更高,这意味着随着中国PM2.5的持续下降,这种共现可能在空间上更加普遍。以大流行时期为例,我们利用机器学习算法(即随机森林)与SHapley加性解释(SHAP)相结合,确定与长三角非共现时期相比,共现时期太阳辐射相关变量(例如,地表净太阳辐射)的相对重要性更高。此外,结合挥发性有机化合物(VOCs)的测量,我们进一步通过绍兴(一个典型的长三角城市)的案例研究表明,挥发性有机化合物对臭氧和PM2.5极端值的相对重要性更高。总体而言,研究结果强调了长三角地区与PM2.5持续减少同时发生极端事件的可能性越来越大,并表明减少挥发性有机化合物(如卤代烃)可能有助于缓解未来这些极端事件。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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