{"title":"On the Influence of Data Resampling for Deep Learning-Based Log Anomaly Detection: Insights and Recommendations","authors":"Xiaoxue Ma;Huiqi Zou;Pinjia He;Jacky Keung;Yishu Li;Xiao Yu;Federica Sarro","doi":"10.1109/TSE.2024.3513413","DOIUrl":null,"url":null,"abstract":"Numerous Deep Learning (DL)-based approaches have gained attention in software Log Anomaly Detection (LAD), yet class imbalance in training data remains a challenge, with anomalies often comprising less than 1% of datasets like Thunderbird. Existing DLLAD methods may underperform in severely imbalanced datasets. Although data resampling has proven effective in other software engineering tasks, it has not been explored in LAD. This study aims to fill this gap by providing an in-depth analysis of the impact of diverse data resampling methods on existing DLLAD approaches from two distinct perspectives. Firstly, we assess the performance of these DLLAD approaches across four datasets with different levels of class imbalance, and we explore the impact of resampling ratios of normal to abnormal data on DLLAD approaches. Secondly, we evaluate the effectiveness of the data resampling methods when utilizing optimal resampling ratios of normal to abnormal data. Our findings indicate that oversampling methods generally outperform undersampling and hybrid sampling methods. Data resampling on raw data yields superior results compared to data resampling in the feature space. These improvements are attributed to the increased attention given to important tokens. By exploring the resampling ratio of normal to abnormal data, we suggest generating more data for minority classes through oversampling while removing less data from majority classes through undersampling. In conclusion, our study provides valuable insights into the intricate relationship between data resampling methods and DLLAD. By addressing the challenge of class imbalance, researchers and practitioners can enhance DLLAD performance.","PeriodicalId":13324,"journal":{"name":"IEEE Transactions on Software Engineering","volume":"51 1","pages":"243-261"},"PeriodicalIF":6.5000,"publicationDate":"2024-12-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Software Engineering","FirstCategoryId":"94","ListUrlMain":"https://ieeexplore.ieee.org/document/10786877/","RegionNum":1,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, SOFTWARE ENGINEERING","Score":null,"Total":0}
引用次数: 0
Abstract
Numerous Deep Learning (DL)-based approaches have gained attention in software Log Anomaly Detection (LAD), yet class imbalance in training data remains a challenge, with anomalies often comprising less than 1% of datasets like Thunderbird. Existing DLLAD methods may underperform in severely imbalanced datasets. Although data resampling has proven effective in other software engineering tasks, it has not been explored in LAD. This study aims to fill this gap by providing an in-depth analysis of the impact of diverse data resampling methods on existing DLLAD approaches from two distinct perspectives. Firstly, we assess the performance of these DLLAD approaches across four datasets with different levels of class imbalance, and we explore the impact of resampling ratios of normal to abnormal data on DLLAD approaches. Secondly, we evaluate the effectiveness of the data resampling methods when utilizing optimal resampling ratios of normal to abnormal data. Our findings indicate that oversampling methods generally outperform undersampling and hybrid sampling methods. Data resampling on raw data yields superior results compared to data resampling in the feature space. These improvements are attributed to the increased attention given to important tokens. By exploring the resampling ratio of normal to abnormal data, we suggest generating more data for minority classes through oversampling while removing less data from majority classes through undersampling. In conclusion, our study provides valuable insights into the intricate relationship between data resampling methods and DLLAD. By addressing the challenge of class imbalance, researchers and practitioners can enhance DLLAD performance.
期刊介绍:
IEEE Transactions on Software Engineering seeks contributions comprising well-defined theoretical results and empirical studies with potential impacts on software construction, analysis, or management. The scope of this Transactions extends from fundamental mechanisms to the development of principles and their application in specific environments. Specific topic areas include:
a) Development and maintenance methods and models: Techniques and principles for specifying, designing, and implementing software systems, encompassing notations and process models.
b) Assessment methods: Software tests, validation, reliability models, test and diagnosis procedures, software redundancy, design for error control, and measurements and evaluation of process and product aspects.
c) Software project management: Productivity factors, cost models, schedule and organizational issues, and standards.
d) Tools and environments: Specific tools, integrated tool environments, associated architectures, databases, and parallel and distributed processing issues.
e) System issues: Hardware-software trade-offs.
f) State-of-the-art surveys: Syntheses and comprehensive reviews of the historical development within specific areas of interest.