A Nonlinear Generalization of the Bauer-Fike Theorem and Novel Iterative Methods for Solving Nonlinear Eigenvalue Problems

Ronald Katende
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Abstract

Nonlinear eigenvalue problems (NEPs) present significant challenges due to their inherent complexity and the limitations of traditional linear eigenvalue theory. This paper addresses these challenges by introducing a nonlinear generalization of the Bauer-Fike theorem, which serves as a foundational result in classical eigenvalue theory. This generalization provides a robust theoretical framework for understanding the sensitivity of eigenvalues in NEPs, extending the applicability of the Bauer-Fike theorem beyond linear cases. Building on this theoretical foundation, we propose novel iterative methods designed to efficiently solve NEPs. These methods leverage the generalized theorem to improve convergence rates and accuracy, making them particularly effective for complex NEPs with dense spectra. The adaptive contour integral method, in particular, is highlighted for its ability to identify multiple eigenvalues within a specified region of the complex plane, even in cases where eigenvalues are closely clustered. The efficacy of the proposed methods is demonstrated through a series of numerical experiments, which illustrate their superior performance compared to existing approaches. These results underscore the practical applicability of our methods in various scientific and engineering contexts. In conclusion, this paper represents a significant advancement in the study of NEPs by providing a unified theoretical framework and effective computational tools, thereby bridging the gap between theory and practice in the field of nonlinear eigenvalue problems.
鲍尔-费克定理的非线性概括和解决非线性特征值问题的新颖迭代法
非线性特征值问题(NEPs)因其固有的复杂性和传统线性特征值理论的局限性而面临巨大挑战。本文通过引入鲍尔-费克定理的非线性广义来应对这些挑战,该定理是经典特征值理论的基础性成果。这一概括为理解非线性特征值的敏感性提供了一个稳健的理论框架,将鲍尔-费克定理的适用性扩展到线性情形之外。在此理论基础上,我们提出了旨在高效求解非线性特征值的新型迭代方法。这些方法利用广义定理提高了收敛速度和精度,对具有密集光谱的复杂 NEP 尤为有效。自适应轮廓积分法尤其突出,因为它能够识别复平面指定区域内的多个特征值,即使在特征值紧密聚类的情况下也是如此。通过一系列数值实验,证明了所提方法的功效,与现有方法相比,性能更优越。这些结果强调了我们的方法在各种科学和工程领域的实际应用性。总之,本文提供了统一的理论框架和有效的计算工具,从而弥合了非线性特征值问题领域理论与实践之间的差距,是对非线性特征值问题研究的重大进展。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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