A lithium-ion battery state of charge estimation method based on the fusion of data-driven and Kalman filter-based method

Chuanxin Fan , Kailong Liu , Chunfei Gu , Jingyang Fang , Naxin Cui , Depeng Kong , Qiao Peng
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Abstract

State of charge (SOC) estimation is crucial for battery management systems (BMS), which relies on accurate battery mathematical models. The conventional equivalent circuit model, however, does not describe the actual electrochemical nonlinear dynamic response of a lithium-ion battery. In this work, a novel a nonlinear equivalent circuit model (NLECM) is established. It is based on an odd random phase multisine signal for parameter estimation. The signal allows parametrization over a bandwidth broader than that of a conventional HPPC signal. Based on the established NLECM model, a window-varying adaptive extended Kalman filter (WVAEKF) with data-driven algorithm is first applied for SOC estimation. The designed WVAEKF can identify variations in the error innovation sequence distribution and modify the window’s length. Learning from a large number of battery operating data, the data-driven algorithm extracts useful features for the estimation of SOC error and improves the accuracy of the SOC estimation. The experimental results show that the error of SOC estimation by WVAEKF with data-driven algorithm is limited to 1% under dynamic stress test (DST) conditions and 0.5C constant current discharge. Compared with artificial neural network and traditional AEKF, the RMSE of the proposed algorithm is reduced by 93 % and 96 % respectively, which shows that the algorithm has higher accuracy under DST conditions .
一种融合数据驱动和卡尔曼滤波的锂离子电池充电状态估计方法
电池管理系统(BMS)依赖于精确的电池数学模型,荷电状态(SOC)估算是其关键。然而,传统的等效电路模型并不能描述锂离子电池实际的电化学非线性动态响应。本文建立了一种新的非线性等效电路模型(NLECM)。它是基于一个奇随机相位多正弦信号进行参数估计。该信号允许在比传统HPPC信号更宽的带宽上进行参数化。在建立NLECM模型的基础上,首先采用数据驱动算法的变窗自适应扩展卡尔曼滤波器(WVAEKF)进行SOC估计。所设计的WVAEKF可以识别误差创新序列分布的变化,并对窗口长度进行修改。该算法通过对大量电池运行数据的学习,提取出对电池荷电状态误差估计有用的特征,提高了电池荷电状态估计的准确性。实验结果表明,在动态应力测试(DST)和0.5C恒流放电条件下,WVAEKF基于数据驱动算法的SOC估计误差限制在1%以内。与人工神经网络和传统AEKF相比,该算法的RMSE分别降低了93%和96%,表明该算法在DST条件下具有更高的精度。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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