Co-Occurring Extremes of PM2.5 and Ozone in Warm Seasons of the Yangtze River Delta of China: Insights from Explainable Machine Learning

Yan Lyu*, Danni Wu, Fuliang Han, Huiying Zhang, Fengmao Lv, Azhen Kang, Yijia Hu and Xiaobing Pang, 
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Abstract

Recently, summertime PM2.5 and ozone extremes were reported to frequently co-occur in southern China. In this study, we further demonstrate that their co-occurring extremes can spread into warm seasons in the Yangtze River Delta (YRD) region of China. The annual co-occurrence frequency ranged from 26% to 50% in the YRD from 2015 to 2022, with higher frequencies observed in coastal cities. Notably, the co-occurrence frequency was higher during the COVID-19 pandemic, implying that such co-occurrence may be more spatially widespread with continuous PM2.5 reduction in China. Taking the pandemic period as an example, we leveraged a machine learning algorithm (i.e., Random Forest) coupled with SHapley Additive ExPlanation (SHAP) to identify higher relative importance of solar radiation-related variables (e.g., surface net solar radiation) during co-occurrence periods compared to non-co-occurrence periods in the YRD. Additionally, incorporating volatile organic compounds (VOCs) measurements, we further showed the higher relative importance of VOCs to the extremes of ozone and PM2.5 through a case study at Shaoxing (a typical city in the YRD). Overall, the findings highlight the increasing potentials for co-occurring extremes with ongoing PM2.5 reductions in the YRD and suggest that reducing VOCs (e.g., halocarbons) may help mitigate these extremes in the future.

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